CFP Compliance Financial Advice Portfolio 
Carson Wealth
JULY 12, 2022
Registration Standards for Financial Advisors. The first step in the competency stairway is regulatory compliance. . If a financial service professional represents an insurance company, they must be legally appointed by that company as an agent. Three broad financial planning designations include: .
Sara Grillo
APRIL 11, 2022
We’re going to talk about how he provides high value as an hourly financial advisor by saving investors from the “Humpty Dumpty portfolio” and the lessons other advisors can learn about serving clients with simplicity, transparency, and integrity, whether they choose to adopt the hourly fee model or not.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Sara Grillo
JANUARY 9, 2023
Here’s the triumph of virtue that financial planning transparency will (FINALLY) bring to planners across the country and the benefits to clients that come along with it. We welcome Dwight Dettloff, CPA, CFP, and Knut Rostad to today’s discussion. We’ll cover: What does it mean for financial planning to be transparent?
Sara Grillo
DECEMBER 12, 2022
“It comes down to the client’s needs, what the strategy is going to provide for the client, and then we look at how we can efficiently affect how those costs hit that client in their portfolio.” – Charles King. Matt Pruitt, CFP®, CFA®. As a CFA (Chartered Financial Analyst), he is proficient in creating and managing portfolios.
Sara Grillo
APRIL 21, 2022
I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. Ethics matter in financial advice! Moore, CFP. So please subscribe! Ethics matter.
Inside Information
OCTOBER 30, 2021
The argument with the regulators is that the more they require all advisors (including, of course, wirehouse brokers who call themselves ‘advisors’) to behave as fiduciaries, the more likely investors will be to receive advice in their interests, quality investment counsel, low portfolio expenses and fewer conflicts getting in the way.
Sara Grillo
MAY 23, 2022
This interview with Cody Garrett, CFP, of Measure Twice Financial was mind-blowing. It’s so clear to me what the future of financial advice is – what it should be – and what it will be. The industry is typically about the implementation aspect of financial advice not educating and empowering the client.
Expert insights. Personalized for you.
98 
Let's personalize your content