Remove 2012 Remove Compliance Remove Financial Services
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Market Commentary: Strong Jobs Report Gets the “Good News Is Bad News” Treatment

Carson Wealth

The last two highlight the challenges of keeping up with changing markets and technology, as GM declared bankruptcy in 2009 and Kodak in 2012. The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services. Compliance Case # 7521978.1._011325_C

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Market Commentary: Strong Starts to the Year Are Usually Bullish for Stocks

Carson Wealth

Looking more closely at the data above, we noticed only 1976 and 2012 were election years and the market returned 4.6% The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services. and 1.3%, respectively.

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Market Commentary: Checking In on Market Fundamentals

Carson Wealth

This is only the eighth time that has ever happened and the first time since the first quarter of 2012 (also an election year). The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services. on average.

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Transcript: Ted Seides

The Big Picture

Let me say what your compliance wouldn’t allow you to say. You still had 2012 to 2017 to finish the bet. Certainly in financial services, we recognize now that there are all these microaggressions that have been in place for decades. And at the time, I was managing Protege Partners as a hedge fund of funds.

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Should you cancel your CFP designation?

Sara Grillo

Nothing in this podcast or blog can be interpreted as legal or compliance advice. For advise on such matters, contact a legal or compliance advisor. Robert is also an Instructor of CFP® Coursework for the College of Financial Planning Online and on Campus at Kennesaw State University. About Scott Salaske. & Lee L.

CFP 80
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Transcript: Savita Subramanian

The Big Picture

And meanwhile, I was doing, you know, I was working at this financial services company and I was really interested in what they were doing. Because these regulated banks had to hire all these legal and compliance and expert folks to make sure we weren’t doing anything bad, right?

Numbers 147
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Market Commentary: Swift Election Results Boost Investors’ Confidence

Carson Wealth

It is the most for a Republican President since 1988, but it trails the 365 (2008) and 332 (2012) President Obama won in his two elections. The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services.