Sara Grillo

MARCH 13, 2023

For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” For advise on such matters, contact a legal or compliance advisor.

Financial Advisor 59

Financial Advisor Assets Management License 59

Ballast Advisors

MARCH 17, 2023

The Nebraska Supreme Court based its decision on several key factors, including: The owners’ continued ties to Nebraska; • Voting records; • Driver licenses; and • Maintaining business interests in the state. Ballast Advisors, LLC is a registered investment advisor under the Investment Advisers Act of 1940, as amended.

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Taxes License Distribution Investment Advisor 40

Inside Information

MARCH 29, 2023

I wrote the very first tech survey when Barry Vinocur, then editor of Investment Advisor magazine, discovered that I was keeping a running spreadsheet of the various tech solutions in the 1990s—because so many people were asking me about this or that program.

Financial Planner 40

Financial Planner Medicine Financial Planning License 40

James Hendries

MARCH 13, 2023

See the LPL Research blog for our latest thoughts on that situation. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates.

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Assets Marketing Marketing Asset Allocation 52

Sara Grillo

DECEMBER 12, 2022

For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.”. For advise on such matters, contact a legal or compliance advisor.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

ClearMoney

DECEMBER 14, 2021

4Marlena Lee, Philipp Meyer-Brauns, Savina Rizova, and Samuel Wang, "Bond Study Confirms Investment Approach and Offers New Insight," Insights (blog), Dimensional Fund Advisors, February 11, 2020. 5Wes Crill, “Out of Bounds: Style Drift in the Russell 2000 Value Index,” Insights (blog), Dimensional Fund Advisors, June 2021.

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Investments Investing Commission Distribution 52

Zoe Financial

JUNE 6, 2023

This blog will guide you through systematic savings strategies that transform your big goal into manageable steps. One of my clients enrolled in a university aviation program to get his pilot license. Again, check with your state or a financial advisor to see if this is a good strategy.

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Education Taxes Financial Advisor Planning 40

International College of Financial Planning

AUGUST 2, 2021

A bachelor’s degree in the field of finance, law, business, accounting, or economics is the minimum qualification you need to be a financial advisor in India. This profession requires additional licensing if you wish to get in helping clients buy bonds, securities, or insurance.

Financial Advisor 52

Financial Advisor Certified Financial Planner Certification Fee Only 52

Midstream Marketing

FEBRUARY 13, 2021

At its core, Paladin Registry is a solution built to match up clients with pre-screened fiduciaries – in other words, financial advisor firms like yours. The registry itself has two types of members – registered investment advisors and investment advisor representatives.

Financial Advisor 52

Financial Advisor Clients Assets Financial Services 52

Ballast Advisors

JUNE 30, 2023

Industry leaders have testified before Congress about the potential benefits and dangers of AI, and lawmakers are currently discussing a framework for regulation, including the possibility of a new agency to monitor the industry, set up guardrails, and issue licenses for new AI platforms.

Communication 40

Communication Economics Taxes License 40

Sara Grillo

SEPTEMBER 26, 2022

For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” . Salaske: What is an investment advisor?

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CFP Financial Advisor Financial Planner Ethics 59

ClearMoney

FEBRUARY 22, 2022

5Weston Wellington, “Hindenburg Omen Flames Out,” Down to the Wire (blog), Dimensional Fund Advisors, October 8, 2010. 6The Russell 3000 index contains the stocks of 3,000 US companies and represented about 97% of the investable US equity market as of Dec. 1As of January 31, the S&P 500 was down 5.17% for the year.

Asset Allocation 52

Asset Allocation Commission Portfolio Assets 52

Good Financial Cents

APRIL 19, 2023

The initial downtime you put into passive income can be as involved as starting a blog or as simple as logging into a robo-advisor platform and investing $100. You can earn passive income whether you’re an entrepreneur with a brilliant business plan, a talented artist, or just happen to have extra cash to invest.

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Accounting Investing Investments Media 105