Wealth Management

AUGUST 2, 2022

Heber Fuger Wendin Investment Advisors, with $8.6 billion in assets, brings to Mariner its client roster of community banks and credit unions.

Portfolio 246

Portfolio Investment Advisor Banking Assets 246

The Big Picture

AUGUST 26, 2022

Our previous discussions (debates really) were over the traditional model of brokerage I push back against versus the fee-based fiduciary asset management I embrace. This made me chuckle, as we had discussed this level of unsuitable and inappropriate asset management for years, with me offering an endless parade of examples.

Accounting 353

Accounting Government Assets Management 353

Nerd's Eye View

SEPTEMBER 20, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that the North American Securities Administrators Association (NASAA) released the latest edition its annual survey outlining the state of state-registered RIAs, showing that the number of state-registered firms and their assets (..)

Financial Planner 246

Financial Planner Investment Advisor Financial Advisor Clients 246

Tobias Financial

MARCH 16, 2025

As you work toward your financial goals, regularly reviewing your investment portfolio is essential. Whether youre new to investing or have years of experience, taking a step back to evaluate your strategy can help ensure that your portfolio remains aligned with your objectives, especially in times of market uncertainty and volatility.

Investing 52

Investing Investments Risk Tolerance Asset Allocation 52

Abnormal Returns

JANUARY 26, 2023

etf.com) Investment grade bonds are having a good start to the year. bloomberg.com) NEA is becoming a registered investment advisor. investmentnews.com) Why ETFs continue to gobble up new asset classes. Markets A look at Vanguard's 10-year equity return forecasts. axios.com) Why luxury watch prices are coming down.

Startup 245

Startup Financial Advising Investment Advisor Insurance 245

Brown Advisory

SEPTEMBER 6, 2022

Asset Allocation: Developing a Long-Term Investment Strategy for Mission-Driven Organizations. When putting a plan in place, we believe it is critical for any mission-driven organization to develop an effective, long-term asset allocation strategy to manage its endowment assets. Tue, 09/06/2022 - 10:30. 70–90% vs. 80%).

Asset Allocation 98

Asset Allocation Assets Investing Investments 98

Darrow Wealth Management

NOVEMBER 4, 2024

For non-fiduciary financial advisors, recommendations may only need to be suitable , not necessarily in the client’s best interest. Hybrid firms can switch between their status as a registered investment advisor and brokerage, which can be problematic for individuals seeking unbiased financial advice.

Financial Advisor 61

Financial Advisor Certified Financial Planner Fiduciary Duty Fee Only 61

Trade Brains

OCTOBER 31, 2024

per equity share Also read… Pharma stock down by more than 3% after promoter sells stake worth ₹3000 Cr SPS Finquest Limited SPS Finquest Limited was incorporated in 1996 and is a non-deposit-taking, non-systemically important NBFC, primarily offering loans and investment services. Investing in equities poses a risk of financial losses.

Wealth Management 105

Wealth Management Investing Investments Investment Advisor 105

The Big Picture

APRIL 6, 2023

Here is why: These posts seem to be a bizarre combination of public records scraping and AI; they look like they were designed to generate clicks rather than reflect honest investment recommendations. RWM runs over $3 billion in client assets. But as the Chief Investment Officer of RWM, I can assure you that it is utter nonsense.

Wealth Management 278

Wealth Management Portfolio Management Clients Portfolio 278

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.

Clients 246

Clients Fee Only Planning Advertising 246

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.

Fee Only 246

Fee Only Portfolio Clients Planning 246

Advisor Perspectives

OCTOBER 6, 2024

For registered investment advisors and others who provide financial advice, autumn is the start of a season loaded with opportunity.

Investment Advisor 52

Investment Advisor Investing Investments Financial Advice 52

The Big Picture

JANUARY 19, 2024

Dutta discusses why Climate Investing is a for-profit opportunity, and not as it is so often portrayed as “Woke Investing.” ” The 2023 COP results suggest that climate investing will be an enormous global opportunity. The digital investment advisor manages over $40 billion in assets for 800,000 clients.

Startup 182

Startup Investment Advisor Investing Investments 182

The Big Picture

AUGUST 9, 2024

Named one of the 25 most influential people by Investment Advisor, his breakthrough book, “ What Investors Really Want , ” changed how we view investor motivations. All of our earlier podcasts on your favorite pod hosts can be found here.

