Nerd's Eye View

JANUARY 13, 2023

Also in industry news this week: A study suggests that simplification is the top reason consumers combine their investment accounts, signaling that the onboarding process for new advisory client assets is a value-add in itself. How stocks and bonds tend to perform following their biggest down years.

Financial Planner 241

Financial Planner Retirement Planning Compliance Retirement 241

Nerd's Eye View

AUGUST 30, 2024

Nonetheless, given that adding services requires an investment on the part of the firm (often in the form of increased staffing to offer high-touch services and add needed expertise), firms appear to be analyzing the costs and benefits of offering these services in-house versus adding value to clients by referring them to trusted professionals in these (..)

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Financial Planner Financial Advisor Retirement Clients 231

Nerd's Eye View

JUNE 28, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a recent study found that at a time when the number of SEC-registered broker-dealers and their registered representatives is declining, the number of SEC-registered RIAs, their assets under management, and the number of (..)

Financial Planner 189

Financial Planner Clients Compliance Numbers 189

Nerd's Eye View

NOVEMBER 4, 2022

From there, we have several articles on investment planning: While I Bonds have received significant attention during the past year, TIPS could be an attractive alternative for many client situations. Morningstar has joined an increasingly competitive market of direct indexing platforms for advisors and their clients.

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Financial Planner Financial Advisor Retirement Planning Medical 240

Nerd's Eye View

MARCH 8, 2024

Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that RIA clients of an insurance broker providing Errors & Omissions (E&O) coverage saw a 213% increase in claims paid in 2023, attributed to significant jumps in suitability claims (likely stemming (..)

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Financial Planner Asset Allocation Clients Risk Management 246

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients.

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Clients Fee Only Planning Advertising 246

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients.

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Fee Only Portfolio Clients Planning 246

Brown Advisory

OCTOBER 16, 2017

Investment Planning Options achen Mon, 10/16/2017 - 10:24 The decision to sell or hold a concentrated position may sound simple, but these situations are often more complex than they appear. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors.

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Investment Planning Planning Investing Investments 52

Brown Advisory

OCTOBER 16, 2017

Investment Planning Options. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors. Fundamental Risk: What is the strategic and operating backdrop for the company or asset, and what can we expect in terms of return and volatility going forward?

Investment Planning 52

Investment Planning Planning Investing Investments 52

WiserAdvisor

MARCH 13, 2024

This article will discuss the five pillars of retirement planning and why they are a critical component of your retirement plan. At its core, investment planning ensures that your financial resources are strategically allocated to various asset classes in accordance with your risk tolerance and investment objectives.

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Retirement Planning Retirement Planning Estate Planning 105

Nerd's Eye View

MAY 21, 2024

Dann is a Managing Partner of Sincerus Advisory, an RIA based in New York City, that oversees approximately $165 million in assets under management for nearly 150 client households. Welcome to the 386th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Dann Ryan.

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Clients Fee Only Financial Planning Financial Advisor 130

Million Dollar Round Table (MDRT)

JULY 16, 2024

You can have a great investment plan, no debt, an emergency fund set up and a college funding plan in place for your children, but if a spouse dies prematurely or becomes disabled, the plan is in ruins. Your greatest asset to your family is your ability to generate income. What if that ended today?

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Clients Communication Investment Planning Planning 86

International College of Financial Planning

JULY 30, 2022

Certified Financial Planner (CFP) is globally the most respected financial designation for personal assets management. Earning the CFP designation requires a rigorous course of study covering investment planning, income taxation, retirement planning and risk management.

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Certified Financial Planner Financial Planner Assets CFP 52

Darrow Wealth Management

AUGUST 30, 2022

Depending on your financial situation and the type of asset you inherit, your options may differ. Inheriting money or taxable investment accounts has some big benefits. Further, many beneficiaries are eligible for a step-up in basis on eligible assets. What to do with an inheritance. Shoring up college funds. What not to do?

