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The Lobbying ‘Tell’

Inside Information

This is the time of year when the various industry magazines come out with their broker-dealer surveys, listing the ‘top’ BD rankings based on total revenues or the number of ‘producing’ reps. The compliance people have to pre-approve their communications. Sales are important, but the BD executives won’t be talking about that.

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10 Tuesday AM Reads

The Big Picture

New York Magazine ). Complaints to Government Show Americans’ Slow Descent Into Madness Over Spam Calls People at the limit of their patience with spam calls have been emailing the chairwoman of the Federal Communications Commission, Jessica Rosenworcel, in a desperate attempt to make the unwanted calls from scammers and robocallers stop.

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Transcript: Joanne Bradford

The Big Picture

And so I ended up working at Business Week Magazine for almost 13 years. But yeah, I was making commission at that point in time. So when I was a salesperson at Business week, I sold more ads than anybody, and I made $2 million commission when I was 29 years old. I did that for two years. It was fun.

Startup 146
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Transcript: Steven Klinsky

The Big Picture

So you sell a lot of houses and you get commission on what you sell. We had Ziff Davis magazines that we sold to Mr. Son and started Masayoshi Son’s career. There was XO Communication and McLeod. I mean, even when I was at Goldman Sachs doing private equity work, it’s more equivalent to a merger work. You control it.

Investing 262
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Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

I think that we do need sales people to sell things, I think sales is just the expression of value, the expression and the communication of value. Securities and Exchange Commission. Securities and Exchange Commission. Now, granted, I don’t think that that’s true. Was this helpful? 2022, August 1). 2013, March).

CFP 59
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Transcript: Bill Dudley, NY Fed Chief

The Big Picture

I was their, the regulatory comm, JP Morgan at the time had one regulatory commiss. The New York Fed is kind of, I don’t know how to say this first, amongst the regional feds, because you’re located right in the heart of the financial community. 00:05:16 [Speaker Changed] Well, first I went to JP Morgan.

Banking 146
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10 Sunday Reads

The Big Picture

Barron’s ) • TikTok executives know about app’s effect on teens, lawsuit documents allege : For the first time, internal TikTok communications have been made public that show a company unconcerned with the harms the app poses for American teenagers. The Boston Globe ) • What Should a Music Magazine Be in the TikTok Era?

Medical 146