Sara Grillo

OCTOBER 21, 2022

Fee-only advisor – This is an advisor that does not charge commissions and hence is believed to be more aligned with the client’s best interests. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. For advise on such matters, contact a legal or compliance advisor.

Insurance 98

Insurance Financial Planner Fee Only Financial Advisor 98

SEI

AUGUST 17, 2022

SEI Regulatory Services helps investment managers and institutions meet reporting and compliance requirements for pooled vehicles, alternative vehicles, separate accounts, sovereign wealth funds, family offices, and more—benefiting from a unique data warehouse approach, team of industry experts, and a single comprehensive platform.

Financial Services 52

Financial Services Compliance Commission Assets 52

Trade Brains

MAY 14, 2024

The RedSeer report was commissioned by Go Digit for the sole purpose of creating this RHP. of India’s total population as of 2023 as per Redseer estimates based on the data from Economic and Social Commission for Asia and the Pacific (ESCAP). As of FY23 Go Digit reported a commission ratio of Rs. 1125 Offer for Sale (OFS) Rs.

Insurance 59

Insurance Commission License Management 59

Trade Brains

OCTOBER 30, 2024

Furthermore, this achievement validates the company’s strategy of focusing on compliance-driven industries that require robust security solutions. Notably, the company’s sales increased from INR 10.05 Also read… Will Petrol prices come down across India after OMCs hike in dealer commission?

Compliance 52

Compliance Commission Investment Advisor Consulting 52

Trade Brains

SEPTEMBER 15, 2023

Flares & Process Equipment Division: This segment is a multi-disciplined SBU that provides services like design, manufacture, erection & commissioning, electrical, mechanical and instrumentation of process packages, process equipment, flare system & components and EPC contracts from the Chinchwad plant. This segment contributes.

Planning 105

Planning Manufacturing Compliance Commission 105

Inside Information

APRIL 1, 2024

Broker-dealers live off of the activities of their affiliated reps; they facilitate the transactions and asset management for a percentage of the commissions and fees that advisors/reps receive from their clients. The BD doesn’t control prices charged to clients except to the extent that it facilitates commissions.

Compliance 40

Compliance Commission Sales Financial Services 40

Inside Information

MAY 30, 2023

In the accompanying articles, you will read how the ‘top’ broker-dealers are not really in the sales business anymore; they are now becoming national advisory firms. In most cases, with a few exceptions, sales are 40% or more of the total revenues, and are more often over 60%.

Communication 40

Communication Sales Insurance Compliance 40

Trade Brains

NOVEMBER 15, 2023

The company provides a full variety of financial products and related services for RE projects and other value chain operations such as equipment manufacturing and transmission, from project conceptualization to post-commissioning. Cr Offer for Sale (OFS) ₹860.08 This gives it a premium of Rs 3 per share over the cap price of Rs 32.

Government 59

Government Compliance Commission Banking 59

Sara Grillo

DECEMBER 12, 2022

Watch as all h&#@ breaks loose discussing the question of broker vs. financial advisor, commissions, fees, value, and more! The advisors made the point that the cost of insurance can’t be separated from the “cost of service” or the commission the agent makes. If you’re going out for 20 year term, who cares what the commission is?

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Carson Wealth

MAY 22, 2023

Economic data continues to come in strong, including for retail sales and vehicle production. Retail sales rebounded in April. Brokers’ commissions, accounting for just over 20% of residential investment, experienced a 28% decrease due to a significant drop in sales activity. Let’s focus on housing.

Marketing 52

Marketing Marketing Economy Economics 52

Trade Brains

OCTOBER 31, 2023

In terms of revenue, the bank earns 81% from interest income on advances, 10% from interest income on investments, 6% from commission income, and 3% from other sources. Cr Offer for sale 72.3 It has a strong presence in Kerala, with 43% of its banking outlets located there, and is expanding in other regions.

Banking 59

Banking Retail Financial Services Assets 59

Sara Grillo

JUNE 2, 2022

Or, advisors who hustle and sell aggressively, push products to meet sales quotas, all the while neglecting their clients that they already “sold” – those are the people who may rank high by this metric. I have several issues with the methodology, namely: The advisor must have an “acceptable compliance record.” ” Huh?

