Wealth Management

NOVEMBER 13, 2023

The 7th breakaway advisor to join Snowden Lane this year, William “Trey” Jones III managed $230 million as a VP at Merrill Lynch.

Recruitment 278

Recruitment Assets Management 278

Wealth Management

JANUARY 15, 2025

RetirementDNA, a San Diego-headquartered advisory team with over $1 billion in assets under management, has joined Integrated Partners.

Retirement Planning 264

Retirement Planning Recruitment Retirement Planning 264

Wealth Management

FEBRUARY 22, 2023

During the fourth quarter of 2022, 66 independent financial professionals affiliated with the tax-centric broker/dealer.

Recruitment 246

Recruitment Assets Taxes 246

Wealth Management

MAY 23, 2024

The digital-focused advisory recruits advisors from UBS, Farther and others, bringing its total assets to over $400 million.

Recruitment 306

Recruitment Assets 306

Wealth Management

SEPTEMBER 12, 2024

Cetera-backed Wilde Wealth Management Group has brought on Drew Kliber, who managed $400 million in assets at UBS, as head of its W Family Office division.

Recruitment 290

Recruitment Wealth Management Assets Management 290

Wealth Management

MAY 29, 2024

It has already recruited a Towson, Md.-based based advisor with nearly $141 million in assets. Wealthcare Capital Partners aims “to meet the needs of select advisors interested in joining Wealthcare.”

Recruitment 293

Recruitment Assets 293

Wealth Management

JULY 28, 2023

Aspiriant, Key Private Bank and Merrill Lynch lost advisors to Manhattan West and Steward Partners in moves announced this week, while F.L.Putnam expanded in Maine.

Recruitment 246

Recruitment Assets Banking 246

Wealth Management

DECEMBER 5, 2023

The alts-focused investment manager reorganizes to expand affiliation options and welcomes three recruits with more than $560 million in assets.

Recruitment 305

Recruitment Investing Investments Assets 305

Wealth Management

APRIL 16, 2025

Opal Wealth snags former Goldman VP to head growth; Cetera recruits former Osaic advisor; Bleakley details acquisitions with over $1 billion in assets.

Recruitment 232

Recruitment Assets 232

Wealth Management

JANUARY 3, 2025

Thiel's Indivisible Partners is now liveandhas recruited a former Merrill advisor team, New York-based Woodring I LeRoy Capital Advisors, with about $640 million in client assets.

Recruitment 258

Recruitment Assets Clients 258

Wealth Management

MARCH 28, 2023

As its multi-custodial strategy bears fruit, Steward Partners has recruited Ensign Wealth Partners from Wells Fargo Advisors Financial Network, bringing the firm's total assets with Pershing to over $1 billion.

Recruitment 279

Recruitment Assets 279

Wealth Management

OCTOBER 18, 2023

A year after announcing it would leave Raymond James and restructure from an OSJ to a hybrid, multi-custodial RIA, Concurrent says it recruited more than $1 billion in assets and added Schwab as a custodian.

Recruitment 278

Recruitment Assets 278

Nerd's Eye View

MARCH 4, 2025

Sten is the owner of Legacy Investment Planning, a hybrid advisory firm based in Franklin, Tennessee, that oversees $220 million in assets under management for 90 client households. My guest on today's podcast is Sten Morgan.

Financial Advisor 200

Financial Advisor Recruitment Investment Planning Planning 200

Wealth Management

OCTOBER 28, 2022

While securities volatility lead to slightly lower total assets and soaring cash balances, LPL's earnings report showed strong quarterly recruiting, pulling in $13B in new money and adding 173 advisors.

Recruitment 264

Recruitment Marketing Marketing Assets 264

Abnormal Returns

JULY 15, 2024

finance.yahoo.com) Envestnet ($ENV) has sold to Bain Capital, Reverance and a handful of big asset managers. riabiz.com) The biz Farther has recruited a number of advisers from Goldman Sachs' ($GS) United Capital unit. (open.spotify.com) Envestnet Even before the deal, Fidelity and Envestnet were getting closer.

