Nerd's Eye View

SEPTEMBER 23, 2022

A new designation is available for advisors looking to serve clients with nonqualified deferred compensation plans. How advisors can pull off an event that can increase client loyalty and attract new prospects. How DPL Financial Partners’ growth is a sign of advisor interest in fee-based annuities.

Financial Planner 246

Financial Planner Compensation Planning Compliance Insurance 246

Harness Wealth

NOVEMBER 12, 2024

The conversion from a Traditional IRA to a Roth IRA is a taxable event, with income taxes due on any pre-tax contributions and investment earnings converted. However, once your funds are in a Roth IRA, they can grow and be withdrawn tax-free during your retirement.

Tax Planning 52

Tax Planning Taxes Planning Estate Planning 52

Sara Grillo

AUGUST 14, 2023

4 In any event, an adviser’s duties at common law will depend on judge-made case law emanating from the state level, including application of conflicts of law principles to determine which state’s law applies, and will be enforceable by anyone with standing to sue. Commissions are opaque. This is where the confusion comes in.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

Cordant Wealth Partners

OCTOBER 25, 2021

Bonus : 1–75% of Bonus and Commission Income (APB, ICAP bonus, commissions). What’s the Risk of the Intel SERPLUS Plan? As a non-qualified deferred compensation plan, your SERPLUS account is, by rule, an unsecured liability of Intel. Executive benefits, including deferred compensation plans, survived intact.

Compensation Planning 52

Compensation Planning Distribution Taxes Planning 52