Nerd's Eye View

MAY 1, 2024

Understanding that this would place an unnecessarily heavy burden on advisors, the SEC issued an exemption in 2002 allowing for certain "Internet advisers" to register with the SEC even though they wouldn't otherwise qualify to do so.

Investing 246

Investing Investments Compliance Clients 246

XY Planning Network

MAY 21, 2024

Since its approval by the SEC in 2002, the Internet Adviser Exemption has gained increasing popularity and interest among advisers as a possible path to SEC registration, especially if the adviser may not otherwise qualify for federal registration.

Financial Planning 91

Financial Planning Clients Planning Management 91

Park Place Financial

JULY 6, 2022

RETIREMENT PLANNING The Impact of Public Retirement in Texas Schedule a Complimentary Financial Review CLICK HERE TO SCHEDULE. Two laws in particular— Senate Bill 321 and House Bill 3898 —have significant implications for Texas citizens with public retirement plans. Statewide systems plans. What Is Texas HB 3898?

Retirement 52

Retirement Retirement Planning Certified Financial Planner Ethics 52

The Big Picture

AUGUST 15, 2023

To give you a fun story, we launched Protégé Partners in 2002. And in 2002, the bucket of the largest hedge funds was those north of $1 billion. SEIDES: Before 2002, there were no capacity issues with whoever you thought the best hedge funds were. Let me say what your compliance wouldn’t allow you to say.

Management 130

Management Investing Investments Government 130

The Big Picture

JANUARY 21, 2025

And I think you will also, if you are at all curious about estate planning or investing or personal finance, this is not the usual discussion and I think it’s very worthwhile for you to hear this and share it with friends and family. What was your original career plan? I did it in 2000, 2002. I did it in 2008 in oh nine.

Investing 147

Investing Investments Management Retirement 147

The Big Picture

MARCH 27, 2023

Was that where you plan to go? There are a ton of expenses, and they’re getting higher with compliance and marketing and reporting and investor relationship, et cetera. But think of the pension plans, think about the school endowments, they really need some safety. But let’s roll back a little bit. MIELLE: Right.

Assets 285

Assets Investing Investments Management 285

Sara Grillo

FEBRUARY 13, 2023

So according to Yardini Research, there was $200 billion of buybacks in quarter two, 2002 for S&P stocks. Like, okay, so for the regular person sitting with the DC plan and now start from there. Nothing within this content constitutes legal investment or compliance advice. And Apple is sitting on over $200 billion in cash.

Investing 72

Investing Investments Clients Portfolio 72