Remove 2006 Remove Compliance Remove License
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Transcript: Mike Green, Simplify Asset Management

The Big Picture

We were one of the last to get what’s called a value added license to the compus stat database. So any compliance people listening, I’m just spitballing here. The F, there is a subsequent change in 2006 called the Pension Protection Act. That’s the world that largely existed prior to 2006.

Assets 173
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Transcript: Jonathan Miller

The Big Picture

And so it’s become more and more heated to the point where the appraisal subcommittee, which is allowed to monitor and review the appraisal foundation, the appraisal foundation is basically to maintain the verbiage of our license, our certification, what we’re supposed to do. Just revised the cover. ” MILLER: Yeah.

Sales 130
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Transcript: Corey Hoffstein on Return Stacking  

The Big Picture

This was the era, 2005, 2006, all of my friends were looking to get banking roles. Would you license these models to me? You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. Barry Ritholtz : That’s hilarious.

Portfolio 147