Nerd's Eye View

OCTOBER 25, 2023

In 2019, the SEC released a Commission Interpretation that separated the obligation of RIAs to act in their clients' best interests into separate duties of care (to provide investment advice in the best interest of the client) and loyalty (to eliminate or disclose all potential conflicts of interest with the client).

Fiduciary Duty 246

Fiduciary Duty Commission Clients Accounting 246

MarketWatch

APRIL 17, 2023

Securities and Exchange Commission on Monday charged crypto trading platform Bittrex Inc. investors as a broker, exchange and clearing agency without registering these activities with the Commission, in violation of the law. The SEC alleged that Bittrex earned at least $1.3 billion in revenue between 2017 and 2022 serving U.S.

Commission 98

Commission Compliance Marketing Marketing 98

Trade Brains

SEPTEMBER 15, 2023

Flares & Process Equipment Division: This segment is a multi-disciplined SBU that provides services like design, manufacture, erection & commissioning, electrical, mechanical and instrumentation of process packages, process equipment, flare system & components and EPC contracts from the Chinchwad plant. This segment contributes.

Planning 105

Planning Manufacturing Compliance Commission 105

Trade Brains

NOVEMBER 15, 2023

The company provides a full variety of financial products and related services for RE projects and other value chain operations such as equipment manufacturing and transmission, from project conceptualization to post-commissioning.

Government 59

Government Compliance Commission Banking 59

Trade Brains

JULY 17, 2024

Why Adani companies are at the forefront of Indian Growth After a prolonged period of slowdown in the economy in 2019-20s, India went into recession in 2020 due to the Covid lockdown. It also aids in compliance with regulatory requirements and best practices in corporate governance. In FY24, Senthil Chengalvarayan took 2.39

Government 52

Government Transportation Economy Distribution 52

Brown Advisory

JANUARY 1, 2023

We were excited when we got the opportunity to invest in Danish medical device manufacturer Coloplast in September, our first new health care company since 2019. Recently, Microsoft has seen the Federal Trade Commission (FTC) voice opposition to its pending $69bn acquisition of gaming company Activision Blizzard. in 2020 and 34.2%

Investing 52

Investing Investments Valuation Clients 52

The Big Picture

SEPTEMBER 5, 2023

Listen, it’s always a good time to generate a commission if you’re a commission real estate agent. I recall, so we looked in Florida in 2019 on the West Coast, and I didn’t know, did I want a house, did I want a condo? RITHOLTZ: It was great. MILLER: Of course. But this has been going on for quite a while.

Sales 130

Sales Numbers Marketing Marketing 130