Financial Advising 173

Financial Advising Wealth Management Portfolio Management Investment Advisor 173

International College of Financial Planning

JULY 31, 2023

Investing is essential to achieving our financial goals, whether saving for retirement, funding our children’s education, or building wealth for the future. However, eliminating the complex world of investments can be challenging, and many individuals fall prey to common investment mistakes that can hinder their financial success.

Investment Advisor 52

Investment Advisor Investing Investments Risk Tolerance 52

Darrow Wealth Management

FEBRUARY 13, 2025

Although some firms use these compensation methods, the majority base fees on a percentage of assets under management (AUM) for their services. Fee-only firms are unique as they do not receive commissions from selling financial products, such as insurance policies or investment products. Independent firm.

Fee Only 52

Fee Only Financial Advisor Financial Planner Certified Financial Planner 52

A Wealth of Common Sense

SEPTEMBER 1, 2023

Rob Isbitts at ETF.com says Jerome Powell’s speech at Jackson Hole is bad news for 60/40 investors: For nearly two decades, investment advisors and self-directed investors came to understand and appreciate “asset allocation” as a complementary combination of stocks and bonds.

Asset Allocation 126

Asset Allocation Portfolio Investment Advisor Assets 126

International College of Financial Planning

JUNE 14, 2023

Are you passionate about investments? If so, you can turn your passion into a profession by becoming a SEBI-registered investment advisor. SEBI has introduced guidelines for individuals aspiring to become investment advisors in India. Investment advice can be delivered online or offline channels.

Investment Advisor 52

Investment Advisor Investing Investments Certification 52

Brown Advisory

SEPTEMBER 6, 2022

Investing for Purpose: A Governance Perspective on Mission-Aligned Investment Strategy. Increasingly, investment committee members are exploring mission-aligned investing for the organizations they serve. DEFINING MISSION-ALIGNED INVESTING. Tue, 09/06/2022 - 10:17.

Government 98

Government Investing Investments Portfolio 98

Mullooly Asset Management

OCTOBER 20, 2022

In this week’s video, Tom references a survey done by AARP that shows 45% of people would rather go to the dentist than meet with an investment advisor. People deserve complete transparency when working with an investment advisor.

Investment Advisor 52

Investment Advisor Investing Investments Assets 52

Random Roger's Retirement Planning

JULY 19, 2022

Do a search for asymmetric investing and you'll find a mishmash of results including research exploring option strategies, dampening portfolio volatility, an ETF that unlike SPD that we looked at yesterday does appear to capture upside while muting the downside. We should probably mention alternatives assets as a source of asymmetric returns.

Assets 74

Assets Investing Investments Portfolio 74

Trade Brains

NOVEMBER 3, 2024

The Indian non-banking financial sector demonstrates remarkable resilience through strong net interest margins and effective asset quality management. Moreover, Bajaj Finance maintains exceptional asset quality with GNPA and NNPA at 1.06% and 0.46% respectively. Investing in equities poses a risk of financial losses.

Financial Services 59

Financial Services Risk Management Portfolio Distribution 59

International College of Financial Planning

NOVEMBER 10, 2021

There is great demand for Investment Advisor professionals in India and here we look at the various Investment Advisor Courses and Training Programs that you can take. The demand for Investment Advisors has been constantly rising over the last two decades.

Investment Advisor 52

Investment Advisor Investing Investments Certified Financial Planner 52

Midstream Marketing

NOVEMBER 26, 2024

Introduction In the busy world of financial services, asset managers and Registered Investment Advisors (RIAs) require solid marketing strategies to succeed. They need to recognize the special needs and challenges investment advisors face. With targeted marketing efforts, investment advisors can stand out.

Compliance 52

Compliance Marketing Marketing Investment Advisor 52

The Big Picture

MAY 11, 2023

SAVE THE DATE: Future Proof 2023, September 10-13 Future Proof will feature over 100 industry-leading speakers, innovators, and disruptors building the future of wealth management, including: Morgan Housel , Partner, The Collaborative Fund Adam Nash , Co-Founder & CEO, Daffy David Goodman , Producer & Writer, Family Guy, Futurama, The Orville (..)

