Nerd's Eye View

JULY 10, 2023

As owners of financial planning firms approach retirement, some may decide to sell to an external buyer, while others may plan for an internal succession. Sometimes, this succession plan can include the owner's child, providing an opportunity to keep the business in the family.

Financial Planning 246

Financial Planning Retirement Planning Clients 246

Nerd's Eye View

MAY 1, 2023

only' checking client portfolios for tax-loss harvesting every other day, after having advertised daily checks) – a first for the SEC in scrutinizing an RIA not for failing to execute its investment promises to clients, but for failing to execute tax-loss harvesting promises instead.

Taxes 245

Taxes Retirement Planning Advertising Retirement 245

Nerd's Eye View

DECEMBER 20, 2022

In this episode, we talk in-depth about how, as Emily progressed in her career from working on 401(k) plans to focusing on financial planning, she faced challenges and eventual burnout while building a successful financial planning offering in a firm that was still primarily focused on 401(k) plans first and foremost and didn’t want to allocate (..)

Financial Advisor 246

Financial Advisor Financial Planning Planning Financial Planner 246

Nerd's Eye View

MARCH 27, 2023

SEO tactics, drip marketing campaigns, and online advertisements). Further, the benefits of how the CFP marks are perceived as a valuable brand appear to have a meaningful impact not only on how advisors spend their time, but also on their revenue growth as well.

CFP 246

CFP Clients Certification Financial Advice 246

Nerd's Eye View

APRIL 26, 2023

Second, firms are generally required to adopt and implement a set of written policies and procedures governing the firm's actions in areas including proxy voting, cybersecurity, personal trading of the firm's employees, material nonpublic information, and the firm's business continuity plan.

Compliance 246

Compliance Clients Advertising Accounting 246

Nerd's Eye View

APRIL 26, 2023

Second, firms are generally required to adopt and implement a set of written policies and procedures governing the firm’s actions in areas including proxy voting, cybersecurity, personal trading of the firm’s employees, material nonpublic information, and the firm’s business continuity plan.

Compliance 246

Compliance Clients Advertising Accounting 246

Nerd's Eye View

JULY 31, 2024

Which means the firm will need to provide records of holdings and transactions for each of its clients (which may require some training and practice for employees to be able to quickly pull the needed data from the firm's custodian), as well as archived client communications and any advertisements produced by the firm.

Compliance 246

Compliance Ethics Advertising Clients 246

Nerd's Eye View

JANUARY 23, 2023

Traditional forms of marketing used by financial advisors – including networking with one’s friends and family members, cold-calling, and paid advertising – have been effective at reaching a ‘typical’ client base of older, wealthy retirees.

Marketing 246

Marketing Marketing Financial Planner Education 246

Nerd's Eye View

OCTOBER 9, 2023

According to the most recent Kitces Research on Advisor Marketing, one of the most efficient marketing strategies is Search Engine Optimization (SEO), which involves taking a series of actions meant to get an advisor's website listed at the top of the rankings of a search engine like Google for specific search terms.

Engineering 245

Engineering Financial Advisor Management Clients 245

Nerd's Eye View

JUNE 7, 2023

Which makes it all the more important for IARs to ensure Form U4 is up to date and that the way they are presenting themselves to current and potential clients in public – including content on their website, advertisements, and social media post – aligns with their (also publicly available) regulatory disclosures! Read More.

Compliance 246

Compliance Advertising Media Investments 246

MazumaBusinessAccounting

JULY 15, 2021

That’s why I wanted to put together these tips to help you stay on top of your finances while growing a successful business. Plan for Current Business Needs. First, let’s talk about the importance of a business plan. How does an idea develop into a fully functioning business? Tax Planning.

Business Planning 105

Business Planning Taxes Planning Retirement 105

Nerd's Eye View

DECEMBER 16, 2024

When a financial planning firm is hiring a new employee, it naturally wants to find the best candidate to fill the role. When promoting an open position, firms can benefit from advertising beyond their personal networks and local geographic areas. Posting available positions on industry career centers and job boards (e.g.,

Advertising 130

Advertising CFP Financial Advisor Financial Planning 130

Nerd's Eye View

JULY 31, 2024

Which means the firm will need to provide records of holdings and transactions for each of its clients (which may require some training and practice for employees to be able to quickly pull the needed data from the firm's custodian), as well as archived client communications and any advertisements produced by the firm.

