FMG

OCTOBER 2, 2024

You’re juggling client meetings, market analysis, and a never-ending stream of communications. But what if there was a way to streamline your client interactions and boost your productivity? By enabling texting on your office line, you ensure that all client communications come through a single, familiar number.

Financial Advisor 52

Financial Advisor Communication Clients Compliance 52

Indigo Marketing Agency

AUGUST 22, 2024

5 Steps to Client Retention for Financial Advisors As a marketing agency for financial advisors, we post a lot about growing your business and attracting new clients. But all too often we see financial advisors ignore marketing when it comes to how to retain clients once they’ve signed. BOOK A FREE CALL NOW!

Financial Advisor 52

Financial Advisor Clients Communication Education 52

Ballast Advisors

JUNE 18, 2024

Join us as we delve into the tax strategy, legal documentation, and insurance coverage considerations needed to successfully balance the ownership of multiple residences for snowbirds. Tax-related documents: When you have multiple residences, you may need to file state income tax returns in each state where you are considered a resident.

Insurance Coverage 52

Insurance Coverage Insurance Taxes Financial Planning 52

Steve Sanduski

SEPTEMBER 10, 2024

In a Nutshell: Steve and Amy Koenig , a financial advisor coach, are back for a deep dive on an issue every advisor will face at some point which is, how do you transition existing clients to another advisor and do it so the clients stay and there’s no drop in service. Prioritizing and segmenting clients within a transition plan.

Clients 59

Clients Communication Financial Advisor Retirement 59

eMoney Advisor

DECEMBER 6, 2022

If the next natural disaster comes for your clients, will they be ready? 3 If that many houses are without proper coverage, it’s likely many of clients’ other valuables are as well. Helping your clients prepare for disasters goes beyond preserving wealth, however—it’s really about their health.

Financial Planning 97

Financial Planning Clients Planning Estate Planning 97

Nerd's Eye View

NOVEMBER 21, 2022

A common service model for many financial advisory firms is to schedule annual client meetings throughout the year where the advisor meets with each client in the month they started working with the firm, and conducts a comprehensive review of all planning topics for the client.

Financial Planning 198

Financial Planning Planning Estate Planning Clients 198

Harness Wealth

SEPTEMBER 23, 2024

Key Takeaways: Too many tax practices are bogged down in commoditized administrative tasks and compliance work, making it challenging to cross-sell services to expand client relationships. The more a firm can either automate processes or outsource tasks, the more time it’ll have to build deeper client relationships.

Taxes 52

Taxes Clients Compliance Tax Planning 52

Harness Wealth

SEPTEMBER 15, 2023

In the process of growing your accounting firm, building better client relationships is one of the most important elements of long-term success, and that starts with a robust client onboarding process. Table of Contents What is Client Onboarding? Why is Client Onboarding So Important?

Accounting 59

Accounting Clients Taxes Communication 59

Nerd's Eye View

AUGUST 24, 2022

Advisory agreements for Registered Investment Advisers (RIAs) contain many sections that are important both for the purposes of complying with SEC and state securities regulations, and for constituting a valid agreement between the RIA and the client. The agreement should also lay out some acknowledgments for the client to review.

Electronics 188

Electronics Clients Retirement Planning Financial Advice 188

Nerd's Eye View

MAY 6, 2024

Which positions the software as either a white-labeled solution for advisory firms that want a way to engage a high volume of prospects in their funnel, or simply a solution to convert its own 70,000+ active users into paying clients of NewRetirement's own financial advisors.

Financial Advisor 167

Financial Advisor Retirement Planning CFP Clients 167

Nerd's Eye View

AUGUST 24, 2022

Advisory agreements for Registered Investment Advisers (RIAs) contain many sections that are important both for the purposes of complying with SEC and state securities regulations, and for constituting a valid agreement between the RIA and the client. The agreement should also lay out some acknowledgments for the client to review.

Electronics 178

Electronics Clients Retirement Planning Financial Advice 178

Nerd's Eye View

JULY 16, 2024

Read More.

Clients 130

Clients Financial Advisor Consulting Financial Planning 130

Nerd's Eye View

JUNE 4, 2024

Freeman is the Co-Founder of La Crosse Financial Planning, an RIA based in La Crosse, Wisconsin, that oversees nearly $50 million in assets under management (AUM) for 73 client households. My guest on today's podcast is Freeman Linde. Read More.

