Carson Wealth

DECEMBER 9, 2024

Thats the lowest pace since early 2013 (outside of the Covid months). The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services. Keep in mind that the labor force is also larger. Again, its the trend thats a concern here.

Marketing 69

Marketing Marketing Economy Manufacturing 69

Carson Wealth

JANUARY 13, 2025

The hiring rate, which is the number of hires as a percent of the labor force, has fallen to 3.3%, the slowest pace since 2013 (outside of the Covid months). The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services. Compliance Case # 7521978.1._011325_C

Marketing 75

Marketing Marketing Economy Compliance 75

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

Good Financial Cents

DECEMBER 14, 2022

After all, people will always need financial services, whether investing their money , taking out loans, or managing their taxes. Employment numbers for Financial Managers are expected to rise by 17% over the next decade, faster than the average for all occupations. Chief Compliance Officer. Financial Examiner.

Budgeting 88

Budgeting Compliance Accounting Insurance 88

Carson Wealth

OCTOBER 7, 2024

Hiring also seems to have pulled back a lot, with the Job Openings and Labor Turnover Survey (JOLTS) telling us that the hiring rate (hires as a percent of the labor force) has pulled back to 3.3% — a rate we last saw in 2013 (excluding the peak pandemic months in 2020).

Marketing 96

Marketing Marketing Economy Economics 96

Sara Grillo

DECEMBER 22, 2023

The goal is to educate people so they can steer clear of the traps the financial services industry sets for them. 9 Sept 2013). Six Core Fiduciary Duties for Financial Advisors. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. Sara G Sources Rostad, Knut. (9

Financial Advisor 52

Financial Advisor Fiduciary Duty Compliance Financial Advice 52

Carson Wealth

MAY 1, 2023

May-October has been up nearly 5% on average since 2013, far higher than its average 1.7% The NASDAQ 100 Index includes publicly-traded companies from most sectors in the global economy, the major exception being financial services. But that isn’t always the case. return since 1950. economy expanded by only 1.1%

Marketing 52

Marketing Marketing Economy Numbers 52