Nerd's Eye View

NOVEMBER 7, 2022

Riskalyze signals an intent to rebrand itself away from ‘just’ risk tolerance assessments to a broader focus on helping advisors grow clients and assets. Hearsay Systems rolls out a new small-to-mid-sized RIA platform for social media compliance and website design.

Risk Tolerance 241

Risk Tolerance Startup Compliance Clients 241

Nerd's Eye View

JANUARY 24, 2023

Jennifer is the CEO and a Senior Advisor for Milestone Financial Planning, an independent RIA based in Bedford, New Hampshire, that oversees $360 million in assets under management for 225 client households. My guest on today's podcast is Jennifer Climo.

Management 246

Management Financial Advisor Planning Retirement 246

Nerd's Eye View

NOVEMBER 22, 2022

Matthew is the CEO of Equilibrium Wealth Advisors, an independent RIA based in Pittsburgh, Pennsylvania, that oversees more than $275 million in assets under management for 330 client households. My guest on today's podcast is Matthew Blocki.

Financial Advisor 245

Financial Advisor Clients Insurance Wealth Advisor 245

Nerd's Eye View

JUNE 27, 2023

Eric is the Founder and CEO of Beyond Your Hammock, an independent RIA based in Boston, Massachusetts, that oversees $47 million in assets under management for more than 80 client households. My guest on today's podcast is Eric Roberge.

Financial Advisor 217

Financial Advisor Clients Valuation Communication 217

Nerd's Eye View

MAY 28, 2024

billion in assets under management for approximately 4,700 client households. My guest on today's podcast is Jenny Martella. Jenny is a Principal and Wealth Manager at Modera Wealth Management, an RIA based in Westwood, New Jersey, that oversees $12.5

Wealth Management 130

Wealth Management Financial Advisor Fee Only Communication 130

Nerd's Eye View

MAY 28, 2024

billion in assets under management for approximately 4,700 client households. My guest on today's podcast is Jenny Martella. Jenny is a Principal and Wealth Manager at Modera Wealth Management, an RIA based in Westwood, New Jersey, that oversees $12.5

Wealth Management 130

Wealth Management Financial Advisor Fee Only Communication 130

Nerd's Eye View

OCTOBER 25, 2022

Chad is the founder of WealthKeel, an independent virtual RIA based in Tampa, Florida that advises on over $100 million of assets for 110 client households. Welcome back to the 304th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Chad Chubb. Read More.

Clients 130

Clients Financial Advisor Communication Financial Planning 130

Nerd's Eye View

FEBRUARY 27, 2024

Dianne is the Managing Partner of Argent Bridge Advisors, a hybrid advisory firm based in Vienna, Virginia, that oversees $500 million in assets under management for 350 client households. My guest on today's podcast is Dianne Nolin.

Financial Advisor 130

Financial Advisor Clients Communication Financial Planning 130

Nerd's Eye View

AUGUST 20, 2024

billion in assets under management for 750 client households. My guest on today's podcast is Kelli Kiemle. Kelli is the Managing Director of Growth and Client Experience of Halbert Hargrove, an RIA based in Long Beach, California, that oversees $3.1

Financial Advisor 130

Financial Advisor Clients Sales Engineering 130

Nerd's Eye View

JUNE 4, 2024

Freeman is the Co-Founder of La Crosse Financial Planning, an RIA based in La Crosse, Wisconsin, that oversees nearly $50 million in assets under management (AUM) for 73 client households. My guest on today's podcast is Freeman Linde.

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

Nerd's Eye View

JUNE 4, 2024

Freeman is the Co-Founder of La Crosse Financial Planning, an RIA based in La Crosse, Wisconsin, that oversees nearly $50 million in assets under management (AUM) for 73 client households. My guest on today's podcast is Freeman Linde.

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

Nerd's Eye View

FEBRUARY 13, 2024

Melody is the president of Townsend Financial Planning, an RIA based in Lexington, KY, that oversees $112 million in assets under management for 160 client households. Welcome back to the 372nd episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Melody Townsend.

Clients 130

Clients Certified Financial Planner Financial Advisor Financial Planner 130

Nerd's Eye View

MARCH 26, 2024

Michael is the CEO & Founder of WinCap Financial, an RIA based in Boston, Massachusetts, that oversees $80M in assets under management for 70 client households. Welcome back to the 378th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Michael Collins.

