The Big Picture

SEPTEMBER 14, 2022

For the bulk of this story as in most financial services stories, I will quote from a series of famous blowhards, all of whom predicted that this bull market would top out at 7500. Normal investors shouldn’t read day-to-day market reports because it will only cause them to churn their accounts.

Marketing 342

Marketing Marketing Financial Services Accounting 342

Good Financial Cents

JULY 21, 2022

Available Accounts Individual taxable investment accounts only. Individual brokerage accounts, traditional and Roth IRAs, and custodial accounts. Individual and joint taxable investment accounts; traditional, Roth, rollover, and SEP IRAs. Individual and joint taxable accounts; traditional, Roth and rollover IRAs.

Accounting 98

Accounting Commission Investments Investing 98

WiserAdvisor

SEPTEMBER 20, 2023

In the context of retirement accounts, a vested balance represents the portion of funds that an individual has rightfully accrued in their retirement savings account, often through self and employer contributions. This ownership difference underscores the importance of understanding your retirement account’s vesting rules.

Accounting 100

Accounting Retirement Retirement Planning Planning 100

NAIFA Advisor Today

APRIL 8, 2024

The Foundation for Financial Service Professionals has announced the recipients of the Kenneth Black Jr. Journal Author Awards for articles published in the Journal of Financial Service Professionals in 2023. The Foundation was established by the leadership of the Society of Financial Service Professionals (FSP) in 1982.

Financial Services 64

Financial Services Ethics CFP Education 64

The Big Picture

OCTOBER 28, 2023

He manages a diversified portfolio of late-stage growth equity in technology, consumer, health care, and financial services sectors. Bloomberg ) Be sure to check out our Masters in Business next week with Michael Carmen , who is the Co-Head of Private Markets at Wellington Management. trillion in client assets.

Wealth Management 279

Wealth Management Banking Financial Services Management 279

Nerd's Eye View

SEPTEMBER 4, 2023

Onramp Invest, the platform that aimed to solve the challenges of cryptocurrency investing for financial advisors, was acquired by Securitize, a platform specializing in blockchain-based tokenization of private market investments, suggesting that advisors' interest in recommending digital assets for their clients – already limited during previous (..)

Startup 246

Startup Clients Financial Advisor Financial Planning 246

Nerd's Eye View

JULY 12, 2022

We also talk about why Kamila intentionally shifted her career focus to build an independent practice after years of working with clients and realizing how few looked like her, how despite working hard, Kamila was frustrated she was not receiving the recognition and compensation she felt she deserved and ultimately decided to follow the advice she (..)

Financial Advisor 246

Financial Advisor CFP Clients Financial Planning 246

Nerd's Eye View

JUNE 7, 2024

Also in industry news this week: Backers announced the new Texas Stock Exchange, which seeks to provide companies with a lower-cost alternative to the NYSE and Nasdaq, which, if successful, could create a more competitive landscape and potentially better execution and reduced trading costs for financial advisors and their clients The American College (..)

Financial Planner 189

Financial Planner Financial Advisor Certification Estate Planning 189

Calculated Risk

MARCH 2, 2024

House Financial Services Committee 2:00 PM: the Federal Reserve Beige Book , an informal review by the Federal Reserve Banks of current economic conditions in their Districts. -- Thursday, March 7th -- 8:30 AM: The initial weekly unemployment claims report will be released. Jobs openings increased in December to 9.03 million from 8.93

Financial Services 200

Financial Services Banking Economics Government 200

WiserAdvisor

OCTOBER 11, 2022

It also includes your 401k and Individual Retirement Account (IRA) withdrawals from traditional accounts. Tax can shrink your net-worth and come in the way of your future financial goals. Use tax-advantaged accounts. Tax-advantaged accounts refer to accounts that offer tax exemption or tax-deferred growth.

Financial Planning 80

Financial Planning Accounting Taxes Planning 80

XY Planning Network

OCTOBER 14, 2024

Keeping your books clean and up to date is essential, especially in the highly regulated financial services industry. Having your accounting in a system such as QuickBooks Online allows you to easily pull these reports at a moment’s notice.

Budgeting 109

Budgeting Financial Services Accounting Fee Only 109

Trade Brains

OCTOBER 13, 2024

The Securities and Exchange Board of India (SEBI) has given the green light to Jio Financial Services and BlackRock’s joint venture. They will offer various investment products to meet different financial needs. Mukesh Ambani’s Jio Financial Services owns 50% of the venture. and Jio Payments Bank.

