2023 Ethics License 
Nerd's Eye View
JULY 17, 2023
Accordingly, in 2020 the North American Securities Administrators Association (NASAA) introduced a Model Rule for the first-ever CE obligation for Investment Adviser Representatives (IARs) to maintain their Series 65 license after initially obtaining it. I hope you'll continue the journey along with us in 2023 and beyond! Read More.
Abnormal Returns
FEBRUARY 26, 2023
npr.org) Occupational licensing is out of control. abnormalreturns.com) The 2023 Credit Suisse Global Investment Returns Yearbook is here! mailchi.mp) On the ethics of holding down two full-time jobs. (bloomberg.com) Data from the U.S. econbrowser.com) The economic schedule for the coming week. slate.com)
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Sara Grillo
MARCH 13, 2023
This episode we’re going to be talking about 2023 ETF trends and I thrilled to have some of industry’s most knowledgeable people here to rap about it all: Nate Geraci , host of ETF Prime podcast and President of the ETF Store, and Phil Bak , founder of Armada ETFs. Will 2023 be the year for physical gold ETFs? Was this helpful?
Trade Brains
SEPTEMBER 28, 2024
billion in 2023 to USD 100 billion in 2027. billion in 2023. billion by 2032, which is expected to grow at a CAGR of 4.99% during the forecast period of 2023-2032. Factors contributing to this growth include increasing disposable incomes, changing consumer preferences, and the popularity of unique, ethically sourced gemstones.
Sara Grillo
NOVEMBER 14, 2022
He is a flat fee advisor; not a licensed insurance agent. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Mettler says he does not have a securities license for this reason. Scott Salaske , CEO of Firstmetric. For those of you who are new to my blog, my name is Sara.
Sara Grillo
JUNE 24, 2024
There is no securities license required to sell it. This correction was updated in 2020 with AG 49A and again in May 2023 with AG49B. Variable universal life (VUL=mutual funds) were/are illustrated using an 8%-12% CD-like ROR eternally. That is a mathematical impossibility.
Zoe Financial
DECEMBER 20, 2022
Don’t be surprised if, in the near future, you can “drive” a car without a driver’s license. There are various risks and ethical considerations that come along with artificial intelligence. January 16, 2023. January 12, 2023. January 9, 2023. January 4, 2023. January 16, 2023. January 12, 2023.
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