Financial Advisor 130

Financial Advisor Clients Wealth Management Communication 130

Clever Girl Finance

AUGUST 2, 2023

Create a solid business plan for your side hustle If you’re in the process of starting a side hustle and do not have a business plan, you need to create one now. A business plan is essentially your roadmap for your side hustle to achieve your goals for a small business.

Business Planning 111

Business Planning Planning Food Budgeting 111

The Big Picture

SEPTEMBER 23, 2024

They do everything from hard assets like real estate, infrastructure, aircraft, power plants, to private debt, event driven opportunities. I have worked at Booz Allen and Hamilton, I’m a strategic planning guy. I get hired by Citibank in planning. This business is just starting. I write a business plan for it.

Banking 147

Banking Investments Investing Assets 147

Fortune Financial

SEPTEMBER 25, 2023

Your risk tolerance will influence your investment strategy and asset allocation. Types of Fee Structures Percentage of Assets Under Management (AUM) This fee structure is prevalent in the wealth management industry. Advisors charge a percentage of your total assets that they manage.

Wealth Management 59

Wealth Management Management Risk Tolerance Retirement Planning 59

Fortune Financial

SEPTEMBER 25, 2023

Your risk tolerance will influence your investment strategy and asset allocation. Types of Fee Structures Percentage of Assets Under Management (AUM) This fee structure is prevalent in the wealth management industry. Advisors charge a percentage of your total assets that they manage.

Wealth Management 52

Wealth Management Management Risk Tolerance Retirement Planning 52

Steve Sanduski

AUGUST 22, 2023

Carving out a place for your firm is going to require a new level of clarity around both strategic planning and how you communicate what makes you unique to your team, clients, and prospects. Potential long-term effects of a concentration of assets at big firms and the “barbell effect.”

Strategic Planning 52

Strategic Planning Valuation Communication Investment Advisor 52

MazumaBusinessAccounting

APRIL 20, 2021

Doing it yourself often saves you money and that’s important for a small business owner – every dollar counts. writing a business plan. filing for a business license and deciding on a business entity. state or federal investigations of your business because of claims of law violations.

License 52

License Accounting Communication Taxes 52

Clever Girl Finance

MARCH 24, 2022

Plus, we have some fantastic side hustle business ideas for you too! Create a good business plan for your side hustle If you’re in the process of starting a side hustle and do not have a business plan, you need to create one now. You can’t achieve success without a plan! Where is your competition located?

Business Planning 52

Business Planning Planning Taxes Media 52

The Big Picture

JUNE 7, 2023

And that is why you’re seeing the massive increase in multi manager assets and those assets have more than doubled since 2017. You know, credit is relative to every other asset class we see today and we invest. What is that business plan look like? That trend looks to be continuing. Appreciate it.

Management 277

Management Investments Investing Economics 277

SEI

SEPTEMBER 6, 2022

From a lack of organizational infrastructure visibility to system and tool integration to communication, the pandemic caused many organizations to implement more hurried builds, which has created challenges for cybersecurity teams. A well-executed plan for when a cyberattack occurs can significantly impact financials and reputation. .

Budgeting 52

Budgeting Financial Services Healthcare Nonprofit 52

The Big Picture

JULY 18, 2023

WAGNER: Yeah, I started as a certified public accountant and one of the early engagements that I was tasked with was in the space of asset management and I recall doing the audit on Jeffrey Vinik’s very first year as a hedge fund manager. And you know, Metromedia, great example, they had the valuable assets in the cities.

Investments 130

Investments Investing Assets Insurance 130

Clever Girl Finance

DECEMBER 5, 2022

Of course, you should always communicate with your clients about their expectations to be sure you deliver your work on time. Also, check on getting business insurance to protect both your business and personal assets in the event of a lawsuit. These programs help communicate with clients, organize your tasks and more.

Media 98

Media Clients Management Taxes 98

Brown Advisory

FEBRUARY 13, 2017

With a well-vetted business plan, she came to us for guidance on how to proceed. We find that in most cases, when a client is transitioning assets toward sustainable investments—especially when a portfolio is already fully invested—it is important to move deliberately.

