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Remembering Art Cashin

The Big Picture

He was always very generous with me, allowing many of his unique works to be republished on this blog (despite the usual concerns from compliance). His insights were unique, and I always received them with gratitude. My buddy Mark Lehman had been at UBS in Switzerland for nearly his entire career. Invest as If It Won’t.

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: SEC charges crypto exchange Bittrex and former CEO with flouting securities laws

MarketWatch

“Today’s action, yet again, makes plain that the crypto markets suffer from a lack of regulatory compliance, not a lack of regulatory clarity,” said SEC Chair Gary Gensler, in a statement. “As The SEC said former CEO Shihara, who ran the company from 2014 to 2019 earned $130 million in compensation from his time at Bittrex.

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Market Commentary: Four Big Questions

Carson Wealth

trillion (37%) This is a big shift from 2014, when foreigners were the largest holders of U.S. The share held by the Federal Reserve has jumped between 2014 and 2022, but the chart below shows that percentage has fallen over the last year as the Fed has ended its bond purchases. debt has fallen from 26% to 15% between 2014 and 2023.

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Everything you need to know about NSE IPO

Trade Brains

NSE also oversees compliance by its members and listed companies with relevant rules and regulations. It was named Indian Exchange of the Year for 2014 by Futures & Options World. The exchange also received the CII EXIM Bank Excellence Prize in 2014 and 2016.

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Don't get an "F" on FBAR

Brown Advisory

We work closely with our clients and their outside professional advisors to identify when FBAR filings are required and to help facilitate compliance. In 2014, an 87-year-old, retired specialty-glass importer faced more than $2 million in penalties for failing to disclose a $7 million Swiss account which dated back to the 1960s.

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Getting Found – Your Google My Business Listing and the New SEC Marketing Rule

Midstream Marketing

This left a few questions concerning the new "review culture" that is taking place on the Internet, so the SEC further clarified things in 2014. " So if you don’t fully understand it today (or if you suddenly realize you’re not in compliance), you still have a lot of time to get things right.

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Bracketology (2025 Edition)

The Better Letter

In 2014, one bracket was alive through 34 games. UConn won the national championship as a seven in 2014. Rumor had it that this was part of a quiet agreement between regulators and internal compliance officials, who were understandably concerned about what had gone on. That was about a one-in-five-million level of success.

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