Compliance 189

Compliance Ethics Advertising Clients 189

Clever Girl Finance

JULY 13, 2022

This can be one of the best small business ideas for women skilled in an instrument. Advertise locally and have students come to you for lessons in piano, violin, guitar, or whatever your specialty is. Use your art skills and graphic design software to make logos, infographics, advertisements, web banners, and more.

Food 121

Food Advertising Media Planning 121

The Big Picture

MAY 30, 2023

And so these were two stories, maybe three, before I’m 9-years-old of bad economics, bad culture, and a bad business plan. By the way, there’s a difference between an entrepreneur and a businessman or a business woman. Different risk tolerance and different business plan. They have a dumb business plan.

Banking 147

Banking Economics Business Planning Economy 147

Steve Feinberg

NOVEMBER 9, 2021

However, there are several obligations that any prospective business must meet, so it’s important to learn the process to register a business in NH from start to finish. Making a Business Plan. It’s an obvious but tremendously important question when registering a new company: What’s my business going to be?

Taxes 52

Taxes Business Planning License Budgeting 52

Clever Girl Finance

JULY 6, 2023

In fact, many small business owners use the internet to advertise their services and connect with their customers. To start your sewing and alterations business, consider setting up a dedicated sewing space equipped with all the necessary tools and machinery. Marketing isn’t just for big corporations.

Clients 92

Clients Media License Advertising 92

Carson Wealth

JUNE 16, 2023

There are two key ways to gauge the health of your business to arrive at a valuation: Income approach focuses on the cash flow you’re generating Asset approach assesses the business’s worth through its assets Which one you use depends on the type of business you own.

Valuation 52

Valuation Business Planning Planning Consulting 52

Trade Brains

SEPTEMBER 21, 2024

The company has a rich history and ambitious plans but now must navigate financial losses and operational disputes. In this article, we unravel the company’s segments, future plans, and financial analysis. The government plans to develop 2 lakh kilometers of national highways and expand airport capacity to 220.

Transportation 52

Transportation Engineering Distribution Planning 52

Steve Feinberg

AUGUST 9, 2023

This requires some kind of accounting or bookkeeping system, and while many people might be tempted to make do with a notebook or ledger, digital tax software like QuickBooks for small businesses can help simplify all these processes. Call us to get started!

Budgeting 52

Budgeting Taxes Accounting Management 52

Clever Girl Finance

JUNE 4, 2023

Whether it’s your side hustle or full-time job , you need to ensure you have a business plan in place, so you cover your costs and turn a profit. How can you promote your craft business? Now that you know what to make and where to sell, you need to promote your new craft business.

Sales 86

Sales eCommerce Business Planning Retail 86

The Big Picture

JULY 4, 2023

You go from Goldman Sachs to Harvard Business School to the Boston Consulting Group. What were your early career plans? Elliott just created an investment committee in 2021, I think precisely to get things ready for succession planning. We do case studies, idea pitches, mock portfolios, business plans.

Management 147

Management Recruitment Numbers Banking 147

The Big Picture

OCTOBER 19, 2022

Tell us a little about your plans coming out of college. We didn’t do advertising. Actually, Jack Bogle wouldn’t let us say the word seller, product or advertising. How does Vanguard operate and not advertise, not pay shelf space? They’ll do tax planning, right? How did you end up at Vanguard?

Financial Advisor 286

Financial Advisor Clients Taxes Investing 286

Good Financial Cents

APRIL 19, 2023

You can earn passive income whether you’re an entrepreneur with a brilliant business plan, a talented artist, or just happen to have extra cash to invest. Advertise with Your Car 22. Sell Lesson Plans (for Teachers) 1. Check out their site to see if they’re currently advertising in your area.

Accounting 105

Accounting Investments Investing Media 105

The Big Picture

MAY 16, 2023

And I’m like, dad, I found I need 25 grand to get going and my dad said send me a business plan. I went to business school RITHOLTZ: He just wanted you to go through the exercise. LINDZON: No, so obviously, I did the business plan, I’m kidding. Whereas eTrade they were spending billions on advertising.

Media 290

Media Investing Investments Valuation 290