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MiB: Robyn Grew, Man Group CEO

The Big Picture

Previously she was COO, General Counsel, Chief Administrative Officer, and Global Head of Legal and Compliance. Before joining the firm in 2010 as Chief Compliance Officer for Man GLG, Robyn held Sr. She is also a member of Man Group’s senior executive governance committee.

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: U.S. Treasury and the Fed fine Wells Fargo $98 mln for inadequate oversight of sanctions compliance

MarketWatch

million total — is for “unsafe or unsound practices” related to historical inadequate oversight of sanctions compliance risk at its Wells Fargo Bank N.A. The Fed’s fine of $67.8 million — included in the $97.8 The bank violated U.S. The fine marks the latest of several enforcement actions against the bank, including a $1.93

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Seven ways to talk your financial execs out of jargon and bad writing

Investment Writing

For example, its 2010 full-service investor survey spurred J.D. Show them you can work with the compliance department Some bad writing results from fear of the firm’s compliance department. Next, consider ways to satisfy the compliance department’s concerns. I suggest that first you write your message clearly.

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Risk Management Podcasts

Risk Management Guru

Founded by Boris Agranovich in 2010, the Global Risk Community (GRC) is the world’s leading community for Risk Managers. Episodes will feature topics such as: risk management, cyber security, credit risk, market risk, governance, fintech, regtech, risk and compliance, AML, fraud and other related topics.

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Market Commentary: Up and Down Week Leaves the S&P 500 Near Flat

Carson Wealth

2010 had a European banking crisis. Compliance Case # 02362252_081224_C The post Market Commentary: Up and Down Week Leaves the S&P 500 Near Flat appeared first on Carson Wealth. Starting clear back in 1990 when Iraq invaded Kuwait, August seems to be susceptible to large geopolitical or market events taking place.

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Market Commentary: Good News Is Good News

Carson Wealth

Instead, this is what happened: The economy accelerated in 2023, with GDP growth rising 3.1%, well above the 2010-2019 trend of 2.4% That’s well above the 2010-2019 average of 2.4% Compliance Case # 02089242_012924_C The post Market Commentary: Good News Is Good News appeared first on Carson Wealth. and 2017-2019 pace of 2.8%.

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Market Commentary: Is “Sell in May” Still Relevant?

Carson Wealth

in the first quarter, well above the 2010-2019 average pace of 2.4%. Compliance Case # 02219915_042924_C The post Market Commentary: Is “Sell in May” Still Relevant? Excluding these categories provides a much clearer picture of actual spending and production in the economy, i.e., final demand after adjusting for inflation.