Wealth Management 162

Wealth Management Portfolio Management Management Investment Advisor 162

Advisor Perspectives

MAY 23, 2024

The promise of independence is luring more and more advisors to the Registered Investment Advisor (RIA) channel. RIA headcount has grown rapidly over the past decade and by 2027, Cerulli estimates that RIAs will control nearly one-third of intermediary asset market share.

Investment Advisor 40

Investment Advisor Investing Investments Assets 40

Tobias Financial

MARCH 11, 2025

He highlighted the importance of long-term investing, cautioning against making hasty decisions in reaction to short-term market fluctuations. Franklin reinforced the investment principle: Its not the timing of the market. He also emphasized the value of diversification when managing investments. Its time in the market.

Financial Advisor 52

Financial Advisor Wealth Advisor CFP Commission 52

Abnormal Returns

MARCH 27, 2023

allaboutyourbenjamins.com) Jack Forehand and Justin Carbonneau talk with Ehren Stanhope of O'Shaughnessy Asset Management about the ins and outs of direct indexing. investmentnews.com) How Harold Evensky explains a bucket approach to retirement investing. kitces.com) Retirees Even retirees need to have a rainy day fund.

Financial Advising 130

Financial Advising Financial Planning Insurance Investment Advisor 130

Brown Advisory

APRIL 20, 2022

Good Preparation Leads to a Good Audit Experience: What to Expect from Your Investment Advisor mhannan Wed, 04/20/2022 - 06:03 After an extended period of strong returns that began in 2009, many not-for-profit (NFP) organizations find themselves increasingly challenged to earn the traditional target of an inflation-adjusted 5% annual spending rate.

Investment Advisor 52

Investment Advisor Investing Investments Nonprofit 52

Truemind Capital

SEPTEMBER 13, 2024

He had no idea of where the investments were made by his father. The investments were all over the place and he was not even sure if all the assets were accounted for. A family member who worked hard to save the assets in the hope of a better future for others. appeared first on Investment Blog. Keep it simple.

Investing 64

Investing Investments Insurance Accounting 64

The Big Picture

MARCH 31, 2023

Embattled First Republic Bank is no longer searching for a buyer as investment advisors and company executives seek to repair the company’s balance sheet before any sale might take place, FOX Business has learned. ( trillion asset manager of TIAA. Wall Street Journal ) • First Republic Bank is not currently looking for a buyer.

Banking 162

Banking Math Distribution Investment Advisor 162

Cordant Wealth Partners

NOVEMBER 18, 2024

You can donate appreciated assets to your DAF, avoiding capital gains taxes and further lowering your tax bill. A donor-advised fund is a charitable investment account that allows you to support your preferred charities over time while receiving a tax deduction upfront. How much control do I have over my DAF investment allocation?

Taxes 52

Taxes Tax Planning Nonprofit Accounting 52

The Big Picture

MARCH 25, 2025

O’Shaughnessy Asset Management, became a leader in direct indexing, eventually was bought by Franklin Templeton, leading him to launch O’Shaughnessy Ventures, O’Shaughnessy Fellowships, infinite Loops podcast, just so many different things. You know, like one of the best growth factors in investing is momentum.

Management 147

Management Numbers Investing Investments 147

Nerd's Eye View

APRIL 11, 2023

Thomas is a Senior Partner for Signature Estate & Investment Advisors, an independent RIA based in Los Angeles, California, that oversees nearly $16 billion in assets under management, with $570 million of those assets being managed by Thomas' practice that serves more than 250 client households.

Medical 130

Medical Financial Advisor Financial Planning Clients 130

Good Financial Cents

JUNE 11, 2023

One thing that I have craved for investors is a tool that allows you to sync all your financial accounts – your investment portfolio, checking and savings accounts, credit cards and other loan accounts – in one place, and then provides an investment-related analysis of your entire portfolio. Personal Capital to the rescue.

Management 80

Management Investing Investments Accounting 80

BlueMind

NOVEMBER 24, 2022

They will expect personalized services in investment management as well as from you and justifiably so. Registered Investment Advisors versus Broker-Dealers The bigger the wealth, the more complicated it is to manage it. The RIA industry is expected to only grow further in the coming years.

Clients 98

Clients Insurance Financial Advisor Assets 98

Advisor Perspectives

JULY 16, 2024

Since carriers are still digesting and figuring out how they want to cover DA, investment advisors should focus on working with a broker who understands this space. What was true six months ago, can easily be different now and in further down the road.

Insurance 40

Insurance Investing Investments Assets 40