Wealth Management

JULY 17, 2024

Terri Kallsen joined Joe Duran’s new venture after previous stints at Wealth Enhancement Group and Schwab. She’ll succeed current CFP Board Chair Matthew Boersen and Chair-Elect Liz Miller.

CFP 238

CFP 238

Wealth Management

JANUARY 19, 2023

The total number of CFP professionals topped 95,000 for the first time. While the percentage of women and racially diverse certificants grew from the previous year, the pool continued to mirror the industry’s diversity as a whole.

CFP 256

CFP Numbers 256

Wealth Management

JULY 19, 2023

Elizabeth Miller, the founder and president of Summit Place Financial Advisors is the 2024 CFP Board Chair-elect, set to take leadership for a year in 2025.

CFP 246

CFP Financial Advisor 246

Abnormal Returns

DECEMBER 16, 2024

youtube.com) Daniel Crosby talks with Joe Duran of Rise Growth Partners about the future of wealth management. kitces.com) Vanguard All signs point to Vanguard bulking up its wealth management capabilities. advisorperspectives.com) The number of people taking the CFP exam is at a record high.

Wealth Management 130

Wealth Management Financial Advising Retirement Planning CFP 130

Abnormal Returns

SEPTEMBER 16, 2024

(investmentnews.com) Startups, like Cashmere, are using AI to identify wealth management prospects. riabiz.com) CFP professionals make more money. riabiz.com) Why Vanguard reduced the minimums for its Digital Advice program. riabiz.com) How Ron Carson is distancing himself from his old firm.

Wealth Management 278

Wealth Management Startup CFP Retirement 278

Abnormal Returns

MAY 1, 2023

financialadvisoriq.com) Three United Capital alumni have launched Modern Wealth Management. riabiz.com) First Republic ($FRC) has seen a wealth management staff exodus. financial-planning.com) Practice managment There is a big difference between being a good adviser and managing a RIA. investmentnews.com)

Wealth Management 246

Wealth Management CFP Education Clients 246

Abnormal Returns

MARCH 10, 2025

Advisortech The CFP Board has released guidelines for using AI. citywire.com) The latest in advisor fintech news including saturation in the portfolio management tech space. kitces.com) Estate planning Estate plans are a big lift for everyone, including advisers themselves.

Estate Planning 162

Estate Planning Retirement Planning CFP Portfolio Management 162

Wealth Management

NOVEMBER 9, 2023

The Board’s Disciplinary and Ethics Commission previously released anonymized iterations of its public sanctions, but starting today the Board will make the actual orders available to the public.

CFP 255

CFP Ethics Commission 255

Wealth Management

SEPTEMBER 2, 2022

At least half of the recipients will be from populations underrepresented in the profession.

CFP 260

CFP 260

Abnormal Returns

JULY 3, 2023

Fintech Why fintech startups need advisers onboard to help them sell to wealth management firms. kitces.com) How the NAPFA, CFP and FPA define 'no fee' is increasingly controversial. matts-newsletter-7a3f46.beehiiv.com) kitces.com) Estate planning Four things to consider in anticipation of 2026.

Estate Planning 240

Estate Planning Recruitment Wealth Management Startup 240

Wealth Management

FEBRUARY 6, 2025

Keller will step down on April 30, 2026, with the Board planning a search for his successor in the coming year. In a LinkedIn post, Keller wrote that leading well means leaving well.

CFP 219

CFP Retirement Planning 219

Abnormal Returns

SEPTEMBER 18, 2023

riabiz.com) RWM A lot of changes have happened in ten years at Ritholtz Wealth Management. investmentnews.com) Part one of a series on how to pass the CFP exam. (citywire.com) Creative Planning is getting creative to retain former United Capital advisers. alphaarchitect.com)

Planning 264

Planning Financial Advice Wealth Management Math 264

Wealth Management

AUGUST 12, 2022

The largest financial planning designation group announced several suspensions of advisors, including a Delaware-based planner who faces five counts of dealing child pornography, as well as a Maryland planner who was arrested and charged with manslaughter in an alleged drunk driving incident.

