Nerd's Eye View

OCTOBER 3, 2022

Welcome to the October 2022 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!

Commission 246

Commission Financial Planning Ethics Planning 246

Abnormal Returns

FEBRUARY 26, 2023

tker.co) A link to the 2022 Berkshire Hathaway ($BRK.A) Sentencing Commission show judges rejected more than 80% of compassionate release requests filed from October 2019 through September 2022. mailchi.mp) On the ethics of holding down two full-time jobs. annual shareholder report. bloomberg.com) Data from the U.S.

Ethics 243

Ethics License Financial Advising Startup 243

eMoney Advisor

MAY 1, 2023

.” Once named a “Woman to Watch” by InvestmentNews, Cheng uses her high profile for the betterment of the profession, spreading a message about the benefits of skilled and ethical financial planning. She’s set to serve alongside Yung on the CFP Board’s new Competency Standards Commission. ” March 25, 2022.

Financial Planning 101

Financial Planning Planning Financial Planner CFP 101

Park Place Financial

SEPTEMBER 8, 2022

One of the best financial advisors available, CFPs earn board certification that represents their intensive training, commitment to observing ethical standards, and dedication to putting clients first. They register with the United States Securities and Exchange Commission ( SEC ) to gain the designation. . March 16, 2022. |.

Financial Advisor 52

Financial Advisor Fiduciary Duty Certified Financial Planner Financial Planner 52

Sara Grillo

JUNE 2, 2022

Here is the Barron’s 2022 Top Advisor Rankings by State. What about ethics? Those are typically advisors who charge commissions, either as their sole form of compensation or in combination with AUM fees. Ethical actions that financial advisors take. The Barrons’ Top Advisor List… is just terrible. Low cost advisors.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Sara Grillo

NOVEMBER 8, 2022

Please view my Code of Ethics here (insert hyperlink). Other additional fees that you can expect to incur, but that will not be paid to us in any part, may include: Trading fees Brokerage commissions Mutual funds and ETF expenses Custodial fees. Our scheduled meetups are here: November 9th, 2022. December 14th, 2022.

Compliance 52

Compliance Wealth Management Financial Advice Financial Planning 52

Sara Grillo

JANUARY 9, 2023

The goal of the Transparent Advisor Movement is to create the country’s best financial advisors – the most ethical, effective, and successful financial advisors that the industry has ever seen in its history. Specific examples: Educating financial advisors of all business models (AUM, fee only, commission, etc.) November 2022.

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52