Harness Wealth

MAY 18, 2023

Like the partners of the major investment banks when they had their initial public offerings (IPOs) or were acquired, these events are great news for the senior partners of these firms given the liquidity events that they will experience. What do entrepreneurial advisors need?

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Taxes Wealth Advisor Marketing Marketing 52

Brown Advisory

JANUARY 17, 2024

Statistically, these are known as Type 1 errors of commission (or inclusion) having fallen for a false positive signal. Bank Rakyat’s micro lending business has approximately 98% annual payback on its loans. The first is a false positive, whereby one believes a company is a good potential investment and invests. 13 It’s a win-win.

Investments 52

Investments Investing Portfolio Compliance 52

Trade Brains

JULY 17, 2024

With India’s economy poised to grow, there are many corporations to bank on the opportunity to make a quick buck. It also aids in compliance with regulatory requirements and best practices in corporate governance. These would yield more power on the economic part and can have high leverage for any bargaining part.

Government 52

Government Transportation Economy Distribution 52

Brown Advisory

AUGUST 14, 2023

banking crisis in 1Q23 and this is undoubtedly not an exhaustive list. Sometimes factors are short and sharp as seen with the US banking crisis earlier this year. A firm that claims compliance with the GIPS standards must establish policies and procedures for complying with all the applicable requirements of the GIPS standards.

Investments 52

Investments Investing Portfolio Accounting 52

Harness Wealth

APRIL 28, 2023

Making accurate and timely estimated tax payments helps you manage your taxable income, avoid penalties, and ensure you’re in compliance with the IRS. Failing to make these payments on time can result in penalties and interest charges.

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Taxes Distribution Startup Assets 52

Brown Advisory

JANUARY 1, 2023

Our financial investments include: micro-lending in Indonesia (PT Bank Rakyat), life insurance across Asia (AIA Group), Brazilian and Germany equity and futures exchanges (B3 and Deutsche Boerse), global credit ratings (Moody’s), U.S. Or is there a risk of default and loss?

Investments 52

Investments Investing Valuation Clients 52

The Better Letter

APRIL 27, 2023

For example, as Pro Publica and This American Life reported at the time, after the 2008-2009 financial crisis, the New York Fed commissioned a study of itself and its processes to try to understand why it hadn’t spotted the behavior of the big banks that led to the crisis. And senior Fed managers had to take the lead.”

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Banking Media Ethics Compliance 74

The Big Picture

JUNE 27, 2023

Not only did he serve on the Brady Commission looking at the ’87 crash, but his history of investing and trading and public service, both at the Fed and the Chicago Board of Trade and Treasury Department, really unparalleled, as well as just a pretty amazing track record as an investor and trader. RITHOLTZ: Doing what? RITHOLTZ: Sure.

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Math Risk Management Marketing Marketing 148

Sara Grillo

MAY 8, 2023

If you see the IUL grifters on TikTok claiming an IUL policy is better than a 401k, or that is has upside potential with downside protection, a “can’t lost money asset”, or “privatized banking” you’ll know why the outrage is well deserved. The fair market value of the cap is what the carrier paid the investment bank to buy the 10% cap.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

Sara Grillo

JUNE 12, 2023

Quick math: If you have $1.828 million in the bank. The bank is going to credit you 4.95%. Now, quick math, if you have 128 million in the bank in your Christmas or Hannukah Club, and the bank is going to credit you 5% on your money 0:18:18.4 There is an insurance charge of about $246k. Okay, should… Okay.

Insurance 59

Insurance Clients Financial Advisor Math 59

The Big Picture

JANUARY 24, 2023

It was between corporate law and investment banking. RITHOLTZ: So even back then, when it was the size that you could take a Christmas picture with everybody in one room at Goldman, they’re still doing investment banking. So you sell a lot of houses and you get commission on what you sell. RITHOLTZ: Oh, really?

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Investments Investing Numbers Banking 264

The Big Picture

SEPTEMBER 5, 2023

Listen, it’s always a good time to generate a commission if you’re a commission real estate agent. They were just helping the brokers get a bank loan through the process. Banks during the, called the pandemic or a housing boom, never lost their mind. RITHOLTZ: It was great. MILLER: Of course.

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Sales Numbers Marketing Marketing 130

Sara Grillo

SEPTEMBER 26, 2022

In other cases, the most common is one, disclosure bank, and really, in most cases, there are… 0:58:04.8 Securities and Exchange Commission. Securities and Exchange Commission. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. And you feel badly for them. 2022, August 1).

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CFP Financial Advisor Financial Planner Ethics 59