Harness Wealth

APRIL 4, 2025

How to Anticipate and Navigate Property Tax Scenarios for Businesses ( Carl Hoemke , CPA Practice Advisor) Property taxes and business license compliance present a complex landscape, especially when significant business events involving mergers, acquisitions, or expansion occur. Wrappe, J.D.,

Taxes 52

Taxes License Banking Government 52

Trade Brains

SEPTEMBER 26, 2024

NSE also oversees compliance by its members and listed companies with relevant rules and regulations. Financial Highlights Of NSE IPO Financial Year Mar 2020 Mar 2021 Mar 2022 Mar 2023 Mar 2024 Revenue (Crores) 3,508 5,625 8,929 11,856 14,780 Net Profit (Crores) 1885 3573 5198 7356 8306 EBITDA(Crores) 2,706 4690.98 crores in 2024.

Compliance 90

Compliance Banking Management Risk Management 90

FMG

DECEMBER 22, 2022

When LPL bought Waddell & Reed in 2021, it opened some doors as the pay structure was more conducive for small practices and they offer a lot of optional add-on services, like virtual assistants. I followed realtors, lenders, creators, speakers, as well as non-licensed money bloggers to get some great ideas.

Financial Advisor 52

Financial Advisor Compliance Clients Communication 52

Sara Grillo

JUNE 2, 2022

I have several issues with the methodology, namely: The advisor must have an “acceptable compliance record.” There are plenty of financial advisors with a long tenure in the business and spotless compliance records. Moreover, there’s zero explanation for the 2021 list as to how these advisors were selected.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Sara Grillo

MARCH 13, 2023

In October of 2021, ProShares was successful in bringing the first futures-based ETFs to market. He holds Series 7 and 65 Securities Licenses in addition to a Life & Health Insurance License. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Financial Advisor 59

Financial Advisor Assets Management License 59

Trade Brains

MAY 6, 2023

The majority of the issues related to Yes Bank were related to corporate governance and compliance. The carrier also lost its flying license during the period. The company has also got its license back recently and may be at the cusp of a turnaround. By 2019, the bank was already one of the top four private lenders in India.

Banking 52

Banking License Government Investing 52

Brown Advisory

JANUARY 1, 2023

net of fees return in 2021, 20.2% We wrote about them last year in the 2021 Annual review (link here) and continue to see exceptional long-term value in both. B3 – Brazil, Bolsa, Balcano 12 We invested in B3 during 2021 after it had fallen approximately -50% in the first half of the year. The Strategy generated a 17.0%

Investing 52

Investing Investments Valuation Clients 52