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Distribution Retirement Accounting Taxes 91

Carson Wealth

OCTOBER 26, 2022

As the tax year draws to a close, many high-income investors will look to reposition their portfolios to intentionally generate losses as a way to offset gains — an investment strategy known as tax loss harvesting. I sort of think of tax loss harvesting as the eharmony of investment planning. A net neutral tax position.

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Taxes Financial Planner Asset Allocation Portfolio 98

WiserAdvisor

AUGUST 31, 2023

They can assess your financial situation, long-term goals, risk tolerance, and investment preferences to create personalized strategies. They can also help you optimize your savings and investment plans, ensuring that you maximize your earning potential while minimizing risks. But their support does not end there.

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Financial Advisor Retirement Risk Tolerance Estate Planning 90

International College of Financial Planning

MARCH 13, 2023

Mutual funds provide a way to invest in a variety of financial assets, e.g., Stocks, bonds, and money market instruments. A fund manager oversees the pool of funds from multiple investors and allocates the funds to different assets.

Investing 52

Investing Investments Financial Planner Investment Planning 52

Darrow Wealth Management

OCTOBER 28, 2024

When you own a business, your net worth is highly concentrated in one illiquid asset. A sale gives you the opportunity to diversify your investments, de-risk your financial situation, and improve your cash flow. Are you expecting any major purchases or new business investments? Many business owners want to keep working.

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Sales Taxes Estate Planning Retirement 83

The Irrelevant Investor

JANUARY 17, 2021

Articles Skepticism can lead to knee-jerk dismissiveness (By Howard Marks) If you survived March 2020, what’s left to fear? (By

Investment Planning 52

Investment Planning Assets Planning Investments 52

Validea

OCTOBER 10, 2024

In this episode of Excess Returns, we sit down with Ben Carlson, Director of Institutional Asset Management at Ritholtz Wealth and author of the popular investing blog “A Wealth of Common Sense.” This conversation offers valuable lessons for investors at all levels, from beginners to seasoned professionals.

Marketing 52

Marketing Marketing Investment Planning Economy 52

Park Place Financial

NOVEMBER 29, 2022

Discover some of the benefits of structured products and their value for investment. These pre-packaged investments usually feature assets connected to interest and an additional. more of the core assets’ performance instead of the cash flow of the entity issuing the structured. similarly to traditional investments.

Certified Financial Planner 52

Certified Financial Planner Fiduciary Duty Retirement Planning Retirement 52

Darrow Wealth Management

OCTOBER 29, 2024

Rebalancing your 401(k) and investment portfolio is an important part of a successful investment strategy. Your asset allocation is the percentage of your portfolio that you distribute between different asset classes, like stocks and bonds. There are a couple main reasons to rebalance your investment portfolio.

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Asset Allocation Risk Tolerance Accounting Portfolio 62

Nationwide Financial

OCTOBER 18, 2022

Talking to your clients about their children or grandchildren’s college plans as well as their own financial goals can help when deciding what type of 529 plan in which to invest. Plans also vary by state, so location will come into play when choosing between plans. 529 Investment Fees and Expenses.

Clients 98

Clients Planning Education Taxes 98

WiserAdvisor

APRIL 25, 2023

Many people invest in their company-sponsored 401(k)s but only sometimes take the time to review the investments within the account. Rebalancing involves adjusting the mix of assets in your 401(k) portfolio to maintain a desired level of risk and return. Click to compare vetted advisors now. What is 401(k) rebalancing?

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Risk Tolerance Asset Allocation Portfolio Financial Advisor 76

Nationwide Financial

DECEMBER 7, 2022

.” That’s when the timing and magnitude of bad investment returns can derail an investor’s retirement withdrawal strategy. Different cycles of growth and inflation over time tend to favor other asset classes. Retirement planning is a long-term process with many risks and challenges for investors.

Retirement 52

Retirement Asset Allocation Marketing Marketing 52

eMoney Advisor

FEBRUARY 9, 2023

According to a Fidelity study, 45 percent of younger investors are more inclined to consolidate their assets with one advisor as opposed to spreading assets across multiple advisors. Starting Out clients are typically focused on beginning to build wealth.

