Nerd's Eye View

FEBRUARY 21, 2024

The law's provisions became effective on January 1, 2024, and so many small businesses – including a good number of RIA firms – will be required to submit a Beneficial Ownership Information (BOI) report to the Treasury Department's Financial Crimes Enforcement Network (FinCEN).

Insurance 241

Insurance Numbers Clients Business Planning 241

Nerd's Eye View

MAY 15, 2024

On April 25, 2024, the Department of Labor (DoL) issued the final version of its Retirement Security Rule (the "Final Rule"), which imposes an ERISA fiduciary standard "that applies uniformly to all investments that retirement investors may make with respect to their retirement accounts ".

Retirement 246

Retirement Commission Banking Financial Advising 246

MainStreet Financial Planning

NOVEMBER 8, 2024

For 2024, the IRS has increased contribution limits: – 401(k), 403(b), and most 457 plans: You can contribute up to $23,000. While IRA contributions for 2024 can be made until April 15, 2025, contributing before year-end allows you to benefit from tax-deferred growth sooner.

Taxes 98

Taxes Medical Consulting Education 98

Nerd's Eye View

JANUARY 26, 2024

Also in industry news this week: A House committee has advanced a bill that would extend several expired business-related tax measures from the Tax Cuts and Jobs Act and would increase the value of the Child Tax Credit The SEC released its examination priorities for 2024, which include a focus on advisers' adherence to their duty of care and duty of (..)

Financial Planner 246

Financial Planner Retirement Planning Financial Advisor Retirement 246

Nerd's Eye View

JULY 8, 2024

After several turbulent years in both markets and workforces, 2024 appears to be the 'most normal' year of late, with strong market performance, cooling (or at least no longer rising!?) We look forward to continuing the journey with you through the rest of 2024! interest rates, and relatively little new tax legislation (yet).

Ethics 239

Ethics Education Financial Advice Taxes 239

Abnormal Returns

OCTOBER 23, 2023

investmentnews.com) Compliance How to conduct and document an annual compliance review. kitces.com) The SEC's examination priorities for 2024 include the marketing rule and alternative assets. (riabiz.com) AI Is AI an existential threat to the business of financial advice?

Compliance 162

Compliance Estate Planning Financial Advice Financial Advisor 162

Nerd's Eye View

JULY 26, 2024

Also in industry news this week: While the number of RIA M&A deals has not surged in 2024, the average size of deals has increased, demonstrating interest from (often private-equity-backed) firms in pursuing larger targets Off-channel communication tops the list of concerns amongst RIA compliance professionals, with advertising and marketing coming (..)

Financial Planner 246

Financial Planner Retirement Communication Financial Advisor 246

AdvicePay

MAY 22, 2024

Earlier this year, we released our 2024 Fee-for-Service Industry Trend Report , showcasing data from over 380,000 fee-for-service financial planning transactions processed through our platform in 2023. We are excited to share some of the top questions from the webinar.

Financial Planning 82

Financial Planning Compliance Planning Management 82

XY Planning Network

DECEMBER 18, 2023

From RIA compliance best practices to using behavioral marketing tactics to get more clients, this list is loaded with one helpful resource after another to send you into 2024. As 2023 comes to a close, we rounded up our top 10 most-viewed blogs published this year. Enjoy, and happy reading!

Financial Advisor 109

Financial Advisor Compliance Clients Marketing 109

Carson Wealth

NOVEMBER 4, 2024

That’s not bad, but that’s clearly a slowdown from what we saw in the first quarter of 2024, when monthly job growth averaged 267,000. Between mid-2023 and mid-2024, we saw the unemployment rate move higher even as payroll growth remained fairly strong. range (or even lower) in Q4 2024 and Q1 2025.

Marketing 96

Marketing Marketing Economy Numbers 96

Carson Wealth

DECEMBER 2, 2024

Five Things to Know About December The final month of 2024 is here, and this week we wanted to show why the chance of another strong month to end this record-breaking year is likely. 2024 of course isn’t over yet, but it is pretty incredible that as strong as last year was, this year is up more right now.

Marketing 75

Marketing Marketing Economy Compliance 75

Nerd's Eye View

MAY 22, 2024

With these factors in mind, the Federal Trade Commission (FTC) in April of 2024 announced a final rule banning most non-competes nationwide that is expected to take effect (pending legal challenges) on September 4, 2024.

