Remove Clients Remove Financial Services Remove Retail
article thumbnail

#FA Success Ep 318: From So Many Clients To So Few: Transitioning From Retail Brokerage To The Multi-Family Office, With Ali Swart

Nerd's Eye View

What's unique about Ali, though, is how she transitioned from a retail brokerage firm where she served nearly 400 clients (and was still responsible for business development to get more of them), to a multi-family office serving clients through specialized client relationship teams that keep advisor capacity to no more than 10 clients per advisor at (..)

Clients 246
article thumbnail

Adviser links: zero engagement

Abnormal Returns

(riabiz.com) Alts How to talk to your clients about alternative investments. morningstar.com) Alts managers are gearing up to get in front of retail investors. investmentnews.com) Advisers The American College of Financial Services notes the coming shortage of advisers.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

The Latest In Financial #AdvisorTech (June 2024)

Nerd's Eye View

This month's edition kicks off with the news that 'startup' custodian Altruist has completed a $169 million fundraising round as it continues to rebuild the RIA custodial tech stack layer-by-layer while positioning itself as the biggest RIA custodian built from scratch and solely for advisors – which, while making it the clear #3 custodian behind (..)

article thumbnail

15 Biggest Stockbrokers in India With Highest Active Clients 2024!

Trade Brains

List of Biggest Stockbrokers in India 2024: In this article, we are going to look at the 15 Biggest Stockbrokers in India based on their total number of unique active clients. And this leads to a lot of trouble for their current clients. There are over 4900 stockbrokers in India registered with SEBI and different stock exchanges.

Clients 98
article thumbnail

Fedbank Financial Services IPO Review – GMP, Details & More

Trade Brains

Fedbank Financial Services IPO Review: Fedbank Financial Services Limited promoted by The Federal Bank Limited, is coming up with its Initial Public Offering. In this article, we will look at the Fedbank Financial Services Limited IPO Review 2023 and analyze its strengths and weaknesses.

article thumbnail

At The Money: Optimizing Personal Health in Finance

The Big Picture

I’ve had numerous clients who’ve come to me with, uh, metabolic health problems with, uh, alcohol and other substance problems. I was an executive within the financial services space and I was miserable traveling too much, drinking too much, not moving my body. And they begin to get those under control.

Food 147
article thumbnail

: Charles Schwab upgraded to buy from neutral, but price target cut to $75 at Citigroup

MarketWatch

Shares of the financial services company, down 7% in premarket trading, have been hit by fallout from the failure of Silicon Valley Bank. “We We see near-term revenue/earnings headwinds from rising funding costs and continued client cash sorting, but we believe these are reflected in the current stock price. It had borrowed $17.1

Retail 75