2019, Fiduciary Duty and Risk Management - Financial Advisor Source

Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

Sara Grillo

AUGUST 14, 2023

Legal definition of the fiduciary standard To quote directly from a paper by Attorney Lorna Schnase , two bodies of law form the legal basis for the fiduciary standard: Common law: Under common law principles of agency, an investment adviser, as agent, owes fiduciary duties to its client, as principal.3

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Transcript: Ilana Weinstein

The Big Picture

JULY 4, 2023

RITHOLTZ: Well, the Wall Street Journal column that I read about you from, it was pre-pandemic, 2019, something like that, you’re talking to Steve Cohen of Point72 and Ken Griffin of Citadel and all of these other giant hedge funds. We love, but at the end of the day, They have a fiduciary duty to their LPs to hire the best person.

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Financial Advisor Source

Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

Transcript: Ilana Weinstein

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