Financial Services 105

Financial Services Planning Insurance Investments 105

NAIFA Advisor Today

JUNE 14, 2024

Carson Porter is an experienced financial advisor providing specialized life insurance, annuities, and financial services across the United States. His journey from owning auto repair shops to excelling in the financial industry is marked by a passion for education, innovation, and business development.

Education 97

Education Insurance Financial Services Financial Advisor 97

Trade Brains

AUGUST 29, 2023

Best Savings Bank Account in India : While there are different types of avenues where people invest their money, there is one financial instrument in which individuals will allocate some portion of their money. This financial instrument is none other than a savings account.

Accounting 59

Accounting Banking Financial Services Retail 59

Calculated Risk

MARCH 4, 2023

12:00 PM: Q4 Flow of Funds Accounts of the United States from the Federal Reserve. -- Friday, March 10th -- 8:30 AM: Employment Report for February. Jobs openings increased in December to 11.0 million from 10.4 million in November. The consensus is for 195 thousand initial claims, up from 190 thousand last week.

Financial Services 147

Financial Services Banking Economics Government 147

The Irrelevant Investor

NOVEMBER 8, 2022

Today’s Animal Spirits is brought to you by YCharts: Enter your information here to claim a FREE YCharts Professional account through December 16th, 2022 (first 100 submissions) On today’s show we discuss: The US House of Representatives Committee on Financial Services’ letter to Powell Fed Cheif Powells Postmeeting Press Conference Feds Kashkari: (..)

Financial Services 97

Financial Services Accounting 97

The Big Picture

SEPTEMBER 5, 2024

He is an extraordinary historian of Wall Street and the financial services industry : There are few people that have a better understanding of this industry than Josh. billion in fee only asset flows for the full year 2013; 37% of Morgan Stanley wealth management’s total client assets are now in fee based accounts a record high.

Wealth Management 229

Wealth Management Assets Fee Only Media 229

Nerd's Eye View

AUGUST 27, 2024

Mark is the former CEO of Pershing Advisor Solutions, a former Principal with Moss Adams Consulting, and is a longtime practice management consultant and thought leader in the financial advisory industry.

Financial Advisor 130

Financial Advisor Consulting Accounting Clients 130

Carson Wealth

JULY 12, 2022

Financial service professionals like Tammy climb a competence stairway to work with clients. In this blog, we’ll break down industry jargon, share what various credentials indicate and explain why the financial services industry is so regulated. . Registration Standards for Financial Advisors.

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Sara Grillo

JANUARY 8, 2024

I’ve got Zack Hubbard , the director of financial planning and participant engagement at Greenspring Advisors, a fee only RIA. He’s going to talk about how his firm is providing access to financial planning for small accounts through their 401(k) platform. I am a CFA® charterholder and financial advisor marketing consultant.

Financial Planning 64

Financial Planning Accounting Planning Financial Advisor 64

Million Dollar Round Table (MDRT)

JUNE 4, 2024

They will inevitably say, “Well, I moved home a year ago; I used this great lawyer,” or, “I work very closely with my accountants and they’re really good.” ” If you are asking lots of questions about the other professional people they work with, you get names and a personal endorsement.

Professional Services 100

Professional Services CFP Insurance Financial Advice 100

The Big Picture

MAY 29, 2024

If you think about the financial services industry. A great financial planner is a strategist, but we know most of them are just entering stuff in a financial plan and just spitting out, like, a couple projections and telling you how much to save. I think it’s been broken for a long time.

Risk Management 291

Risk Management Taxes Estate Planning Financial Planner 291

Sara Grillo

AUGUST 25, 2023

I created this list of financial advisors for small accounts (less than $300,000 in assets) because there are alot of schmucks out there hawking crap products to people with portfolio of this size, and I don’t think it’s fair. I am an irreverent and fun marketing consultant for financial advisors. Three Creeks Capital – Ryan A.

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

Trade Brains

AUGUST 28, 2023

High Promoter Holding Stocks Under Rs 50 For our study, we’ll read about the business and operations of five companies from various industries such as power generation, financial services, and textiles. Furthermore, we’ll briefly talk about their financials. So without further ado, let us jump in. 50,074 EPS (TTM) ₹3.9

Banking 111

Banking Financial Services Government Manufacturing 111

Million Dollar Round Table (MDRT)

OCTOBER 9, 2022

After all, five years ago I didn’t even have an Instagram account. So, I never thought it was possible that I’d be considered a digital financial advisor. Instagram — My peers in the financial services profession make up 90% of my followers. Yet, I’ve made great strides in this area.

