Private Wealth Asset Management Snaps Up $1.9B Team From Wells Fargo
Wealth Management
MARCH 10, 2023
Three former Carson Wealth advisors have joined Private Wealth Asset Management by way of Wells Fargo Private Bank.
EP Wealth Advisors Buys Wacker Wealth Partners
Wealth Management
APRIL 2, 2024
EP grows assets by nearly $1.2 billion in Central California by acquiring Wacker Wealth Partners
Wealth Advisor 
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EP Wealth Advisors Acquires Warren Financial Services & Associates
Wealth Management
DECEMBER 1, 2022
EP Wealth picks up its second East Coast firm, adding $274M in assets.
First Republic Retains Nearly 90% of Wealth Advisors
Wealth Management
APRIL 24, 2023
Despite some high-profile departures, the bank says the exiting teams accounted for less than 20% of total wealth management assets.
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Allworth Acquires Two California Teams Managing $650M in Assets
Wealth Management
DECEMBER 14, 2023
Silicon Valley Wealth Advisors and Hall Private Wealth Advisors represent Allworth's sixth and seventh deals of 2023 and mark its entry into Southern California.
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10 Investment Must Reads for This Week (Oct. 1, 2024)
Wealth Management
OCTOBER 1, 2024
Wealth advisors and asset managers expect a boost in flows to actively managed fixed income strategies in the wake of lower interest rates, reports FundFire. Schwab Asset Management is splitting shares on two-thirds of its ETFs in an attempt to boost sales.
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RIA Roundup: EP Wealth Advisors adds $1B Lehman & DeRafelo Financial Resources
Wealth Management
APRIL 6, 2023
EP Wealth scooped up a billion-dollar firm in its second acquisition of the year while a handful of other deals representing almost $900 million in assets were announced this week and Private Advisor Group added a new role.
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Stratos Adds Second Team in As Many Weeks in Its Backyard
Wealth Management
JUNE 4, 2024
Pistone Wealth Advisors brings $120 million in client assets from Beacon Financial Advisory.
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Raymond James Launches 'Private Wealth Advisor' Training, Designation
Wealth Management
SEPTEMBER 22, 2022
In October, the first cohort of 49 advisors will graduate from the new program, part of the firm's strategic emphasis on expanding resources for advisors to clients with more than $5 million in assets,
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The Future of IRA Rollovers
Wealth Management
JULY 15, 2024
RPAs, wealth advisors and record keepers are competing for the same assets.
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What is a Stepped Up Basis? Cost Basis of Inherited Stock and Other Assets
Darrow Wealth Management
JANUARY 16, 2025
A step-up in basis is a tax advantage for individuals who inherit stocks or other assets, like a home. Heres how stepped up cost basis works on stock and other assets at death. Understanding step-up in basis at death If youve received an inheritance you may have questions about the tax treatment of certain assets.
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10 Investment Must Reads for This Week (Oct. 29, 2024)
Wealth Management
OCTOBER 29, 2024
Asset managers have been aggressive in rolling out AI-themed ETFs in 2024, reports Reuters. These are among the investment must reads we found this week for wealth advisors. Morningstar implemented its previously announced rating methodology change, affecting 15% of rated funds.
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10 Must Reads For This Week (Oct. 15, 2024)
Wealth Management
OCTOBER 15, 2024
Alternative asset managers want to bring their products to defined contribution plans by using collective investment trusts and interval funds, reports The DI Wire. These are among this week’s investment must reads for wealth advisors. BlackRock launches a new tech feature for real-time monitoring of private markets data.
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11 Investment Must Reads for This Week
Wealth Management
MAY 7, 2024
Several asset managers made moves to bolster their products targeting the private wealth channel. These are among the investment must reads we found this week for wealth advisors. After nearly four months of steady outflows, Grayscale’s Bitcoin ETF broke its losing streak and posted its first net inflows since January.
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10 Investment Must Reads This Week
Wealth Management
APRIL 23, 2024
Asset managers are increasingly focusing on advisor preferences when designing products, according to a Cerulli study. These are among the investment must reads we found this week for wealth advisors. PGIM is the latest fund manager to seek approval to offer an ETF share class on existing mutual funds.
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11 Investment Must Reads for This Week (Oct. 22, 2024)
Wealth Management
OCTOBER 22, 2024
Morgan Asset Management has split its alternative investment business into two segments, reports FundFire. These are among the investment must reads we found this week for wealth advisors.
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11 Investment Must Reads for this Week (Nov. 5, 2024)
Wealth Management
NOVEMBER 5, 2024
BlackRock became the latest and largest asset manager to seek approval for an ETF share class on existing mutual funds. These are among the investment must reads we found this week for wealth advisors. Morgan Stanley launched an investing index tied to prominent sports leagues globally.
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Robertson Stephens Hits $4B Milestone with Addition of LFS Wealth Advisors, Vodia Capital
Wealth Management
DECEMBER 20, 2022
Two deals last week expanded Robertson Stephens' presence on both coasts while adding an additional $370 million in client assets.
