Nerd's Eye View

SEPTEMBER 23, 2022

From there, we have several articles on insurance and investment planning: Why the chair of the Senate Finance Committee has taken an interest in the private placement life insurance market. A survey shows that more RIAs are outsourcing investment management, and that those who do are largely happy with the decision.

Financial Planner 246

Financial Planner Compensation Planning Compliance Insurance 246

Nerd's Eye View

SEPTEMBER 1, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the Massachusetts Supreme Judicial Court ruled that the state's fiduciary rule for broker-dealers can stand, potentially opening the door for other states to impose similar standards that exceed the requirements of the Securities (..)

Financial Planner 246

Financial Planner Strategic Planning Retirement Planning Retirement 246

Nerd's Eye View

JANUARY 6, 2023

From there, we have several articles on retirement planning: Why an individual’s portfolio of relationships could be just as important as their investment portfolio when it comes to happiness in retirement. How planning specializations can help firms and their advisors stand out from the pack.

Financial Planner 246

Financial Planner Retirement Planning Commission Retirement 246

Nerd's Eye View

AUGUST 5, 2022

From there, we have several articles on advisor content marketing: How advisors can generate topic ideas for content to engage their target audience. We wrap up with three final articles, all about the advisor regulatory landscape: Why better regulation of the insurance industry could make life easier for financial advisors.

Financial Planner 246

Financial Planner Compliance Insurance Financial Advisor 246

Nerd's Eye View

SEPTEMBER 13, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the SEC this week fined 4 RIAs for violations of its marketing rule related to their claims that they offered 'conflict-free' financial advice.

Financial Planner 246

Financial Planner Compliance Fee Only Communication 246

Nerd's Eye View

MAY 10, 2024

billion (thanks to expected reductions in commissions and the embedded costs in these annuities). could save retirement plan participants $55 billion over the next 10 years (due to an expectation of more low-cost fees being offered in plans) and those rolling over workplace plans into IRAs to purchase annuities another $32.5

Financial Planner 246

Financial Planner Retirement Planning Retirement Valuation 246

Nerd's Eye View

JANUARY 13, 2023

Enjoy the current installment of “Weekend Reading For Financial Planners” - this week’s edition kicks off with the news that the Federal Trade Commission has proposed a nationwide ban on noncompete clauses in employee contracts, aiming to give employees more freedom to change jobs within the same industry.

Financial Planner 241

Financial Planner Retirement Planning Retirement Compliance 241

Nerd's Eye View

AUGUST 23, 2024

Also in industry news this week: A Federal judge struck down the Federal Trade Commission's ban on non-compete agreements before it could go into effect, though potential appeals mean the battle over the regulation might not be over A U.S.

Financial Planner 245

Financial Planner Retirement Estate Planning Clients 245

Nerd's Eye View

DECEMBER 16, 2022

From there, we have several articles on practice management: Why it is important for advisors charging on a fee-for-service basis to regularly reassess their pricing, and best practices for letting current clients know about a fee increase. How firms can best leverage their internal data to improve the number of client referrals they receive.

Financial Planner 246

Financial Planner CFP Financial Advisor Retirement Planning 246

Nerd's Eye View

JULY 5, 2024

Supreme Court decision shifting authority to interpret laws passed by Congress from Federal agencies to the judicial system could have significant impacts on regulation of the financial advice industry, including the potential for additional legal challenges to regulations from the Securities and Exchange Commission (SEC), the Department of Labor (DoL), (..)

Financial Planner 246

Financial Planner Retirement Commission Financial Advice 246

Nerd's Eye View

MARCH 22, 2024

Also in industry news this week: A recent survey suggests that advisors who best understand their prospects' and clients' unique needs and communicate their value and fees clearly could be best positioned to win and retain clients Why a dearth of advisor talent could spur additional M&A activity and 'poaching', and what firms can do to attract (..)

Financial Planner 246

Financial Planner Retirement Communication Electronics 246

Nerd's Eye View

FEBRUARY 9, 2024

Also in industry news this week: A recent study finds that having a defined marketing strategy is a linchpin of marketing success, as advisors with a defined strategy were more likely to have seen an increase in inbound leads during the past 12 months and have more confidence in meeting their practice goals during the coming year than those without (..)

Financial Planner 246

Financial Planner Fee Only CFP Commission 246

Nerd's Eye View

SEPTEMBER 27, 2024

Also in industry news this week: As brokerage firms have faced a wave of lawsuits regarding the low interest rates paid on cash sweep accounts, some legal experts believe that RIAs could also be targeted for legal action if they allow clients' uninvested cash to sit in a cash sweep account rather than investing it or moving it to a higher-yielding (..)

