Sara Grillo

JULY 8, 2022

No joke, there are alot of morons in the business who are salespeople in disguise and just sit around golfing all day while earning trailing commissions off their clients to whom they sold whole life insurance 20 years ago. Work on outstanding compliance tasks: 1 hour. So what percentage of the time is this a typical work day?

Financial Advisor 59

Financial Advisor Financial Planner Clients Financial Planning 59

Sara Grillo

DECEMBER 12, 2022

Watch as all h&#@ breaks loose discussing the question of broker vs. financial advisor, commissions, fees, value, and more! The advisors made the point that the cost of insurance can’t be separated from the “cost of service” or the commission the agent makes. If you’re going out for 20 year term, who cares what the commission is?

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Trade Brains

OCTOBER 31, 2023

In terms of revenue, the bank earns 81% from interest income on advances, 10% from interest income on investments, 6% from commission income, and 3% from other sources. Book Running Lead Manager: ICIC securities limited, Dam capital Advisors limited, Nuvama wealth management limited. Cr Offer for sale 72.3

Banking 59

Banking Retail Financial Services Assets 59

Brown Advisory

JANUARY 17, 2024

One of our informal measures of a good book is how many pages are dog-eared (corners are turned over) for the return reading. During 2023, one of our most beaten-up books was ‘What I Learned About Investing from Darwin’.2 Competition for capital is fierce; some companies thrive for a while, but only the best survive.

Investments 52

Investments Investing Portfolio Compliance 52

Sara Grillo

APRIL 11, 2022

” As an hourly financial advisor he doesn’t make commissions for recommending products such as private REITs, structured products, etc. He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets. Was this helpful?

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

Brown Advisory

AUGUST 14, 2023

One exciting opportunity this year has come from Annie Duke’s latest book Quit. This is much discussed in Robert Cialdini’s book Influence2 and we have addressed it in prior letters. Ray Dalio has a good schematic in his book Principles5 on how to think effectively. We have found a way to get better every year.

Investments 52

Investments Investing Portfolio Accounting 52

Sara Grillo

JUNE 20, 2022

It was a major advantage that they paid a base salary; albeit not a huge one it was still supportive of him feeling a bit more comfortable that working on straight commission. This e-book contains 47 financial advisor LinkedIn messages, sequences, and scripts , and they are all two sentences or less. Was this helpful? Absolutely.

Financial Advisor 52

Financial Advisor Sales Commission Clients 52

Sara Grillo

JUNE 2, 2022

I have several issues with the methodology, namely: The advisor must have an “acceptable compliance record.” There are plenty of financial advisors with a long tenure in the business and spotless compliance records. ” Huh? When are we going to stop making excuses and let advisors wiggle out of their wrongdoings?

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Sara Grillo

APRIL 21, 2022

In one case, Investopedia named an advisor to one of the “top lists” who was banned for her non-disclosure of commissions earned in a Ponzi scheme. This e-book contains 47 financial advisor LinkedIn messages, sequences, and scripts , and they are all two sentences or less. I mean, I just don’t know what else to say.

Ethics 52

Ethics Financial Advisor Clients Management 52

Brown Advisory

JANUARY 1, 2023

It was one of the best books we read in 2022 and has many lessons for long-term investors. Whilst we enjoyed reading the rollicking tales from the energy and commodities industries in our Book Club title called The World for Sale3, unfortunately it probably only reinforced our caution when investing in these sectors.

Investments 52

Investments Investing Valuation Clients 52

Good Financial Cents

AUGUST 12, 2023

As Robert Kiyosaki (2017) explains in his best-selling book “ Rich Dad Poor Dad ,” passive income can be a way to achieve greater financial independence. Understanding these rules or consulting a tax professional is vital to maximizing after-tax returns and compliance with tax laws. What is Active Income?

Risk Tolerance 58

Risk Tolerance Taxes Compliance Retirement 58

The Big Picture

JUNE 27, 2023

Not only did he serve on the Brady Commission looking at the ’87 crash, but his history of investing and trading and public service, both at the Fed and the Chicago Board of Trade and Treasury Department, really unparalleled, as well as just a pretty amazing track record as an investor and trader. RITHOLTZ: Let’s talk about books.

Math 147

Math Risk Management Marketing Marketing 147

Tucker Advisors

AUGUST 9, 2021

According to the Department of Labor’s (DOL) website, the identification of a fiduciary follows ERISA standards and the five-part DOL test, based on the assumption that anyone who offers investment advice for a fee, commission or other compensation, will be regarded as a fiduciary. Download Your Free Referral Marketing Guide. The client?

Financial Advisor 52

Financial Advisor License Clients Insurance 52

The Better Letter

APRIL 27, 2023

1 The “filter bubble” concept was coined by internet activist Eli Pariser, who wrote a book with that title in 2011 to argue that “democracy works only if we citizens are capable of thinking beyond our narrow self-interest. She was an aggressive attorney with impeccable academic credentials and much experience in compliance.

Banking 74

Banking Media Ethics Compliance 74

The Big Picture

JANUARY 24, 2023

So you sell a lot of houses and you get commission on what you sell. I have one line in the book where I say Ross Johnson is totally insane and leave the book. And the book, by the way, is quite accurate. But the book was quite accurate. RITHOLTZ: Why would I want to sell something for tangible book value?

Investing 263

Investing Investments Numbers Banking 263

Sara Grillo

JUNE 12, 2023

This e-book contains 47 financial advisor LinkedIn messages, sequences, and scripts , and they are all two sentences or less. You could also consider my financial advisor social media membership which teaches financial advisors how to get new clients and leads from LinkedIn. BARRY FLAGG OR STEVEN ZEIGER: So what that’s worth.

Insurance 59

Insurance Clients Financial Advisor Math 59

The Big Picture

SEPTEMBER 5, 2023

Listen, it’s always a good time to generate a commission if you’re a commission real estate agent. RITHOLTZ: But my favorite was the one that took the book he wrote and then just revised it each year. It may end up being, hopefully I’ll be able to use it in my book someday as a cover. MILLER: Of course.

Sales 130

Sales Numbers Marketing Marketing 130

Sara Grillo

MAY 8, 2023

This e-book contains 47 financial advisor LinkedIn messages, sequences, and scripts , and they are all two sentences or less. Even if you can not make the meetup, or even attend in its entirety, please register for the replay and to be notified of the next one.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

Sara Grillo

SEPTEMBER 26, 2022

This e-book contains 47 financial advisor LinkedIn messages, sequences, and scripts , and they are all two sentences or less. Securities and Exchange Commission. Securities and Exchange Commission. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. 2022, August 1). 2013, March).

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Sara Grillo

SEPTEMBER 12, 2022

The CFP Board promotes a faux fiduciary standard that does not require its members to disclose potential conflicts of interest in writing and that does not require them disclose the percentage or amount of commission its members may receive from the sale of insurance products with opaque commissions.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Mr. Money Mustache

JANUARY 16, 2025

FTC Compliance Note: I use referral links for some products when possible which means the blog may earn a commission if you use them. So, two years passed with an even greater feeling of abundance. I had a marvelous time traveling everywhere and spending money like I thought a proper wealthy person would do. More details here.

Retirement 88

Retirement Medical Insurance Budgeting 88