CFP 234

CFP Financial Planning Planning 234

Wealth Management

DECEMBER 15, 2022

Lessons learned from a female in finance who figured out how to do it all.

CFP 278

CFP 278

Wealth Management

AUGUST 3, 2022

Healy, who was laid off from TD Ameritrade during its integration with Schwab, has volunteered with the Center for Financial Planning for several years. Now she'll lead it.

Financial Planning 300

Financial Planning CFP Planning 300

Nerd's Eye View

MARCH 11, 2025

Lorie is the wealth manager of Fearless Financial Advisors, a dba of hybrid advisory firm Fidelis Wealth Advisors based in Castle Rock, Colorado, where Lorie personally oversees $30 million in assets under management for 88 client households. Welcome everyone! My guest on today's podcast is Lorie Jones.

Financial Advisor 130

Financial Advisor Certification Wealth Advisor Clients 130

Wealth Management

MARCH 20, 2023

The new advertisement begins running today, and comes several months after the Board announced a change to grant the organization more flexibility in its marketing.

CFP 246

CFP Advertising Marketing Marketing 246

Wealth Management

DECEMBER 15, 2022

Lessons learned from a female in finance who figured out how to do it all.

CFP 246

CFP 246

Wealth Management

JANUARY 10, 2023

In an interview with WealthManagement.com, Dan Moisand stressed the need for updated guidelines and also said the Board hopes to provide more detail on the reasoning behind punishments.

CFP 224

CFP 224

Wealth Management

DECEMBER 2, 2024

About 83% of aspiring CFP planners under 35 are “very likely” or “likely” to work at a firm encouraging pro bono policies, according to a new survey.

CFP 266

CFP 266

Darrow Wealth Management

NOVEMBER 4, 2024

Looking to find fiduciary financial advisors and wealth managers? Independent wealth management firms have no affiliations or allegiances to a fund family or financial product. Advisors affiliated with a bank, broker dealer, or large asset manager might not be able to make a fully independent recommendation.

Financial Advisor 61

Financial Advisor Certified Financial Planner Fiduciary Duty Fee Only 61

Wealth Management

OCTOBER 18, 2023

Blake Pinyan, CFP and FPA National NextGen Co-Chair, shares his journey in the financial planning industry.

Financial Planning 268

Financial Planning Planning CFP 268

Abnormal Returns

OCTOBER 21, 2024

podcasts.apple.com) Josh Brown and Michael Kitces talk about how a recent CFP ad campaign went wrong. (frazerrice.com) Brendan Frazier talks with Ben Haas about how to conduct client 're-discovery' meetings. youtube.com) The biz Schwab Advisor Solutions will look to boost revenue, just not through custody fees.

CFP 289

CFP Communication Investment Advisor Management 289

Abnormal Returns

JUNE 3, 2024

kitces.com) The 100,000th person has gotten their CFP designation. (wsj.com) Partial retirees have a higher propensity to spend. thinkadvisor.com) Advisers How advisers can deal with 'capacity crossroads.' citywire.com) Why breakaway advisors decided to go independent. investmentnews.com) Why organic asset growth is hard to find.

Estate Planning 278

Estate Planning CFP Retirement Assets 278

Wealth Management

FEBRUARY 28, 2023

Financial advisor John Poulos was fired from Vanguard and stripped of his CFP designation after being arrested for a homicide near Bogota, Columbia. He was caught in Panama on his way to Turkey, according to reports.

CFP 264

CFP Financial Advisor 264

Abnormal Returns

OCTOBER 9, 2023

advisorperspectives.com) How to choose a CFP exam study program. (advisorperspectives.com) What does comprehensive financial planning entail? wealthmanagement.com) Inflation is the biggest risk to retirees. alphaarchitect.com) Should you have a friend as a client? thinkadvisor.com)

CFP 299

CFP Financial Planning Education Planning 299

Abnormal Returns

SEPTEMBER 9, 2024

kitces.com) Ownership Nearly half of all financial planners surveyed by the CFP Board have an ownership stake in the company where they work. (wealthmanagement.com) The most recent news in the advisortech space including 'Blackrock's investment in GeoWealth.' citywire.com) A lot can change when you sell your practice.

