Carson Wealth

SEPTEMBER 16, 2024

Ironically, despite more uncertainty now about how the Fed will start this rate cut cycle, markets have responded well to the possibility of the Fed going big, the S&P 500 rising strongly since Timiraos’s article was released and the Russell 2000 Index of small cap stocks up even more strongly.

Marketing 96

Marketing Marketing Economy Compliance 96

Carson Wealth

AUGUST 19, 2024

And finally small cap stocks caught a bid, the Russell 2000 Index of small cap stocks climbing 2.5% Compliance Case # 02371712_081924_C The post Market Commentary: S&P 500 Has Best Week of the Year as Recession Fears Fade appeared first on Carson Wealth. according to CME calculations. versus the S&P 500’s 1.6%

Retail 96

Retail Marketing Marketing Sales 96

Carson Wealth

NOVEMBER 20, 2023

On Tuesday, the Russell 2000 Index, which is composed of small-caps, gained nearly 5.4%, marking one of its best days ever. Compliance Case # 01990900_112023_C The post Market Commentary: The Rally Continued appeared first on Carson Wealth. A diversified portfolio does not assure a profit or protect against loss in a declining market.

Marketing 96

Marketing Marketing Economy Distribution 96

The Big Picture

JANUARY 21, 2025

You, you wrote at the journal through the.com implosion as well as the whole runup to 2000 September 11th, the great financial Crisis. I did it in 2000, 2002. It was just a struggle from day one, particularly in the regulatory environment that is the securities business between lawyers and compliance people.

Investing 147

Investing Investments Management Retirement 147

Carson Wealth

JANUARY 22, 2024

While new highs were set before bear markets in 1987, 2000, 2007, and 2020 in recent memory, the market has also made spectacular gains following new highs. Compliance Case # 02079559_012224_C The post Market Commentary: S&P 500 Index Hits a New All-Time High appeared first on Carson Wealth. They are perfectly normal.

Marketing 97

Marketing Marketing Economy Portfolio 97

International College of Financial Planning

JUNE 14, 2023

It is important to note that a new NISM certification must be obtained before the expiry of the existing certificate to ensure compliance with guidelines. Registering as a SEBI investment advisor ensures compliance with regulations and instils trust among clients.

Investment Advisor 52

Investment Advisor Investing Investments Certification 52

Carson Wealth

AUGUST 14, 2023

Overall net worth has increased significantly over time, from $44 trillion in 2000 to close to $150 trillion today. Since 2000, credit card debt has gained 106%, but net worth has risen nearly 250%. Compliance Case # 01867067_081423_C The post Market Commentary: Down for Two Consecutive Weeks appeared first on Carson Wealth.

Marketing 52

Marketing Marketing Food Compliance 52

Carson Wealth

MAY 22, 2023

The mildest decline was in 2000, when starts declined “only” 17%. The 1999-2000 period saw the Fed raise the federal funds rate by about 1.75%. Compliance Case # 01772498 The post Market Commentary: Stocks Keep Chugging Along appeared first on Carson Wealth. The other periods saw rates go up by 4.0% Here’s what’s interesting.

Marketing 52

Marketing Marketing Economy Economics 52

Carson Wealth

DECEMBER 18, 2023

Even small-cap stocks, which have been weighed down by higher rates, saw huge gains, with the Russell 2000 Index rising 3.5%. Compliance Case # 02028643_121823_C The post Market Commentary: Stocks and Bonds Rally as Fed Recognizes Progress on Inflation appeared first on Carson Wealth.

Marketing 96

Marketing Marketing Economy Investing 96

The Big Picture

JULY 26, 2022

RITHOLTZ: And not the one that maybe happened sometime in 2022 and certainly not 2000. WEAVER: But if we can hit our target — RITHOLTZ: We all have compliance departments. RITHOLTZ: — because some of our audience is, you know, older than 25, I’m assuming you mean, ’08. ’09, 09, the financial crisis? WEAVER: ’08. ‘0.

Consulting 298

Consulting Numbers Management Investing 298

Carson Wealth

JANUARY 2, 2024

Now relative performance doesn’t pay the bills in a down year, but value did provide some help in 2022 by outperforming growth stocks by the most since the tech bubble burst in 2000. Compliance Case # 02045931_010224_C The post Market Commentary: Top Charts From 2023 Set the Scene For 2024 appeared first on Carson Wealth.

