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Weekend Reading For Financial Planners (September 14–September 15)

Nerd's Eye View

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the SEC this week fined 4 RIAs for violations of its marketing rule related to their claims that they offered 'conflict-free' financial advice.

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21 High Paying Medical Jobs Without A Degree To Explore

Clever Girl Finance

Educational requirements: High school diploma or your GED and a patient care technician certificate. Educational requirements: High school diploma or GED, nursing assistant training approved by the National League for Nursing Accredited Commission , and passing the Certified Nursing Assistant exam.

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The 16 Best Jobs For Moms With No Degree

Clever Girl Finance

Many sales associates work on a combination of a wage and a commission, which means that if you’re good at what you do, then you can really bring home the big bucks! Requirements: Strong communication skills Some employers may require sales associate certifications 4.

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Understanding the Role and Qualifications of a Financial Advisor

International College of Financial Planning

Their compensation often comes from (1) commissions on transactions based on advice provided or (2) fees for financial plan construction. Professional Certifications and Designations: Certifications are a means for advisors to demonstrate their expertise and reliability.

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How to Become a Financial Advisor in India?

International College of Financial Planning

Communication skills are very important in this industry and in a diverse country like India proficiency in different languages is an added advantage. There are two types of Financial Advisors in India – Fee-Only Advisors and Commission Only Advisors. This certification is Financial Planning Standards Board (FPSB).

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9 Smart Ways to Invest $1,000

Good Financial Cents

Where to Get Started: Many online brokers offer real-time fractional share investing without charging commissions. Service Company Dividend Yield Utilities Duke Energy 4% Communications AT&T 5.68% Groceries Kroger 1.44% Gas Exxon Mobil 4.01% Internet Comcast 2.3% 2: Build a Micro Real Estate Portfolio. Risk level: Medium.

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Top Compliance Challenges Financial Advisors Face

BlueMind

For example, the Securities and Exchange Commission (SEC) in the United States or The Financial Consumer Agency of Canada (FCAC) in Canada. Simple SSL certificates often tend to be not enough and stronger security walls demand expense. Gone are the days when trading occurred only during face-to-face meetings.