Financial Planner 246

Financial Planner Fiduciary Duty CFP Accounting 246

Nerd's Eye View

JULY 12, 2024

Also in industry news this week: 2 House committees this week advanced legislation that would halt implementation of the Department of Labor's new Retirement Security Rule, which, combined with ongoing lawsuits, threaten to derail the regulation either before or soon after it becomes effective in late September A Federal judge has put the future of (..)

Financial Planner 189

Financial Planner Tax Planning Clients Accounting 189

Calculated Risk

JANUARY 3, 2024

Note: RI is mostly investment in new single-family structures, multifamily structures, home improvement and commissions on existing home sales. There is much more in the article. Through November, starts were down 9.9% year-to-date compared to the same period in 2021. New home sales were up 3.9% year-to-date through November.

Sales 189

Sales Investing Investments Commission 189

Trade Brains

OCTOBER 29, 2024

State-owned fuel retailers on Tuesday hiked the commission they pay to petrol pump dealers but there will be no change in retail petrol and diesel prices. Current Dealer Commission At present, dealers are paid Rs 1,868.14 per kilolitre, plus 0.875 percent of produce billable price as commission on petrol. per kg, plus 0.28

Commission 52

Commission Retail Investment Advisor Consulting 52

Inside Information

JULY 25, 2024

Wirehouse teams that leave to join broker-dealers get their own article. Of course, over the years, there have also been fewer relevant articles; my Media Reviews service started decades ago as a way to synthesize all the published information that advisors were too busy to read on their own.

Fee Only 40

Fee Only Commission Recruitment Advertising 40

Calculated Risk

JANUARY 3, 2023

Note: RI is mostly investment in new single-family structures, multifamily structures, home improvement and commissions on existing home sales. There is much more in the article. New home sales were down 15.2% year-to-date through November. How much will RI change in 2023? How about housing starts and new home sales in 2023?

Sales 130

Sales Investments Investing Commission 130

Tobias Financial

MARCH 16, 2025

SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. The firm only transacts business in states where it is properly registered or is excluded or exempted from registration requirements.

Investments 52

Investments Investing Risk Tolerance Asset Allocation 52

MainStreet Financial Planning

MARCH 7, 2025

If youre searching for a fiduciary financial planner, flat-fee financial planning, or the best alternative to AUM-based advisors, this article will help you decide which model is right for you. Unlike AUM-based advisors, they do not earn commissions or take a percentage of your investments.

Fee Only 52

Fee Only Financial Planner Financial Planning Financial Advisor 52

Trade Brains

NOVEMBER 7, 2022

In this article, we will look at the Archean Chemical Industries IPO Review 2022 and analyze its strengths and weaknesses. According to the Company Commissioned F&S Report, total FDI inflow in the chemicals (other than fertilizers) sector in India reached US$17.77 It is looking to raise Rs 1,462.31 Crores will be an offer for sale.

Commission 96

Commission Pharmaceutical Manufacturing Transportation 96

Trade Brains

NOVEMBER 3, 2024

About the company Winsol Engineers Limited is into procurement, integrated engineering, commissioning services, and construction. Dailyraven Technologies or the author are not liable for any losses caused as a result of the decision based on this article. Foreign Institutional Investors (FIIs) hold 0.74 The company was founded in 2015.

Engineering 52

Engineering Consulting Commission Investment Advisor 52

Trade Brains

NOVEMBER 3, 2024

Also read… Will Petrol prices come down across India after OMCs hike in dealer commission? Dailyraven Technologies or the author are not liable for any losses caused as a result of the decision based on this article. Investors must therefore exercise due caution while investing or trading in stocks.

Electronics 52

Electronics Manufacturing Government Management 52

Tobias Financial

MARCH 11, 2025

SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. The firm only transacts business in states where it is properly registered or is excluded or exempted from registration requirements.

Financial Advisor 52

Financial Advisor Wealth Advisor CFP Commission 52

Good Financial Cents

JULY 21, 2022

Fees $0 for stocks or ETFs; no commissions or contract fees on options. $1/mo. 0 for stocks, options, and ETFs; over 4,000 commission-free mutual funds. $0 0 for stocks, options, and ETFs; more than 3,000 commission-free mutual funds. . $0 0 for stocks, options, and ETFs; more than 3,000 commission-free mutual funds.