Marketing 89

Marketing Marketing Economy Manufacturing 89

Carson Wealth

DECEMBER 26, 2023

Notably, there was no SCR in 2000 and 2008. Compliance Case # 02039672_122623_C The post Market Commentary: Sentiment and Santa Setting the Market Tone for 2024 appeared first on Carson Wealth. The table below shows recent times investors were given coal during these seven days, and the results aren’t very good at all.

Marketing 89

Marketing Marketing Investing Investments 89

The Big Picture

FEBRUARY 6, 2024

And ev all the sort of compliance, client service, legal, kind of, everything was done sort of on the side by investment people. And I can tell you from personal experience, us finance people, we’re not great at accounting, legal, compliance, all the detail and stuff that, that keeps the firm running. In 2000, right.

Valuation 130

Valuation Investing Investments Assets 130

Trade Brains

SEPTEMBER 13, 2024

KFin Technologies leverages cutting-edge technology to enhance efficiency and ensure compliance, offering a range of services tailored to the needs of the financial sector. KFin Technologies is currently advancing its digital platform, excelling in transaction management, big data solutions, and wealth management services.

Wealth Management 59

Wealth Management Banking Management Portfolio 59

Trade Brains

SEPTEMBER 20, 2024

OnMobile Global OnMobile Global , established in 2000, is a leading mobile entertainment company headquartered in Bangalore, India. The company has established strong partnerships with local governments to ensure compliance with evolving regulations. Key Metrics Particulars Amount Market Capitalisation ₹ 8,134.85

Government 52

Government Education Marketing Marketing 52

Carson Wealth

SEPTEMBER 9, 2024

Imagine if you inherit Amazon stock that was purchased in the year 2000 for $10,000. Tom is a non-registered associate of Cetera Advisor Networks, LLC Compliance approval: 02387649_0924_C The post What to Do with a Large Inheritance appeared first on Carson Wealth.

Taxes 52

Taxes Financial Advisor Distribution Assets 52

The Big Picture

AUGUST 20, 2024

So any compliance people listening, I’m just spitballing here. The Russell 2000 has 2000 out of the roughly 3,500 stocks available publicly traded. That’s Barry saying it. That’s not Mike. Active managers skew towards smaller stocks simply by definition, right? It’s about 4% of the total market cap.

Assets 173

Assets Management Portfolio Marketing 173

The Big Picture

MAY 23, 2023

Let’s round it up to 145 as much as my compliance people hate when I do that. We — in the early 2000’s we had our first sort of um, involvement in creating on thinking about climate and signing up to various supplies of information when it came to climate data. RITHOLTZ: So, let’s talk about the best people, the firm is 144.7

Clients 162

Clients Management Engineering Investing 162

The Big Picture

SEPTEMBER 10, 2024

And then I developed this macro affinity starting in 2000, really? You have to get compliance. It’s a, it’s the marrying, quite frankly, of macro and micro. So I have a, a deep background in micro, mainly the TMT space. 2009, 10 in that role. And so marrying the two to me is the advantage. Not yet to approve that.

Valuation 162

Valuation Clients Investing Investments 162

The Big Picture

AUGUST 15, 2023

You had the run up in the dot coms to 2000. Let me say what your compliance wouldn’t allow you to say. You guys were killing it in the mid 2000s. ” 29, 87, 74, just pick any 50 plus percent number and certainly 2000 and ’08, ’09, a major index gets cut in half. And what was his response?

Management 130

Management Investing Investments Government 130

Sara Grillo

APRIL 11, 2022

He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets. RICK FERRI, CFA: I ended up retiring in 2000. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

Sara Grillo

MAY 23, 2022

It was 2000, so what… In that case, to get involved or… I guess. It was 2000, so what… In that case, to get involved or… I guess. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. For advise on such matters, contact a legal or compliance advisor.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

Sara Grillo

JUNE 20, 2022

But nothing was done until I voice that frustration and an email to compliance or to HR, I forgot who it was, did anything actually get done, ’cause from that conversation with that partner until the time I re-located to my practice to Tampa, I think it was probably about six months or so.

Financial Advisor 52

Financial Advisor Sales Commission Clients 52

The Big Picture

MARCH 27, 2023

There are a ton of expenses, and they’re getting higher with compliance and marketing and reporting and investor relationship, et cetera. For a lot of funds, the early 2000 saw a lot of opportunity in the distressed market and in other spaces. You have a lot — RITHOLTZ: The emerging manager category? MIELLE: Exactly.

Assets 285

Assets Investing Investments Management 285

The Big Picture

SEPTEMBER 5, 2023

And the reason why I say that is, in 2000, January 1st of 2018, the federal SALT tax was initiated. RITHOLTZ: Just, I’m not a big Instagram fan, and I’m certainly not a Facebook fan, but I’m on Threads waiting for compliance to give me approval to start threading, tweeting, I don’t even know what you would call it.