Financial Advice 246

Financial Advice Commission Clients Financial Advisor 246

Carson Wealth

JANUARY 13, 2025

Current Market Volatility Normal for a Bull Market The S&P 500 is off to a bit of a rocky start in 2025, an extension of weakness in December 2024. While there are reasons for recent declines, we view it in part as a perfectly normal pause after the gains of 2023 and 2024. Compliance Case # 7521978.1._011325_C

Marketing 75

Marketing Marketing Economy Compliance 75

Trade Brains

SEPTEMBER 13, 2024

The IPO will open on 16th September 2024 and close on 19th September 2024. It will be listed on the exchange on 24th September 2024. In this article, we will look at the Arkade Developers IPO 2024 and analyze its strengths and weaknesses. The entire amount will be a fresh issue. Let’s begin. crores in FY22 to ₹220.15

Compliance 52

Compliance Sales Marketing Marketing 52

Carson Wealth

DECEMBER 26, 2023

It is simple, but not easy.” — Warren Buffett, Berkshire Hathaway Looking ahead to 2024, there are four reasons for bulls to smile. Going against the crowd will always ruffle feathers, but we saw many reasons to do it then, and we see many more to expect continued good times in 2024. Here’s our final reason to be bullish in 2024.

Marketing 89

Marketing Marketing Investing Investments 89

Carson Wealth

NOVEMBER 13, 2023

Business formation and policy could continue to support productivity in 2024. STOCK MARKET: WHY WE THINK THE BULL MARKET WILL CONTINUE IN 2024 [link] As we head into 2024, earnings could drive stocks higher. When profits are at a record, stocks tend to follow, and we expect that to occur in 2024.

Marketing 96

Marketing Marketing Economy Startup 96

Trade Brains

NOVEMBER 4, 2024

The offer will be conducted through a book-building process and is scheduled to open on November 5, 2024, and close on November 7, 2024, and is expected to be listed on the bourses dated 12th November 2024. 33 on November 3rd, 2024 which was 10% over the issue price. The shares in Grey Market traded at Rs.30.

Healthcare 52

Healthcare Clients Insurance Management 52

Harness Wealth

NOVEMBER 12, 2024

The 2024 contribution limit for a Roth IRA or traditional IRA is $7,000. The 2024 contribution limit for a Roth 401(k) or Traditional 401(k) is $23,000. Note that for an IRA, you have until Tax Day of 2025 (April 15, 2025) to make any contributions for your 2024 taxes. For 2024, the FSA contribution limit is $3,200.

Tax Planning 52

Tax Planning Taxes Planning Estate Planning 52

Carson Wealth

APRIL 17, 2024

Carson Wealth announced that four of the firm’s wealth advisors were named to the Forbes 2024 Best-in-State Wealth Advisors list. The Forbes 2024 Best-In-State Wealth Advisors ranking consists of 8,507 seasoned wealth advisors who collectively oversee more than $13.5 trillion in client assets.

Wealth Advisor 52

Wealth Advisor Compliance Financial Advisor Clients 52

Trade Brains

SEPTEMBER 26, 2024

NSE also oversees compliance by its members and listed companies with relevant rules and regulations. As of September 2024, The National Stock Exchange has nearly 2200+ companies listed on its exchange. As of March 31, 2024, its high-speed network connected over 225,718 terminals across India.

Compliance 90

Compliance Banking Management Risk Management 90

Carson Wealth

MARCH 17, 2025

In 2023 and 2024 it made more sense to be heavily in stocks, and the big US technology-oriented names in particular, but with many of the growing worries, there is nothing wrong with having a portfolio that will help you sleep at night, but dont panic and sell after a few bad days.

Marketing 84

Marketing Marketing Economy Portfolio 84

Trade Brains

MAY 14, 2024

Go Digit IPO Review 2024: Go Digit is coming up with its IPO issue of Rs. Cr which will open on 15th May 2024. The issue will close on 17th May and be listed on the exchange on 23rd May 2024. This article will analyze the strengths and weaknesses of the Go Digit Ltd Limited IPO Review 2024. Keep reading to find out!

Insurance 59

Insurance Commission License Management 59

Carson Wealth

JANUARY 2, 2024

As we look ahead to 2024, we want to share with you some of our team’s favorite charts on the year. Some are perhaps unorthodox, but they tell us a lot about 2023 while setting the scene for 2024. As we approach 2024, the AI theme appears enduring. Just like everyone called it, right?

Marketing 89

Marketing Marketing Economy Manufacturing 89

Risk Management Guru

NOVEMBER 20, 2023

In 2024, the financial services industry is likely to face a number of new challenges, such as the continued impact of inflation, the potential for a recession, and the increasing risk of cyberattacks. Regulatory compliance : The regulatory landscape is constantly changing.

Risk Management 105

Risk Management Financial Services Management Compliance 105

Harness Wealth

APRIL 4, 2025

How to Anticipate and Navigate Property Tax Scenarios for Businesses ( Carl Hoemke , CPA Practice Advisor) Property taxes and business license compliance present a complex landscape, especially when significant business events involving mergers, acquisitions, or expansion occur. During fiscal years 2022 through 2024, 87.3%

Taxes 52

Taxes License Banking Government 52

NAIFA Advisor Today

SEPTEMBER 9, 2024

The NAIFA Chapter Excellence Award (CEA) was launched last year to recognize the success of those Chapters who have excelled in providing a quality member experience to their members, as determined by their Chapter Agreement Compliance, their Chapter Health Rating and membership growth.