Recruitment 251

Recruitment Financial Advising Retirement Insurance 251

Abnormal Returns

MARCH 4, 2024

Retirement JP Morgan Asset Management's 'Guide to Retirement.' fa-mag.com) Headcount RIAs need to do a better job of recruitment AND retention. am.jpmorgan.com) How longevity literacy affect financial wellness in retirement. papers.ssrn.com) Why getting charitable giving in retirement right is challenging. (fa-mag.com)

Recruitment 274

Recruitment Estate Planning Financial Planning Retirement 274

Nerd's Eye View

FEBRUARY 18, 2025

We also talk about how Sebastian's firm attracted and onboarded approximately 480 new households in 2024 (including through a one-day educational event that led to data-nav-title="Hiring A Quality Control Specialist [05:15]" 115 prospect appointments all by itself), how Sebastian's firm expands its relationship with existing clients by tasking everyone, (..)

Financial Planning 147

Financial Planning Clients Planning Wealth Advisor 147

Nerd's Eye View

MARCH 25, 2025

AJ is the co-founder of Brooklyn Fi, an RIA based in Brooklyn, New York but operating as a fully remote business, that oversees $370 million in assets under management for more than 400 client households. My guest on today's podcast is AJ Ayers.

Financial Advisor 130

Financial Advisor Clients Recruitment Certification 130

Nerd's Eye View

SEPTEMBER 17, 2024

Eric is a partner at East Bay Investment Solutions, a firm that provides fractional Chief Investment Officer services based in Charleston, South Carolina, that supports over $6 billion in assets under advisement across 26 advisory firms they serve.

Financial Advisor 244

Financial Advisor Investing Investments Financial Services 244

Diamond Consultants

DECEMBER 18, 2024

Whats the reality when it comes to recruiting and transitions? One factor working in favor of higher deals: For the first time in recent memory, all four wirehouses are back in the competitive recruiting battle. Competitive recruiting is coming to an end at the big firms. An annual perspective for advisors. time and 2.)

Recruitment 52

Recruitment Retirement Assets Education 52

The Big Picture

SEPTEMBER 19, 2023

The transcript from this week’s, MiB: Elizabeth Burton, Goldman Sachs Asset Management , is below. Elizabeth Burton is Goldman Sachs asset management’s client investment strategist. 00:15:31 And so he put me in contact with a recruiter. It depends on your asset allocation. She can go anywhere, do anything.

Assets 148

Assets Management Investments Investing 148

Nerd's Eye View

JULY 25, 2023

billion in assets under advisement. Rita is the Founder and President of Affiliated Advisors, a Super-OSJ with Royal Alliance that provides support to 90 financial advisors and collectively oversees $3.5

Financial Advisor 246

Financial Advisor Compliance Recruitment Insurance 246

Nerd's Eye View

SEPTEMBER 13, 2022

billion in assets managed by over 20 affiliated independent advisor businesses. My guest on today's podcast is Carolyn Armitage. Carolyn is the President of Thrivent Advisor Network, an RIA platform that offers partnership and affiliate models for financial advisors and oversees $6.5

Financial Advisor 238

Financial Advisor Financial Services Ethics Recruitment 238

Nerd's Eye View

JANUARY 31, 2023

Ali is a Partner and the Managing Director for Waldron Private Wealth, a multi-family office based in Bridgeville, Pennsylvania that oversees nearly $3 billion in assets under management for 280 ultra-high-net-worth family households. My guest on today's podcast is Ali Swart.

Clients 246

Clients Retail Financial Advisor Recruitment 246

Abnormal Returns

NOVEMBER 21, 2022

(riabiz.com) Retirement Why retirees should include Social Security into their asset allocation. wsj.com) Advisers How to recruit, train and retain next generation advisers. morningstar.com) Delaying taxes in retirement isn't always the best strategy. thinkadvisor.com) It's hard to make the case for IRA contributions later in life.

Financial Planner 144

Financial Planner Asset Allocation Recruitment Financial Advising 144

Diamond Consultants

JANUARY 21, 2025

Advisors regularly get calls from recruiters, consultants, branch managers, complex directors, business development officersthe list goes on and on. Yet there are certain realities that every advisor needs to be aware of (and as a recruiter, I know them very well!): So how can advisors ensure they are in the best possible place?

