Remove 2023 Remove Commission Remove Compliance
article thumbnail

Weekend Reading For Financial Planners (Jan 14-15)

Nerd's Eye View

Enjoy the current installment of “Weekend Reading For Financial Planners” - this week’s edition kicks off with the news that the Federal Trade Commission has proposed a nationwide ban on noncompete clauses in employee contracts, aiming to give employees more freedom to change jobs within the same industry.

article thumbnail

Extracting Actionable Takeaways From The SEC’s Staff Bulletin Regarding An RIA’s Standard Of Care

Nerd's Eye View

In 2019, the SEC released a Commission Interpretation that separated the obligation of RIAs to act in their clients' best interests into separate duties of care (to provide investment advice in the best interest of the client) and loyalty (to eliminate or disclose all potential conflicts of interest with the client).

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Fundamental Analysis Of Ador Welding – Future Plans & More

Trade Brains

Flares & Process Equipment Division: This segment is a multi-disciplined SBU that provides services like design, manufacture, erection & commissioning, electrical, mechanical and instrumentation of process packages, process equipment, flare system & components and EPC contracts from the Chinchwad plant. 4 2022 0 17 2023 0.05

Planning 105
article thumbnail

An In-Depth Guide to DeFi Taxes for 2023

Harness Wealth

Tax Code Changes for DeFi in 2023 For the 2023 tax year, the U.S. Revised Tax Brackets and Rates: The IRS has updated the tax brackets and rates for 2023 to account for inflation. These changes may affect your overall tax liability, depending on your income and the specific DeFi activities you engage in.

Taxes 59
article thumbnail

Use this template for a flat fee advisor website!

Sara Grillo

You should get this run by compliance before publishing any of this text. You should ask compliance for them. Other additional fees that you can expect to incur, but that will not be paid to us in any part, may include: Trading fees Brokerage commissions Mutual funds and ETF expenses Custodial fees. January 11 th , 2023.

article thumbnail

10 High-Income Tax Planning Strategies to Complete Before 2025: A Year-end Checklist

Harness Wealth

Note that gifting private company stock may require a professional appraisal to establish fair market value and ensure compliance with IRS regulations. million in 2023. Before making any moves, consult with a tax advisor to understand the implications and ensure compliance with all legal requirements. million ($27.22

article thumbnail

Go Digit IPO Review 2024 – GMP, Financials And More

Trade Brains

The RedSeer report was commissioned by Go Digit for the sole purpose of creating this RHP. As of December 31, 2023, Go Digit had 4.3 of India’s total population as of 2023 as per Redseer estimates based on the data from Economic and Social Commission for Asia and the Pacific (ESCAP). Out of the 4.3 Cr customers, 2.8