Compliance 52

Compliance 52

Harness Wealth

FEBRUARY 5, 2025

The Internal Revenue Service (IRS) adjusts FEIE exclusion amounts annually based on inflation, with the exclusion amounts for the past 5 years being as follows: Tax Year FEIE Amount 2025 $130,000 2024 $126,500 2023 $120,000 2022 $112,000 That said, the FEIE only applies to foreign earned income, with foreign passive income ineligible for exclusion.

Taxes 52

Taxes Compliance Accounting Government 52

Harness Wealth

JANUARY 10, 2025

A brief guide to GVWR limits: Vehicles 6,00014,000 lbs GVWR: Deduction limit of $30,500 in 2024, with bonus depreciation options available. For instance, children can earn a gross income up to $14,000 (2024) tax-free under the standard deduction, shifting income to a lower tax bracket. Do You Need an LLC to Claim Tax Write-Offs?

Taxes 52

Taxes Assets Media Education 52

Diamond Consultants

JANUARY 21, 2025

And to be fair, the wirehouses absolutely provide a great degree of support and service (think about the various costs they bear on your behalf, such as asset custody, branding, technology, HR, compliance, investment products, etc.). Many advisors experienced record years in 2023 and 2024. Stay because your firm is helping you grow.

Recruitment 52

Recruitment Compensation Planning Clients Consulting 52

Carson Wealth

DECEMBER 11, 2023

Multiple signs indicate there won’t be a recession in 2024, which contradicts what many expect. We broke this down as a percentage of disposable income to keep it consistent, but it tells a story not often told and suggests no recession is coming in 2024. The consumer remains strong and household balance sheets are in good shape.

Marketing 143

Marketing Marketing Economy Compliance 143

Carson Wealth

MARCH 3, 2025

Thats just about half the contribution we saw in 2023 and 2024. We saw the same drop in January 2024, but services consumption picked up and eventually rose 2.9% in 2024, well above the 2018-2019 average of 2.1%. Is It Time To Worry About Consumption? After adjusting for inflation, personal consumption fell 0.5%

Marketing 78

Marketing Marketing Government Economy 78

Carson Wealth

DECEMBER 9, 2024

The S&P 500 is up more than 27% in 2024, which would go down as the best election year return ever, and it has made 56 new all-time highs, among the most ever as well. Compliance Case # 02542778_120924_C The post Market Commentary: Stocks Hit New Highs Amid a Year of Milestones appeared first on Carson Wealth.

Marketing 69

Marketing Marketing Economy Manufacturing 69

Nerd's Eye View

JULY 19, 2023

In 2022, the first states to adopt the new Model Rule implemented their IAR CE requirements, and by 2024, at least 15 states will have begun requiring IAR CE. To address this issue, the North American Securities Administrators Association (NASAA) in 2020 released a Model Rule creating the first-ever CE requirements for IARs.

Education 49

Education Investing Investments CFP 49

Carson Wealth

MARCH 10, 2025

Stocks Fell Again The S&P 500 had a late week bounce on Friday last week, but still fell more than 3% for the week for the worst week for the index since early September 2024. The worries are growing, from a potentially slowing economy, to a growing and more aggressive trade war, to worries over Washington policy.

Marketing 80

Marketing Marketing Economy Government 80

Carson Wealth

DECEMBER 4, 2023

Inflation continues to come back to earth, suggesting it will no longer be a headwind in 2024. The Fed is now expected to cut rates in 2024, which should help support both stock and bond markets. On top of that, we expect disinflation to continue into 2024. What sparked the historic rally? in 2023 and 2.6% 5.50% to the 4.0-4.25%

Marketing 96

Marketing Marketing Economy Compliance 96

Carson Wealth

JANUARY 8, 2024

2023 Stock Gains Suggest a Solid (But Not Spectacular) 2024 The S&P 500 finally fell last week after nine consecutive weeks of gains, the longest weekly winning streak since 2004. The extreme strength since late October is consistent with major bull markets, and we expect this overall upward trend to continue in 2024.

Marketing 96

Marketing Marketing Economy Numbers 96

Indigo Marketing Agency

JUNE 16, 2024

Aside from these being integral to any relationship, at the time of this publication (2024), Google has recently released an update to the way search engine ranks are calculated. We exclusively serve financial advisors, which means we have a deep understanding of your offerings and compliance needs.

Clients 52

Clients Marketing Marketing Engineering 52