Sara Grillo

AUGUST 14, 2023

She obtained her CFP designation in 2003. Dr. Lee’s current research agenda includes investigating the impact of insurance licensing on financial advisor misconduct, analyzing the effect of external vs. internal work commitments on college student performance in hybrid and online learning environments, and examining risk profiles of U.S.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

The Big Picture

AUGUST 20, 2024

We were one of the last to get what’s called a value added license to the compus stat database. And finally, I think it was 2003 or four, I ran into Mitch on the street on, actually on 57th, just around the corner from where we are right now. That actually is exactly what we ended up doing. She was based out in Los Angeles.

Assets 173

Assets Management Portfolio Taxes 173

Sara Grillo

SEPTEMBER 12, 2022

JR agrees, stating that 70% of CFP holders have insurance licenses. #4 Since 70% of CFP® mark holders have insurance licenses, anything they do on the insurance side (outside of variable products) is not regulated by the SEC. 4 Has the CFP Board failed to address the insurance problem – the “third hat”?

CFP 80

CFP Financial Planner Ethics Financial Planning 80