Media 98

Media Ethics Recruitment Financial Services 98

Million Dollar Round Table (MDRT)

SEPTEMBER 19, 2023

Why would they think an insurance or financial services professional isn’t always looking for new clients? The firm hands you accounts. There might be other reasons as well; however, making it clear you are adding new relationships is a good starting point. Why might people think you are closed to new business?

Clients 105

Clients Advertising Financial Services Insurance 105

Trade Brains

DECEMBER 31, 2022

Financial Services HDFCBANK 8.96%. Financial Services ICICIBANK 7.76%. Financial Services HDFC 5.94%. Financial Services KOTAKBANK 3.31%. State Bank of India Financial Services SBIN 2.94%. Financial Services BAJFINANCE 2.19%. Financial Services BAJFINANCE 2.19%.

Financial Services 95

Financial Services Healthcare Banking Portfolio 95

Aleph

SEPTEMBER 9, 2024

Incurred losses and loss adjustment expenses [LAE] were higher than earned premiums, and that didn’t take into account underwriting, marketing, management, and other expenses. No such adjustments have been reflected in the accompanying financial statements since the Company has rejected the reports.”

Insurance 59

Insurance Financial Services Consulting Ethics 59

Good Financial Cents

DECEMBER 12, 2022

M1 Finance is a personal finance company that offers a variety of financial services, including investment management, portfolio analysis, and stock trading. M1 Finance is a legitimate financial services company that is regulated by both FINRA and SIPC. What Services does M1 Finance Offer? So, is M1 Finance secure?

Investing 83

Investing Investments Portfolio Analysis Insurance 83

Trade Brains

OCTOBER 27, 2024

The bank serves individual customers with personal loans, savings accounts, and vehicle financing through its branch network. Additionally, AU Small Finance Bank supports large corporations, government bodies, and enterprises with specialized lending and transaction services. The net profit of the company has decreased by 20.29

Banking 98

Banking Retail Government Investments 98

Clever Girl Finance

APRIL 22, 2025

Courier and delivery services 5. Health and senior services 7. Repair services 9. Cleaning services 10. Accounting and bookkeeping services 11. Financial planning services 12. Freelance services 13. Food and beverage 3. Retail consignment 4. Childcare/daycare 6. Technology and IT 8.

Economy 80

Economy Food Healthcare Economics 80

Midstream Marketing

DECEMBER 6, 2024

Digital Landscape for RIAs Digital marketing is changing the financial services world. Clients now want financial advice online. It is crucial to follow SEC rules because the laws for advertising in financial services are strict. Financial products can be complex as well.

Marketing 52

Marketing Marketing Media Engineering 52

WiserAdvisor

MARCH 9, 2023

The Individual Retirement Account (IRA) is an equally popular investment vehicle. As widely used as these two accounts are, one of the biggest issues most investors face is in deciding between a Traditional and Roth account. A financial advisor can help you understand these and choose a suitable account for your needs.

Accounting 52

Accounting Retirement Distribution Taxes 52

Trade Brains

AUGUST 17, 2024

When you are looking for the best stock broker to open your demat and trading account , one of the most straightforward factors to look into is its total number of active clients. No 1194380 2.62% 8 SBICAP SECURITIES LIMITED No 946900 2.07% 9 MOTILAL OSWAL FINANCIAL SERVICES LIMITED No 941418 2.06% 10 PAYTM MONEY LTD.

Clients 98

Clients Numbers Startup Accounting 98

Good Financial Cents

FEBRUARY 15, 2023

For example, you may hold some of your investments with a robo-advisor while maintaining an account with an investment brokerage firm for self-directed investing. Available accounts: Joint and individual accounts; traditional, Roth , rollover, SEP, and SIMPLE IRAs; Solo 401(k)’s ; trusts and custodial accounts.

Investing 94

Investing Investments Commission Risk Tolerance 94

Nerd's Eye View

JULY 16, 2024

We also talk about how Christi made the unexpected leap from traditional financial planning and into administrative family management simply by showing up to the unconventional opportunities as they presented themselves, how Christi avoids the sensitivity of marketing high-net-worth family "success stories" by instead building robust referral pipelines (..)

Clients 130

Clients Financial Advisor Consulting Financial Planning 130

MarketWatch

JUNE 2, 2023

JPM on Friday has confirmed statements on social media that some customers are seeing duplicate transactions and fees on their checking accounts. Zelle is jointly owned by six banks: JPMorgan, Truist Financial Corp. Bancorp USB, PNC Financial Services Group Inc. TFC, Capital One COF, U.S. PNC and Wells Fargo & Co.

Financial Services 76

Financial Services Media Banking Accounting 76