Sales 130

Sales Numbers Marketing Marketing 130

The Big Picture

JANUARY 24, 2023

KLINSKY: That was a super hot theme in the year 1999 and 2000. RITHOLTZ: So I know we’re not going to talk about performance and returns because of the normal compliance headaches. After I left, they changed their strategy and went into what were called CLECs. RITHOLTZ: That was the George Gilder telecosm debacle.

Investing 263

Investing Investments Numbers Banking 263

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

Carson Wealth

OCTOBER 16, 2023

Cole bombing coincided with the tech bubble bursting in 2000. Most of the major drawdowns have taken place during or near a recession, including those in 1956, 1973, and 2000-2001. Compliance Case # 01937035_101623_C The post Market Commentary: Stocks Bounced in the Face of Grim News appeared first on Carson Wealth.

Marketing 96

Marketing Marketing Economy Compliance 96

The Big Picture

MARCH 21, 2023

ASNESS: Well, I was striving for uncorrelated, but then the compliance officer in my head is saying sometimes it doesn’t come out to zero all the time. And it’s really not a compliance reason, I hope it’s more of an intellectual honesty reason. I just want to put in — RITHOLTZ: That’s correlated? ASNESS: Yes.

Valuation 173

Valuation Investing Investments Numbers 173

Carson Wealth

DECEMBER 23, 2024

Notably, there was no SCR in 2000 and 2008, not the best times for investors, and potentially a major warning that something wasnt right. The small cap index, the Russell 2000, fell 4.4%. Not including this year, the previous five times that the SCR was negative (going back 25 years) saw January down as well.

Marketing 72

Marketing Marketing Economy Economics 72

Mr. Money Mustache

JANUARY 16, 2025

Also, I get a secondary benefit of not having to buy house insurance, which saves me another $2000 per year, boosting my effective return on that payoff. FTC Compliance Note: I use referral links for some products when possible which means the blog may earn a commission if you use them. What about Health Insurance?

Retirement 88

Retirement Medical Insurance Budgeting 88

Carson Wealth

JULY 15, 2024

The Russell 2000 Index, a basket of small cap stocks, rose 3.6% Compliance Case # 02321654_071524_C The post Market Commentary: Carson Investment Research Releases Midyear Outlook 2024: Eyes on the Prize appeared first on Carson Wealth. The ones that lost the most ground were the big technology names that have been surging recently.

Investing 97

Investing Investments Marketing Marketing 97

Carson Wealth

AUGUST 26, 2024

on Friday, a solid day, but the Russell 2000 Index of small cap stocks was up an impressive 3.2%. Compliance Case # 02382058_082624_C The post Market Commentary: S&P 500 Approaches All-Time High as Fed Pivots at Jackson Hole appeared first on Carson Wealth. We expect that tone to shift somewhat in the coming week.

Marketing 95

Marketing Marketing Economy Communication 95

The Big Picture

NOVEMBER 25, 2024

You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. And I think that helped fuel the smart beta boom of the 2000 tens. When managed futures go through a lost decade like they did in the 2000 tens, the investor will barely notice it.

Portfolio 147

Portfolio Management Marketing Marketing 147

The Big Picture

JANUARY 14, 2025

Maybe we should do this out from under the compliance regulations of a broker dealer? 00:17:16 [Speaker Changed] Starting back, this is around 2000 let’s say. How 00:09:09 [Speaker Changed] Long were you guys doing that before you realized, hey, this is really gonna be a successful model? And then how much longer was it before?

Management 147

Management Investing Investments Assets 147

The Big Picture

DECEMBER 10, 2024

00:14:15 [Speaker Changed] What was Silver Lake like in 2000 as the dot coms all imploded? They have a bunch of databases, there’s compliance issues, there’s, you know, cyber, there’s there all kinds of things. 00:14:20 [Speaker Changed] Well, you know, it was an interesting thing.

Engineering 130

Engineering Consulting Manufacturing Investing 130

The Big Picture

MAY 16, 2023

In 2000, I mean, sorry, in 1980, I was 15 years old, I’m sneaking into comedy clubs watching, you know, Jim Carrey and Dave Thomas and, you know, like everybody could show up on a night. I mean, a lot of the best trades that Cramer did as a hedge fund manager, you know, tapping out before everything went to hell in 2000.

Media 290

Media Investing Investments Valuation 290