2014, Compliance and Financial Advice - Financial Advisor Source

Transcript: Luis Berruga, Global X ETFs

The Big Picture

DECEMBER 6, 2022

when I first moved from Spain, and I learned a lot because I spent a lot of time with financial advisors, which, as you know, is a key segment of our client base today. What is the financial advice world like in Europe? RITHOLTZ: So you joined Global X in 2014. RITHOLTZ: So you move here from Spain. BERRUGA: Yeah.

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Transcript: Howard Lindzon

The Big Picture

MAY 16, 2023

So you can imagine that first check multiplied a little bit from 2014 or so. Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. And I mentioned, you said it’s 2014. So to think that… RITHOLTZ: This is not financial advice, you can say it on the air.

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Financial Advisor Source

Transcript: Luis Berruga, Global X ETFs

Transcript: Howard Lindzon

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