2016 Commission Compliance 
Nerd's Eye View
MAY 15, 2024
commissions), and who holds themselves out as a trusted adviser by either stating they are acting as a fiduciary or otherwise indicates that they are making individualized recommendations based on the investor's best interest.
Brown Advisory
JANUARY 17, 2024
Statistically, these are known as Type 1 errors of commission (or inclusion) having fallen for a false positive signal. A firm that claims compliance with the GIPS standards must establish policies and procedures for complying with all the applicable requirements of the GIPS standards.
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Brown Advisory
AUGUST 14, 2023
At the margin, the factors can be a tailwind as experienced in 2017 and 2018 or a headwind as seen in 2016 and 2022, but when we look at attribution over the past three years in the chart below it shows over 100% of the strategy’s alpha came from individual investment selection or stock-picking as the factors combined were a net negative drag.
Inside Information
OCTOBER 30, 2021
Past winners include Ron Rhoades, David Tittsworth, Skip Schweiss, Phyllis Borzi, Harold Evensky, Barbara Roper and, in 2016, the entire U.S. Every year, the Committee selects a worthy candidate to be given its “Fiduciary of the Year” award. Department of Labor.
Brown Advisory
JANUARY 1, 2023
Recently, Microsoft has seen the Federal Trade Commission (FTC) voice opposition to its pending $69bn acquisition of gaming company Activision Blizzard. We funded this position by selling Otis’ peer, Schindler, an investment that we had in the portfolio since 2016.
The Big Picture
SEPTEMBER 5, 2023
Listen, it’s always a good time to generate a commission if you’re a commission real estate agent. MILLER: Because, but sales that closed from the sponsor, the developer in 2016, by 2017, 2018, their values were 50% less. RITHOLTZ: It was great. MILLER: Of course. Like you, she wasn’t afraid to call people out.
The Big Picture
JANUARY 24, 2023
So you sell a lot of houses and you get commission on what you sell. RITHOLTZ: So I know we’re not going to talk about performance and returns because of the normal compliance headaches. I mean, even when I was at Goldman Sachs doing private equity work, it’s more equivalent to a merger work. You control it.
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