Financial Planning 95

Financial Planning Clients Planning Education 95

Tobias Financial

OCTOBER 12, 2023

Additionally, financial habits such as lower contributions to retirement plans and reliance on tangible assets pose unique challenges. Despite the positive statistics, disparities in income, workplace discrimination, and lower inheritance rates persist, impacting long-term wealth accumulation.

Financial Planning 98

Financial Planning Planning Wealth Accumulation Strategic Planning 98

Brown Advisory

SEPTEMBER 12, 2016

Hankin, Chief Executive Officer ⚑ Sustainable Investing Investors Seeking Sustainability Gain Confidence Through Screening By screening their portfolios, investors align their assets with their values and gain greater confidence in their long-term investment plans.

Investing 52

Investing Investments Portfolio Management Portfolio 52

Brown Advisory

SEPTEMBER 12, 2016

Sustainable Investing Investors Seeking Sustainability Gain Confidence Through Screening. By screening their portfolios, investors align their assets with their values and gain greater confidence in their long-term investment plans. By Chad Larson, Strategic Advisor and Emily Dwyer, Equity Research Analyst ?

Investing 52

Investing Investments Portfolio Management Portfolio 52

Sara Grillo

OCTOBER 31, 2022

If they tell you they charge a percentage of assets under management, and you see that they also charge commissions, that should indicate that they either weren’t be that honest intentionally or weren’t careful about how they explained their fees to you, both of which are of concern. He started Firstmetric a few years later.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

International College of Financial Planning

APRIL 25, 2024

This certification is recognized globally and showcases a deep, systematic understanding of personal financial management, including investment planning, risk management, tax planning, and retirement planning. Compared to investment advisors, CFP® offer a more comprehensive service.

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Certification CFP Certified Financial Planner Financial Planning 52

WiserAdvisor

MARCH 30, 2023

A goal-based investing approach is one such strategy. It stands out as it focuses directly on your goals, determining the amount of money you need to achieve your financial goals, and then developing an investment plan designed to achieve those goals within a specific timeframe. 5 steps involved in goal-based investing 1.

Investing 52

Investing Investments Risk Tolerance Financial Advisor 52

Park Place Financial

MARCH 14, 2022

For example, you can shift money between asset classes to reflect market changes and work with your financial adviser to create a diversified strategy. About Rebalancing Investments. When people buy and sell sections of their portfolio to maintain a consistent asset allocation, they are rebalancing their investments.

Portfolio 52

Portfolio Financial Planner Asset Allocation Certified Financial Planner 52

Yardley Wealth Management

FEBRUARY 15, 2022

Managing: Are you being deliberate about your asset location , dividing your various assets among your taxable vs. tax-sheltered accounts for overall tax efficiency? Are you guided by a personalized investment plan? There is no universal answer to this critical query.

Taxes 52

Taxes Investing Investments Tax Planning 52

Yardley Wealth Management

FEBRUARY 15, 2022

Managing: Are you being deliberate about your asset location , dividing your various assets among your taxable vs. tax-sheltered accounts for overall tax efficiency? Spending: When the time comes to spend your wealth, have you planned for how to tap your taxable, tax-deferred, and tax-free accounts?

Taxes 52

Taxes Investing Investments Tax Planning 52

Park Place Financial

MARCH 16, 2022

He or she may use the following investment strategies to help keep your portfolio on course: Rebalance Your Portfolio. Rebalancing your portfolio can realign your investments with your goals and desired risk level, mitigating the effects of market volatility. Follow Your Long-Term Investment Plan. RELATED BLOG POSTS.

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Marketing Marketing Investment Planning Government 52

Brown Advisory

FEBRUARY 23, 2021

After all, I’ve spent my career helping people build and execute sensible, long-term investment plans. source income and gains and certain assets you bring into the U.K. This is one of the easiest and most often missed opportunities for basic planning before moving the U.K. At this point, a bit of background on the U.K.

Taxes 52

Taxes Assets Investment Planning Planning 52