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10 Investment Must Reads for This Week
Wealth Management
SEPTEMBER 10, 2024
Several investment managers are exploring how to overcome obstacles such as limited liquidity in order to package private assets into ETFs. These are among the investment must reads we found this week for wealth advisors. Are covered call ETFs a good investment, asks barchart.
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New Jersey Wealth Advisor Pathstone to Buy Multifamily Office Veritable
Wealth Management
JULY 17, 2023
Veritable, which has 200 clients with average assets of more than $75 million each, is being acquired by Pathstone.
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13 Investment Must Reads This Week
Wealth Management
MARCH 5, 2024
Blackstone’s spot Bitcoin ETF reached $10 billion in assets faster than any other ETF. These are among the investment must reads we found this week for wealth advisors. PIMCO has filed for its first mutual fund to ETF conversion on a mutual fund focused on mortgage-backed securities.
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10 Investment Must Reads This Week
Wealth Management
APRIL 9, 2024
Blackrock’s bitcoin ETF now has almost $18 billion in assets, putting it in the top 3% of all ETFs ever launched. These are among the investment must reads we found this week for wealth advisors. The IMF raised red flags about the growing private credit market.
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13 Investment Must Reads This Week
Wealth Management
APRIL 2, 2024
Some asset managers are raising the alarm on the booming private credit market, reports FundFire. These are among the investment must reads we found this week for wealth advisors. Fidelity has imposed a new $100 fee on ETFs issued by nine firms in order to account for the cost of listing the funds on its platform.
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11 Investment Must Reads for This Week
Wealth Management
FEBRUARY 13, 2024
The push to develop products for the wealth channel has raised concerns about how asset managers are selecting investments for these funds vs. their traditional vehicles, reports Pitchbook. These are among the investment must reads we found this week for wealth advisors.
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10 Investment Must Reads This Week
Wealth Management
JANUARY 16, 2024
BlackRock’s move into the private infrastructure investment space is part of a broader strategy for the asset manager to diversify from its strength in ETFs, according to FundFire. These are among the investment must reads we found this week for wealth advisors.
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13 Investment Must Reads for This Week
Wealth Management
JANUARY 30, 2024
Asset managers that historically catered to institutions continue to roll out new products aimed at advisors, reports FundFire. These are among the investment must reads we found this week for wealth advisors.
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Adviser links: a unique experience
Abnormal Returns
NOVEMBER 18, 2024
Podcasts Daniel Crosby talks with Christina Lynn about Motivational Interviewing in order to enhance the work of wealth advisors. wealthmanagement.com) Asset location isn't job number one, but it is a job. standarddeviationspod.com) Brendan Frazier talks with Doug and Heather Boneparth about the keys to success for a couple.
#FASuccess Ep 425: Implementing A Financial Planning Quality Control System To Improve Both Client Outcomes And Referrals, With Sebastian Guerra
Nerd's Eye View
FEBRUARY 18, 2025
Welcome to the 425th episode of the Financial Advisor Success Podcast ! Sebastian is the President of Guerra Wealth Advisors, a hybrid advisory firm based in Miami, Florida, with nearly $15M of revenue and almost 60 team members, supporting over 1,700 client households. Welcome everyone!
RIA Roundup: Steward Partners Adds 1st Team on Pershing Platform
Wealth Management
FEBRUARY 3, 2023
Steward Partners, Wealth Enhancement Group, Mission Wealth, Emigrant Partners, Mariner Wealth Advisors, Slate Hill Partners and Buckingham Strategic Wealth all got in on the action as more than $1 billion in assets changed hands. The trend of acquiring smaller firms continued in the RIA space this week.
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Utilizing Swap Powers In Irrevocable Trusts To Add Flexibility And Income Tax Efficiency
Nerd's Eye View
AUGUST 21, 2024
Irrevocable trusts lie at the heart of a variety of estate planning strategies, as gifts to irrevocable trusts can allow for the transfer of assets outside of an owner’s estate for estate tax purposes with more structure than an outright gift. the assets' original owner).
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#FASuccess Ep 426: Rolling Out An Equity Compensation Plan To Align The Entire Team On Client Service And Profitable Growth, With Jennifer des Groseilliers
Nerd's Eye View
FEBRUARY 25, 2025
Welcome to the 426th episode of the Financial Advisor Success Podcast ! Jennifer is the CEO of The Mather Group, an RIA based in Chicago, Illinois, that oversees $15 billion in combined assets under management and advisement for approximately 4,400 client households. My guest on today's podcast is Jennifer des Groseilliers.
Pitcairn Announces First Acquisition in 102-Year History
Wealth Management
JANUARY 30, 2025
Pitcairn has also launched a new RIA, Pitcairn Wealth Advisors, to which it will transition the vast majority of its $9 billion in assets this year.