Clients 52

Clients Planning Portfolio Investments 52

Brown Advisory

FEBRUARY 13, 2017

With a well-vetted business plan, she came to us for guidance on how to proceed. We find that in most cases, when a client is transitioning assets toward sustainable investments—especially when a portfolio is already fully invested—it is important to move deliberately.

Clients 52

Clients Planning Portfolio Investments 52

Steve Sanduski

JANUARY 30, 2023

Not identifying a clear, compelling aspiration for the firm and effectively communicating it. If you’ve built a multi-million-dollar revenue business, you probably ran into the “rule of 3 and 10.” I wrote about it in an earlier post and it’s the idea that “things break” right around every 3x and 10x in the business.

Clients 52

Clients Distribution Communication Management 52

Fortune Financial

MARCH 5, 2024

Have you adopted a written plan that includes the features you want to offer? Have you arranged a trust for the plan assets, or will you set up the plan solely with insurance contracts? How will you monitor the plan’s service providers and investments? Have you developed a recordkeeping system?

Retirement Planning 52

Retirement Planning Retirement Financial Advisor Taxes 52

Sara Grillo

MAY 23, 2022

These are not advice-only financial planners; these are financial advisors who offer financial planning services on a stand-alone basis in addition to other services that they offer. The only way that made sense was a flat project fee for financial planning. He does not take discretion of client assets. No business plan, no.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

The Big Picture

OCTOBER 19, 2022

That group provides investment services, education and research to more than a thousand financial advisory firms, representing more than $3 trillion in assets. We probably had 700 employees at that time, but only about $30 billion in assets under management. RAMPULLA: They paid off of assets under management. RAMPULLA: Yeah.

Financial Advisor 286

Financial Advisor Clients Taxes Investments 286

Nerd's Eye View

NOVEMBER 5, 2024

Emily is the co-founder of TrailWise Financial Partners, an RIA based in Golden, Colorado, that oversees approximately $80 million in assets under management for 200 client households.

Financial Planning 246

Financial Planning Accounting Clients Planning 246

Nerd's Eye View

DECEMBER 10, 2024

Erika is the Director of Wealth Management of VisionPoint Advisory Group, a hybrid advisory firm based in Dallas, Texas, that oversees approximately $3 billion in assets under advisement for both 780 client households and for retirement plans. My guest on today's podcast is Erika Wood.

Planning 222

Planning Financial Planning Financial Advisor Clients 222

Nerd's Eye View

NOVEMBER 26, 2024

Kevin is the CEO of Connecticut Wealth Management, an RIA based in Farmington, Connecticut, that oversees approximately $4 billion in assets under management for 1,100 client households. My guest on today's podcast is Kevin Leahy.

Wealth Management 246

Wealth Management Financial Advisor Clients Planning 246

Nerd's Eye View

DECEMBER 31, 2024

Stacey is the chief operating officer of Morton Wealth, an RIA based in Calabasas, California, that oversees approximately $3 billion in assets under management for 1,300 client households. My guest on today's podcast is Stacey McKinnon.

Management 244

Management Financial Advisor Clients Numbers 244

Nerd's Eye View

APRIL 1, 2025

Nick is the managing partner of Stoic Financial, an LPL-affiliated advisory firm based in Boynton Beach, Florida, that oversees $107 million in assets under management for 70 client households. My guest on today's podcast is Nick Rodkin.

Financial Advisor 130

Financial Advisor Financial Planning Planning Clients 130

Nerd's Eye View

DECEMBER 3, 2024

Eric is the Managing Partner of Prospero Wealth, an RIA based in Seattle, Washington, that oversees $52 million in assets under management for 80 client households. Welcome to the 414th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Eric Franklin.

Planning 130

Planning Financial Planning Financial Advisor Clients 130

The Big Picture

MAY 16, 2023

And I’m like, dad, I found I need 25 grand to get going and my dad said send me a business plan. I went to business school RITHOLTZ: He just wanted you to go through the exercise. LINDZON: No, so obviously, I did the business plan, I’m kidding. I’m like, dude I’m your son. RITHOLTZ: Yes.

Media 290

Media Investments Investing Valuation 290