Nerd's Eye View

JULY 8, 2024

Yet the need for advisor education – and the regulatory requirements to get it (in the form of Continuing Education obligations) – never ends, with the latest focus for most financial advisors being on the ongoing expansion of NASAA's 2020 Model Rule that implemented the first Investment Advisor Representative (IAR) requirements to get (..)

Ethics 239

Ethics Education Financial Advice Taxes 239

James Hendries

JULY 13, 2022

So far, this year hasn’t seen a full-blown crisis like 2008–2009 or 2020, but the ride has been very bumpy. When times are turbulent, the surest path toward progress remains sound financial advice from dedicated professionals who have logged many hours in similar conditions. Click here to view the digital version.

Investment Advisor 98

Investment Advisor Banking License Insurance 98

eMoney Advisor

DECEMBER 15, 2022

adults said their most trusted source of financial advice was a financial advisor. That’s up from 22 percent who said the same in early 2020. 1 Market volatility was found to be a major factor in spurring people to seek advice. That’s a 67 percent increase from its 48 awards in 2020.

Financial Planner 74

Financial Planner CFP Certified Financial Planner Financial Advisor 74

BlueMind

JULY 15, 2022

Bear in mind the standards that a Registered Investment Advisor is held accountable to and a broker-dealer is, are different. Despite the regulators increasing measures to maintain transparency and integrity in the financial dealings of the market, mistakes happen even by the most well-intentioned advisors.

Compliance 98

Compliance Financial Advisor Certified Financial Planner Clients 98

James Hendries

JULY 21, 2022

So far, this year hasn’t seen a full-blown crisis like 2008- 2009 or 2020, but the ride has been very bumpy. When times are turbulent, the surest path toward progress remains sound financial advice from dedicated professionals who have logged many hours in similar conditions. Please contact your financial advisor with questions.

Clients 52

Clients Investment Advisor License Financial Advice 52

James Hendries

OCTOBER 4, 2022

As we experienced in 2020, when a lot of negative sentiment is being priced into markets, it may set the bar low for stocks to outperform expectations. This material is for general information only and is not intended to provide specific advice or recommendations for any individual. We also have some positive seasonal patterns ahead.

Clients 52

Clients Investment Advisor Economy License 52

Indigo Marketing Agency

DECEMBER 19, 2022

Dorsainvil, CFP®, they are on a mission to provide access to financial planning for “the rest of us.” Lazetta believes that solid financial advice is not just for the 1%. Matt Reiner is a CFA, CFP Ⓡ professional, and partner at Capital Investment Advisors and Wela Strategies. Together with Rianka R. Matt Reiner.

Financial Advisor 116

Financial Advisor CFP Financial Services Education 116