Nerd's Eye View

JULY 17, 2023

In the early days when financial advisors were first and foremost salespeople for insurance and investments products, the reality is that "advisor training and education" wasn't really about finance or advice… it was mostly just about learning how the company's products worked and how to effectively sell them to consumers.

Ethics 245

Ethics Financial Advice CFP Financial Advisor 245

NAIFA Advisor Today

FEBRUARY 6, 2025

McGlothlin served on the Society of FSP National Executive Committee from 2018 to 2021 and was National President in 2020-2021. He has demonstrated his personal commitment as a lifelong learner and educator and ethical professional. The team has achieved a remarkable 300% growth over six years. NAIFA and FSP merged in January 2024.

Ethics 138

Ethics Retirement Planning Education CFP 138

Indigo Marketing Agency

DECEMBER 19, 2022

He’s coached thousands of financial service professionals on how to identify and serve more ideal clients. Steve Sanduski is a CFP® professional and personal coach to financial professionals. Ron is a household name among financial advisors and one of our personal heroes and mentors. Check out his Twitter feed here.

Financial Advisor 116

Financial Advisor CFP Financial Services Education 116

Indigo Marketing Agency

JANUARY 11, 2021

We are thrilled to have a new article published in the December 2020 issue of the Investments & Wealth Monitor , a bimonthly educational magazine for financial professionals published by Investments & Wealth Institute. The coronavirus pandemic has brought on a digital revolution in the financial services space.

Investing 52

Investing Investments Education Ethics 52

Sara Grillo

JUNE 24, 2024

This correction was updated in 2020 with AG 49A and again in May 2023 with AG49B. The goal is to educate people so they can steer clear of the traps the financial services industry sets for them. This means the policyholder was likely shown an illustrated rate of return regulators have now deemed to be wrong and/or incorrect.

Insurance 59

Insurance Math Financial Advice Compliance 59

Sara Grillo

JUNE 2, 2022

It’s the typical financial services move of providing enough information to satisfy the minimum standard of transparency, but never going to the full extent that would enable the person to know what is really going on. #2. What about ethics? Ethical actions that financial advisors take. Impact on the client?

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Cornerstone Financial Advisory

APRIL 10, 2023

4, 5 After reports of a jump in initial jobless claims on Thursday and a 15% rise in layoffs in March, Friday’s March employment report showed the smallest increase in nonfarm payrolls (+236,000) since December 2020. C), The PNC Financial Services Group, Inc. 6 This Week: Key Economic Data Wednesday: Consumer Price Index (CPI).

Marketing 59

Marketing Marketing Taxes Economics 59