Financial Planner 276

Financial Planner Estate Planning CFP Financial Advice 276

Wealth Management

JULY 26, 2023

Dale Buckner, CFP, is not your average advisor.

Financial Planning 243

Financial Planning CFP Planning 243

Abnormal Returns

DECEMBER 23, 2024

roberthuebscher.substack.com) The CFP Board is thinking about boosting continuing education requirements. (crr.bc.edu) Early retirement often leads to taking Social Security early. thinkadvisor.com) Advisers Why model portfolio performance is often disappointing. financial-planning.com) How to reduce bias in your hiring process.

Financial Advising 147

Financial Advising Compliance CFP Retirement 147

Darrow Wealth Management

FEBRUARY 13, 2025

If youre looking for a fee-only financial advisor or wealth manager, its probably because you know fee-only advisors don’t sell products. But even comprehensive wealth advisors have blind spots or can only go an inch deep on certain subjects. You can also search for a planner on the CFP board website.

Fee Only 52

Fee Only Financial Advisor Financial Planner Certified Financial Planner 52

Wealth Management

FEBRUARY 6, 2025

Keller will step down on April 30, 2026, with the Board planning a search for his successor in the coming year. In a LinkedIn post, Keller wrote that leading well means leaving well.

CFP 130

CFP Retirement Planning 130

Nerd's Eye View

NOVEMBER 21, 2023

Suzanne is a Senior Financial Advisor at Meridian Wealth Management, an RIA based in Lexington, Kentucky, where she oversees approximately $110 million in assets under management for nearly 150 client households. Welcome back to the 360th episode of the Financial Advisor Success Podcast !

Clients 246

Clients Financial Advisor CFP Wealth Management 246

Abnormal Returns

MARCH 6, 2023

citywire.com) FutureAdvisor has transferred all its clients to Ritholtz Wealth Management. advisorperspectives.com) What does the research say about CFP misconduct? (wiredplanning.com) Daniel Crosby talks with Sam Sivarajan author of "Uphill: How to Apply Ancient Wisdom and Modern Science to Life's Choices and Challenges."

Compliance 147

Compliance Wealth Management CFP Financial Advice 147

Abnormal Returns

AUGUST 28, 2023

mywealthplanners.com) The CFP Board wants to encourage pro bono planning. investmentnews.com) Practice management How choosing an advisory niche makes for better marketing efforts. (riabiz.com) Charles Schwab ($SCHW) is planning more job cuts due to the TDA integration. kitces.com) The SEC is focusing on RIA marketing.

Tax Planning 246

Tax Planning CFP Financial Planning Planning 246

Abnormal Returns

JANUARY 30, 2023

citywire.com) Why Zoe Financial launched its own RIA, Zoe Wealth Platform. riabiz.com) Why the CFP is splitting into two organizations. thinkadvisor.com) Practice management How Thomas Kopelman used content marketing thoughtfully to build an advisory practice.

Management 241

Management Nonprofit Financial Planning Communication 241

Wealth Management

DECEMBER 18, 2023

CFP, CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credits have been applied for and are pending approval. This presentation is not produced in conjunction with or endorsed by the Heckerling Institute on Estate Planning, and the Heckerling Institute

Estate Planning 195

Estate Planning CFP Planning 195

Abnormal Returns

JANUARY 23, 2023

(wealthmanagement.com) Future Proof Registration is open for the second FutureProof wealth festival set to go off in Huntington Beach, CA in September. ritholtz.com) 401(k) Why Carson Wealth Management is launching a 401(k) program with Vestwell. kitces.com) CFP candidates are becoming more diverse.

Wealth Management 130

Wealth Management Financial Advising CFP Communication 130