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

Nerd's Eye View

JUNE 4, 2024

Freeman is the Co-Founder of La Crosse Financial Planning, an RIA based in La Crosse, Wisconsin, that oversees nearly $50 million in assets under management (AUM) for 73 client households. My guest on today's podcast is Freeman Linde. Read More.

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

BlueMind

OCTOBER 25, 2022

Category: Clients Risk. When it comes to their investment portfolios many tend to have a low-risk tolerance and with the unsettling economic situation with the ongoing pandemic, the word “risk” has become even more of a fearsome word for clients. This will allow you to get a general sense of where your client’s risk tolerance stands.

Risk Management 97

Risk Management Clients Risk Tolerance Management 97

Harness Wealth

OCTOBER 16, 2024

We recently connected with Michael Paley, Chief Operating Officer of Klingman & Associates , for a Q&A on how tax advisors can collaborate with wealth managers to better serve clients. One of the essential things from an investment perspective is that we try to get clients to think more like an endowment.

Wealth Management 52

Wealth Management Taxes Clients Management 52

BlueMind

MAY 26, 2022

Category: Client Relations. Every business has those clients that are difficult to deal with. These clients are usually irate, emotional, and short-tempered. Failing to deal with difficult clients will not only lead to an upset client looking to terminate the contract but could also become a source of reputational damage.

Clients 52

Clients Certified Financial Planner Financial Advisor Financial Planner 52

eMoney Advisor

APRIL 18, 2023

Financial professionals are often guided to group their clients and prospects in accordance with segmentation guidelines. And this is a great starting point when trying to determine the best products and services for your specific client base. 2 When meeting with a new client, our first instinct is to ask them about their goals.

Clients 72

Clients Financial Planning Planning Financial Planner 72

WiserAdvisor

FEBRUARY 21, 2023

They can easily keep track of transactions, identify any changes or miscalculations, and help their clients take timely actions to spot any kind of misuse. Further, financial advisors can educate their clients on elder investments that may be appropriate for investors in their age group. Annuity plans, pension plans , etc.,

Financial Advisor 104

Financial Advisor Clients Estate Planning Education 104

eMoney Advisor

NOVEMBER 10, 2022

As a financial planner, you’re well-positioned to collaborate with a client’s estate attorney to make sure their wishes are carried out. If your clients need a little nudge to get going on creating or updating an estate plan , these three examples might help illustrate the consequences of when wealth transfer goes awry.

Estate Planning 78

Estate Planning Clients Planning Financial Planner 78

Sara Grillo

MARCH 11, 2024

He’s taking the world by storm as an hourly financial planner, not managing any assets just giving out powerful financial planning guidance that clients love. Why he chose to become an hourly planner Kevin noticed that there is usually more time spent in the early years in a client relationship. How does he get new clients?

Financial Planner 105

Financial Planner Fiduciary Duty Financial Advisor Clients 105

Million Dollar Round Table (MDRT)

MARCH 17, 2024

Feldman, CLU, ChFC Clients and financial advisors have different perspectives. Train yourself mentally to understand that and then relay that information to the client. That’s when you become a true professional because you’re solving problems that your clients don’t even know they have. By Marvin H.

Estate Planning 88

Estate Planning Financial Advisor Clients Education 88

Investment Writing

NOVEMBER 20, 2024

Marketing and communications professionals know how to write well. Use the Oracle of Omaha When I push for plain language, sometimes my asset manager clients say they’re worried they’ll be seen as “dumb.” However, sometimes you struggle to get your firm’s executives to recognize the power of good writing.

Compliance 52

Compliance Communication Assets Investing 52

Steve Sanduski

OCTOBER 27, 2024

In today’s fast-paced financial landscape, systematizing your office is essential for efficiency and delivering exceptional client service. This not only helps in providing better service to clients but also enhances the overall productivity of the office. 01 Why is systematizing your financial advisory firm important?

Clients 64

Clients Financial Advisor Management Compliance 64

Nationwide Financial

MAY 19, 2023

As a financial professional, you know none of these are valid reasons for procrastinating with a succession plan, and you need to help your clients recognize that, too. According to a 2023 PwC survey, only around one-third of family businesses said they had a robust, documented and communicated succession plan in place.