Recruitment 52

Recruitment Compensation Planning Clients Consulting 52

The Big Picture

NOVEMBER 12, 2022

Nadig explains how his firm sits between financial advisors, asset managers, and investors, providing them with data, intelligence, and insights as to current trends and preferences. The current trend has been toward active ETFs, which are only a small percentage of total assets but a much larger share of revenues.

Recruitment 130

Recruitment Financial Advisor Assets Management 130

The Big Picture

OCTOBER 7, 2024

Wall Street Journal ) • This Video Game Controller Has Become the US Military’s Weapon of Choice : After decades of relying on buttons, switches, and toggles, the Pentagon has embraced simple, ergonomic video-game-style controllers already familiar to millions of potential recruits. You won’t believe your ears.

Electronics 148

Electronics Recruitment License Healthcare 148

Nerd's Eye View

AUGUST 6, 2024

billion in assets under management for approximately 900 client households. Jaime is the Managing Principal of Benedetti, Gucer, and Associates and BEAM Wealth Advisors, hybrid advisory firms based in Atlanta, Georgia, and Covington, Louisiana that oversee a total of $1.2

Commission 130

Commission Retirement Financial Advisor Recruitment 130

The Big Picture

NOVEMBER 23, 2022

Be sure to check out our Masters in Business interview this weekend with Marcus Shaw CEO of AltFinance, which seeks to increase diversity across alternative asset management. Supply-side pressures are easing off rapidly, calling for a moderation in inflation.

Digital Media 148

Digital Media Recruitment Media Management 148

The Big Picture

JUNE 29, 2023

My morning train WFH reads: • Gold Is No Longer a Good Hedge Against Bad Times : The precious metal has become just another cyclical asset, no longer a useful harbinger of social and economic collapse. Bloomberg ) • AI’s Winners, Losers and Wannabes : An NVIDIA Valuation, with the AI Boost! Slate ) • St.

Recruitment 130

Recruitment Transportation Valuation Consulting 130

Diamond Consultants

JUNE 1, 2023

And certainly, there are plenty of firms out there that have identified the right combination of exceptional client service, smart recruiting and strategic growth initiatives—making them attractive acquisition targets. But what of the advisor who is an employee of a traditional brokerage firm?

Valuation 98

Valuation Recruitment Retirement Distribution 98

The Big Picture

AUGUST 16, 2022

And then in 1982, Dean Witter recruited me to join them and to really start managing what was their fledgling hedge fund practice, which was really with CTAs back in that era, and then evolved into, you know, more macro style funds. So different time horizons, different assets. I don’t know if all our listeners are. TROPIN: Yeah.

Management 306

Management Assets Risk Management Marketing 306

Diamond Consultants

APRIL 22, 2025

They might move to a W-2 firm if that firm can provide a quality successor, and it would come with the added benefit of a lucrative recruiting deal and sunset package. So-called do-it-yourself independence means partnering directly with an asset custodian to launch, run, own, and operate the business.

Compliance 52

Compliance Recruitment Engineering Economics 52

Nerd's Eye View

APRIL 4, 2023

Marc is the Founder of Fairhaven Wealth Management, an independent RIA based in Wheaton, Illinois, that oversees more than $1 billion in assets under management for 450 client households. My guest on today's podcast is Marc Horner.

Financial Advisor 130

Financial Advisor Marketing Marketing Recruitment 130

The Big Picture

NOVEMBER 19, 2022

Be sure to check out our Masters in Business interview this weekend with Marcus Shaw CEO of AltFinance, which seeks to increase diversity across alternative asset management. Bond yields have round-tripped from very expensive to very attractive.

Recruitment 130

Recruitment Food Government Assets 130

Nerd's Eye View

SEPTEMBER 28, 2022

Joe is a Partner and Head of Goldman Sachs Personal Financial Management, a national wealth management firm within Goldman Sachs which oversees more than $100 billion in assets under advisement for tens of thousands of client households. My guest on today's podcast is Joe Duran.

Financial Advisor 130

Financial Advisor Executive Compensation Wealth Management Recruitment 130