The Big Picture

NOVEMBER 14, 2023

There are a few people in the world who are more knowledgeable about the management of asset managers and what it’s like to actually run a global organization and interact with lots of aspects of the business of finance, whether that’s acquisitions or compliance, or dealing with all the legalities of multi-jurisdictional regulations.

Math 130

Math Management Insurance Assets 130

Brown Advisory

JUNE 12, 2017

It doesn’t manage for quarter-to-quarter earnings, provide earnings guidance or have budgets at the parent company, though many of the subsidiaries do. All the big brokerage firms have large compliance departments, and they should. Berkshire is unusual among public companies.

Investing 52

Investing Investments Ethics Taxes 52

Brown Advisory

JUNE 12, 2017

It doesn’t manage for quarter-to-quarter earnings, provide earnings guidance or have budgets at the parent company, though many of the subsidiaries do. All the big brokerage firms have large compliance departments, and they should. Berkshire is unusual among public companies.

Investing 52

Investing Investments Ethics Taxes 52

Sara Grillo

SEPTEMBER 26, 2022

Wright: And to that, I would say part of that is just because our industry is relatively new compared to medicine, medicine, centuries years old, financial planning really… 0:39:26.1 I would say a good portion of the budget should be… Should be put towards this investigatory process. Grillo: Next question.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59