BlueMind

JULY 15, 2022

There is a reason that financial compliance covers such a broad spectrum of areas that need to be regulated: without it, the markets will be in chaos. The primary cause of the 2008 global financial crisis was the deregulation of the financial industry. Not accurately disclosing the level of risk of a security to a client.

Compliance 98

Compliance Financial Advisor Certified Financial Planner Clients 98

Indigo Marketing Agency

DECEMBER 19, 2022

Dorsainvil, CFP®, they are on a mission to provide access to financial planning for “the rest of us.” Lazetta believes that solid financial advice is not just for the 1%. Matt Reiner is a CFA, CFP Ⓡ professional, and partner at Capital Investment Advisors and Wela Strategies. Together with Rianka R. Matt Reiner.

Financial Advisor 116

Financial Advisor CFP Financial Services Education 116

International College of Financial Planning

APRIL 25, 2024

Individuals who attain the CFP® certification are respected for their expertise and commitment to adhering to the highest ethical standards, significantly enhancing their credibility and career prospects in the BFSI (Banking, Financial Services and Insurance) sector. What Is a Certified Financial Planner®?

Certification 52

Certification CFP Certified Financial Planner Financial Planning 52

Clever Girl Finance

JULY 16, 2023

How much does a financial advisor cost? What to look for in a financial advisor: 5 Question to ask Where can I find a financial advisor? Are financial advisors the same as investment advisors? Is it better to have a financial advisor or do it yourself?

Financial Advisor 52

Financial Advisor Financial Planner Certified Financial Planner Investment Advisor 52

Clever Girl Finance

JULY 16, 2023

How much does a financial advisor cost? What to look for in a financial advisor: 5 Question to ask Where can I find a financial advisor? Are financial advisors the same as investment advisors? Is it better to have a financial advisor or do it yourself?

Financial Advisor 52

Financial Advisor Financial Planner Certified Financial Planner Investment Advisor 52

Sara Grillo

NOVEMBER 14, 2022

2 Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same fiduciary standard as registered investment advisors? And if you want to join the right for higher ethics in financial advice, join the Transparent Advisor Movement.

Insurance 59

Insurance Retirement Financial Advisor License 59

International College of Financial Planning

AUGUST 2, 2021

The simplest definition of the role of a financial advisor would of that of a person who helps individuals, families, and organizations make decisions related to their investments, taxes, insurance planning, retirement planning, estate planning, and money management. Banks & NBFCs. Brokerage Firms.

Financial Advisor 52

Financial Advisor Certified Financial Planner Certification Fee Only 52

The Big Picture

DECEMBER 6, 2022

So, yeah, I had a career in investment banking with Jefferies, and it was a really good professional experience because I do have the opportunity to work in M&A, equity and debt financing. I had the chance to be part of some very interesting transactions in the banking space. billion deal. What’s it like in Spain?

Clients 162

Clients Investments Investing Management 162

Inside Information

SEPTEMBER 28, 2021

The list of things that would trigger the requirement to register also includes the delivery of a financial plan, holding out as providing advice or holding out in any way (presumably including advertisements) that indicates the offer of holistic financial advisory services. The point here is what’s in the middle.

Financial Planner 40

Financial Planner Financial Planning Commission Sales 40

Walkner Condon Financial Advisors

FEBRUARY 6, 2024

growth stocks that Michael Hartnett, a pundit’s pundit from Bank of America, coined in 2023 as the “Magnificent Seven” (oh lord, another movie reference that we’re stuck with – thanks a lot Mikey!). It’s been a market recovery dominated not just by U.S. stocks, but particularly by a group of “special” innovative mega cap U.S.

Assets 59

Assets Investing Investments Marketing 59

The Big Picture

OCTOBER 19, 2022

Well, first of all, we work with financial advisors of all types in the industry, non-Vanguard financial advisors, so you’ve got broker-dealers, independent registered investment advisors, RIAs and bank wealth advisors. And it’s financial advice.

Financial Advisor 286

Financial Advisor Clients Taxes Investing 286

WiserAdvisor

JULY 24, 2022

So, if you own a house for $3 million but only $50,000 in your bank and other investments, you would not be in the high-net-worth category. But if your investments and bank account are valued at more than $1 million, you would be a high-net-worth individual. Moreover, the tax laws are constantly changing.

Financial Planning 52

Financial Planning Planning Financial Planner Estate Planning 52

Sara Grillo

SEPTEMBER 26, 2022

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Good Financial Cents

APRIL 19, 2023

It may not be much, but you’ll earn interest on that money and many online banks even offer cash bonuses for opening accounts. While not exactly stock returns, 5% or more is better than most national bank interest rates. However, online savings accounts offer rates well above typical banks. Boom, you just made passive income!

Accounting 105

Accounting Investments Investing Media 105

The Big Picture

APRIL 25, 2023

So, Brian is not a stranger to me, and we have some shared financial interests, but the reason I wanted to bring him in here is there are few people in the industry who have a better perch by which to look at the world of registered investment advisors, broker-dealers, all of the changes that are taking place in the space.

Compliance 162

Compliance Clients Wealth Management Management 162