International College of Financial Planning

JUNE 14, 2023

It can involve guidance on buying or selling securities, portfolio management, and other relevant financial products. Individuals associated with investment guidance must possess at least two years of experience in financial offerings, securities, funds, or portfolio management.

Investment Advisor 52

Investment Advisor Investing Investments Certification 52

The Big Picture

JANUARY 21, 2025

You, you wrote at the journal through the.com implosion as well as the whole runup to 2000 September 11th, the great financial Crisis. I did it in 2000, 2002. It was just a struggle from day one, particularly in the regulatory environment that is the securities business between lawyers and compliance people.

Investing 147

Investing Investments Management Retirement 147

The Big Picture

FEBRUARY 6, 2024

Now I do fundamental side research portfolio management, which I just, 00:08:20 [Speaker Changed] So, so you joined GMO, there’s 60 people, 30 years. And ev all the sort of compliance, client service, legal, kind of, everything was done sort of on the side by investment people. In 2000, right. It was over 50 right?

Valuation 130

Valuation Investing Investments Assets 130

Carson Wealth

JANUARY 2, 2024

Artificial Intelligence Grabs the Spotlight Jake Bleicher, Portfolio Manager To me, the narrative of 2023 is captured by a chart showing the performance of NVIDIA, the maker of high-end computer chips that have become the bedrock of artificial intelligence (AI).

Marketing 86

Marketing Marketing Economy Manufacturing 86

The Big Picture

AUGUST 20, 2024

So any compliance people listening, I’m just spitballing here. The second thing that it ultimately does is it creates conditions under which there’s a transition from cash rich portfolios that are ultimately option like in their characteristics. I’m gonna hold it in my portfolio. That’s Barry saying it.

Assets 173

Assets Management Portfolio Marketing 173

Sara Grillo

APRIL 11, 2022

He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets. RICK FERRI, CFA: I ended up retiring in 2000. His clients’ net worth range from negative $300k to $100MM. RICK FERRI, CFA: Well, there’s a lot of steps to it.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

The Big Picture

MAY 23, 2023

So, GOG, discretionary portfolio management. Let’s round it up to 145 as much as my compliance people hate when I do that. We — in the early 2000’s we had our first sort of um, involvement in creating on thinking about climate and signing up to various supplies of information when it came to climate data.

Clients 162

Clients Management Engineering Investing 162