Accounting 98

Accounting Commission Investments Investing 98

Trade Brains

JUNE 24, 2023

Further, if you plan to invest in direct funds through these apps, they can also help you to save an extra commission of 1% to 1.5% The direct plans are cheaper than the regular plans because you will be saving costs in terms of paying commissions to intermediaries. which is a huge advantage. What are Direct Mutual Funds?

Commission 98

Commission Investments Investing Planning 98

Random Roger's Retirement Planning

JUNE 7, 2024

A bunch of quick hits from this weekends Barron's as the articles come out today. It was an odd framing but not the reason to mention the article. The second article to look at was about investing in sports collectibles which is coincidental to yesterday's joke about a Rickey Henderson rookie card.

Retirement 94

Retirement Commission Budgeting Media 94

Random Roger's Retirement Planning

NOVEMBER 13, 2023

First are two articles about people's reluctance to start to spend down their retirement savings from Kitces and Morningstar , it is a difficult psychological pivot to go from accumulating to decumulating. The Kitces article had a point that I'd never thought of before but that resonated. This makes sense to me. That might be close.

Retirement 75

Retirement Retirement Planning Commission Medical 75

Trade Brains

DECEMBER 4, 2023

In this article, we will conduct a fundamental analysis of Gujarat Pipavav Port and look at how well it’s doing and where it’s headed in the future. The article concludes with a highlight of future plans and a summary. The company has commissioned an additional warehouse of f 10,000 sq.

Planning 111

Planning Commission Economy Taxes 111

eMoney Advisor

MAY 1, 2023

Learn more about Cheng and how culture and empathy inform her approach in the article, Helping Couples Manage Money in Marriage. See more about his successful approach to doing business in this Barron’s article. She’s set to serve alongside Yung on the CFP Board’s new Competency Standards Commission.

Financial Planning 101

Financial Planning Planning Financial Planner CFP 101

Good Financial Cents

DECEMBER 29, 2022

Where to Get Started: Many online brokers offer real-time fractional share investing without charging commissions. If you need a refresher on dividends, check out this article on how to invest and make money on dividends. Commission-free investing Allows fractional shares in stocks, ETFs Small minimum investment: $100. #4:

Investments 119

Investments Investing Accounting Commission 119

MainStreet Financial Planning

FEBRUARY 1, 2024

Importantly, we do not accept sales commissions or any compensation beyond what is directly agreed upon with our clients. I say this with the most humility one can communicate in a brief article that our entire team at MainStreet loves what we do, and we are here to guide you every step of the way.

Financial Advice 98

Financial Advice Planning Fee Only Financial Planning 98

BlueMind

DECEMBER 23, 2022

Deciding to chase after bigger commissions and targeting high net worth clients, he begins his own firm selling penny and IPO stocks. Although a work of fiction, this movie is based on very realistic “pump and dump” schemes carried out by advisors who love selling hard and earning high commissions. Boiler Room (2000).

Financial Advisor 98

Financial Advisor Commission Clients Management 98

Trade Brains

DECEMBER 24, 2023

In the article about best penny stocks under Rs 5, we will learn the basics of each Company like when it was founded and what industry it currently operates in. The Company has 3 commissioned manufacturing units. The Company earns 36.52% of its revenue from Fees & Commission charged in the form of brokerage. Cr in FY23.

Manufacturing 96

Manufacturing Commission Sales Portfolio 96

Trade Brains

SEPTEMBER 20, 2023

In this article, we will look at Organic Recycling Systems IPO Review 2023 and analyze its strengths, weaknesses, financials and GMP. The company’s Business verticals include The Build Own Operate Transfer (BOOT) model, the Engineering Procurement and Commissioning (EPC) model and the Supply of Key Equipment. Keep reading to find out!

Engineering 105

Engineering Management Government License 105

Trade Brains

AUGUST 11, 2023

In this article, we will look at some best penny stocks with high net profit margins which you can add to your watchlist. A list at the end of this article compiles more such stocks. Along these lines, it has commissioned two facilities for the expansion of its operations. The content in this article is not investment advice.

Pharmaceutical 98

Pharmaceutical Financial Services Sales Consulting 98

Trade Brains

OCTOBER 28, 2024

Trading Division: The company is a trader, merchant, commission agent, buying & selling agent, contractor, importer, and exporter of all types of engineering goods and electrical appliances including motors, insulators, refrigerators, etc. Investors must therefore exercise due caution while investing or trading in stocks.

Medical 90

Medical Manufacturing Engineering Valuation 90