Planning 52

Planning Clients Insurance Retirement 52

eMoney Advisor

JUNE 1, 2023

A prospect discovery meeting is an essential step for financial advisors to get to know their prospective clients, understand their needs, and recommend their planning services accordingly. With the right preparation, you can set yourself up for a successful meeting and end with a clear path forward for both you and your new client.

Financial Advisor 75

Financial Advisor Clients Financial Planning Financial Planner 75

Ballast Advisors

JUNE 18, 2024

Join us as we delve into the tax strategy, legal documentation, and insurance coverage considerations needed to successfully balance the ownership of multiple residences for snowbirds. Tax-related documents: When you have multiple residences, you may need to file state income tax returns in each state where you are considered a resident.

Insurance Coverage 52

Insurance Coverage Management Insurance Taxes 52

Brown Advisory

SEPTEMBER 25, 2023

Six Considerations When Inheriting Wealth ajackson Mon, 09/25/2023 - 12:15 During our Women’s Listening Tour we heard from clients that they wanted to better understand what questions they should be asking during specific financial milestones, one of which could be inheriting wealth.

Strategic Planning 52

Strategic Planning Clients Taxes Communication 52

SEI

AUGUST 23, 2022

Client Operations and Implementations Manager. Amy Lane is currently SEI Sphere’s Client Implementations and Operations Manager. As new clients contract with SEI Sphere for cybersecurity operations, network operations and cloud services, Amy coordinates the overall implementation tasks and timeline. Tue, 08/23/2022 - 08:45.

Risk Management 52

Risk Management Wealth Management Engineering Communication 52

Harness Wealth

MARCH 5, 2024

Leveraging this new funding, we’re reinventing the tax advisor-client experience from the ground up. This new platform from Harness is designed to deliver an exceptional client experience while providing increased efficiency and impact for advisors. Read the full announcement in TechCrunch.

Taxes 52

Taxes Clients Communication Financial Advice 52

eMoney Advisor

MARCH 7, 2023

Stepchildren, remarriages, and ex-spouses: For the modern wealth management client with a blended family, planning to transfer wealth presents a web of complexity. Why Focus on Estate Planning for Blended Families A thoughtful plan and good communication can go a long way in heading off conflict in large families.

Estate Planning 83

Estate Planning Planning Financial Planner Clients 83

International College of Financial Planning

OCTOBER 26, 2023

Their primary objective is to ensure that the assets are managed & distributed according to the wishes of the client. The Financial Planner will ensure that the Estate Planning strategy is curated in terms of client requirements, estate complexity and requirements of the legal heirs /other parties.

Estate Planning 52

Estate Planning CFP Certification Certified Financial Planner 52

Brown Advisory

JUNE 15, 2022

During our Women’s Listening Tour we heard from clients that they wanted to better understand what questions they should be asking during specific financial milestones, one of which could be inheriting wealth. Six Considerations When Inheriting Wealth. Wed, 06/15/2022 - 12:15. Learn more >. .

Strategic Planning 52

Strategic Planning Clients Taxes Communication 52

Indigo Marketing Agency

AUGUST 17, 2020

Send video messages with Loom for easy communication with clients. You get an email from a client saying they can’t locate a financial document in their web portal. Which begs the question, is there an easier way to communicate with clients? How many times has this happened to you?

Financial Advisor 52

Financial Advisor Communication Clients Compliance 52

Dear Mr. Market

APRIL 6, 2022

Aside from the legalities of estate planning, this exercise is perhaps the single most loving and considerate document you can create for your family that they will forever be grateful for. Review this document annually and share it with your executor so that everything is crystal clear. A Letter to My Family.

Estate Planning 52

Estate Planning Insurance Accounting Planning 52

BlueMind

SEPTEMBER 3, 2022

Category: Clients Risk. Determining the client’s risk tolerance is not an exact science and requires you to communicate with your client. What Does The Word “Risk” Mean For Your Clients? What Does The Word “Risk” Mean For Your Clients? Such a client might have the financial ability to handle losses.

Risk Tolerance 105

Risk Tolerance Clients Portfolio Financial Advisor 105

Brown Advisory

OCTOBER 16, 2017

How We Advise Clients With Concentrated Positions achen Mon, 10/16/2017 - 10:00 “Strategic advice” is a very open-ended term, but when we use it, we have a specific meaning in mind. In many cases, the solution we deliver to a client may be a straightforward answer to a clear request.

Clients 52

Clients Taxes Assets Investing 52