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Podcast links: revisiting Moneyball
Abnormal Returns
NOVEMBER 25, 2022
(stratechery.com) Matt Reustle talks with Nima Shayegh who is Managing Partner at Rumi Capital Partners about the business of Brookfield Asset Management ($BAM). joincolossus.com) Finance Howard Lindzon talks macro trends with Lewis Johnson who is CIO of Capital Wealth Advisors.
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#FASuccess Ep 428: Leveraging (Salesforce) CRM To Really Systematize A Mid-Sized Advisory Firm, With Lorie Jones
Nerd's Eye View
MARCH 11, 2025
Lorie is the wealth manager of Fearless Financial Advisors, a dba of hybrid advisory firm Fidelis Wealth Advisors based in Castle Rock, Colorado, where Lorie personally oversees $30 million in assets under management for 88 client households. My guest on today's podcast is Lorie Jones.
11 Investment Must Reads for This Week (Feb. 25, 2025)
Wealth Management
FEBRUARY 25, 2025
Several asset managers made announcements pushing distribution into the wealth channel. These are among the investment must reads we found this week for wealth advisors. Morningstar profiled the top 15 value-creating stocks of the past decade.
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From Unprofitable To $115M AUM: Reinventing A 2nd Generation Advisory Business By Finding The Right Niche
Nerd's Eye View
JULY 10, 2023
But as market trends changed (with the performance of this asset class falling behind large-cap stocks during the 2010s) and clients entered retirement (often consolidating their investment management with 1 advisor), Eliot Rose started losing clients, eventually becoming unprofitable in 2016, the year Jason became president of the firm.
RIA Roundup: Steward Partners Adds First Team on Pershing Platform
Wealth Management
FEBRUARY 3, 2023
Steward Partners, Wealth Enhancement Group, Mission Wealth, Emigrant Partners, Mariner Wealth Advisors, Slate Hill Partners and Buckingham Strategic Wealth all got in on the action as more than $1 billion in assets changed hands. The trend of acquiring smaller firms continued in the RIA space this week.
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Congratulations to Our 2024 Forbes Best-in-State Wealth Advisors
Carson Wealth
APRIL 17, 2024
Carson Wealth announced that four of the firm’s wealth advisors were named to the Forbes 2024 Best-in-State Wealth Advisors list. This prestigious award recognizes outstanding financial advisors who have demonstrated excellence in their field and are committed to providing exceptional service to their clients.
Transcript: Julian Salisbury, GS
The Big Picture
MAY 9, 2023
He is the Chief Investment Officer of Asset and Wealth Management at Goldman Sachs. He co-chairs a number of the asset management investment committees. trillion in assets under supervision. JULIAN SALISBURY, CHIEF INVESTMENT OFFICER OF ASSET AND WEALTH MANAGEMENT, GOLDMAN SACHS: Thanks, Barry.
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#FA Success Ep 308: Accelerating Growth From Referrals By Building Checklists For Every Meeting Detail, With Matthew Blocki
Nerd's Eye View
NOVEMBER 22, 2022
Welcome back to the 308th episode of the Financial Advisor Success Podcast ! Matthew is the CEO of Equilibrium Wealth Advisors, an independent RIA based in Pittsburgh, Pennsylvania, that oversees more than $275 million in assets under management for 330 client households. My guest on today's podcast is Matthew Blocki.
6 Ways to Manage Concentrated Stock Positions
Darrow Wealth Management
MARCH 13, 2025
If one stock makes up more than 10% of your overall asset allocation, it’s probably too much. Diversifying Around It: Balancing the portfolio by investing in assets that offset the concentrated position’s risk. Work with a wealth advisor to discuss your financial goals and individual risk tolerances.
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Paul West & Michael David of Carson Wealth Honored in the 2023 Forbes Best-in-State Wealth Advisors List
Carson Wealth
APRIL 17, 2023
Paul West and Michael David of Carson Wealth have been recognized in the 2023 Forbes Best-in-State Wealth Advisors list. This prestigious accolade recognizes outstanding financial advisors who have demonstrated excellence in their field and are committed to providing exceptional service to their clients. “It
Wealth Advisors Edzai Chimedza and Franklin Gay lead Financial Planning Seminars at Nova Southeastern University – April 12th and May 3rd at 11 a.m.
Tobias Financial
APRIL 11, 2024
We are thrilled to announce that our Wealth Advisors, Edzai Chimedza, CFP® and Franklin Gay , CFP®, EA will be leading two Financial Planning Seminars at Nova Southeastern University. These seminars, scheduled for Friday, April 12th and Friday, May 3rd at 11 a.m., will cater specifically to the students of the dental school.
#FASuccess Ep 397: Powering Growth To $1.2B Of AUM With An Intentional Focus On (Local) Acquisitions Of Retiring Advisors, With Jaime Benedetti
Nerd's Eye View
AUGUST 6, 2024
Jaime is the Managing Principal of Benedetti, Gucer, and Associates and BEAM Wealth Advisors, hybrid advisory firms based in Atlanta, Georgia, and Covington, Louisiana that oversee a total of $1.2 billion in assets under management for approximately 900 client households. My guest on today's podcast is Jaime Benedetti.
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