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Harness Wealth

MARCH 17, 2023

Form 8949 and Schedule D: Form 8949 is used to report your capital gains and losses from the sale, exchange, or disposition of crypto assets, including DeFi transactions. You’ll need to provide details of each transaction, including the date of acquisition, date of sale, cost basis, and proceeds.

Taxes 59

Taxes Government Assets Accounting 59

Harness Wealth

APRIL 28, 2023

If you earn income from various sources throughout the year, such as equity windfalls, venture capital fund distributions, crypto investments, and sales, or small business income, you will need to pay estimated quarterly taxes. Use Form 1040-ES to calculate and pay estimated taxes on any equity compensation or sales.

Taxes 52

Taxes Distribution Startup Assets 52

Sara Grillo

JUNE 20, 2022

It was a major advantage that they paid a base salary; albeit not a huge one it was still supportive of him feeling a bit more comfortable that working on straight commission. This often creates perverse outcomes that are not in the client’s interests, because the advisor may apply pressure sales tactics. Really driven sales guy.

Financial Advisor 52

Financial Advisor Sales Commission Clients 52

Trade Brains

JULY 17, 2024

It also aids in compliance with regulatory requirements and best practices in corporate governance. It stands 2nd in the largest solar PV developer in global and had 21,806 million units sale of energy. Furthermore, understanding KMP salaries is critical for financial planning and governance. crore, and Sagar R Adani took 4.40

Government 52

Government Transportation Economy Distribution 52

Inside Information

OCTOBER 30, 2021

Rostad is currently focused on what he sees as our best chance for meaningful reform: getting the Commission to revise the Form CRS disclosure so that it provides a clearer explanation of the different business models of broker-dealers/wirehouses, on the one hand, and fiduciary RIAs registered with the SEC on the other.

CFP 40

CFP Commission Investing Investments 40

Brown Advisory

AUGUST 14, 2023

Performance figures may vary from actual portfolio performance, as calculations are based on end-of-day security prices and do not incorporate the actual cost basis or sale price of individual securities. Numbers may not total due to rounding. One quantitative tool we use to assess our ongoing factor risk is Bloomberg PORT.

Investing 52

Investing Investments Portfolio Accounting 52

Sara Grillo

APRIL 11, 2022

” As an hourly financial advisor he doesn’t make commissions for recommending products such as private REITs, structured products, etc. He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

The Big Picture

SEPTEMBER 5, 2023

I used to sell units in an onsite sales condo new development on the Upper East Side. Listen, it’s always a good time to generate a commission if you’re a commission real estate agent. And you could see it because sales actually lead price direction by a year in many cases. RITHOLTZ: It was great.

Sales 130

Sales Numbers Marketing Marketing 130

Sara Grillo

JUNE 12, 2023

BARRY FLAGG OR STEVEN ZEIGER: So I often hear insurance professionals who are more on the sales person side of insurance professional than the fiduciary orientation of insurance profession, I often hear them say, I know how to properly structure a policy, I structure it properly, others don’t. Please consult a consultant.

Insurance 59

Insurance Clients Financial Advisor Math 59

Brown Advisory

JANUARY 1, 2023

The business has progressed during the past three years as a result of strategic objectives on business digitisation, continued investment into the Premier Agency sales model, and expansion within mainland China through new provincial license approvals. In China alone, we believe AIA still has meaningful growth opportunities.

Investing 52

Investing Investments Valuation Clients 52

Sara Grillo

MAY 8, 2023

Indexed universal life (IUL) is often sold using smoke-and-mirrors sales shams, but in this podcast we’ll expose the truth! Listen to this if you are a financial advisors or consumer who wants to see through the crap and make better decisions about whether IUL is good for you (or your client) or NOT. And that would be a huge problem.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

The Big Picture

JANUARY 24, 2023

So you sell a lot of houses and you get commission on what you sell. On the other hand, a lot of these businesses, you know, the entrepreneur had built it up to a certain size, had never done an acquisition, had never built the sales force, had never made technology investments in the full way, had never gone international.

Investing 263

Investing Investments Numbers Banking 263

Sara Grillo

SEPTEMBER 26, 2022

I think that one of the challenging things is that sales kinda has a dirty dirty name to it, right? I think that we do need sales people to sell things, I think sales is just the expression of value, the expression and the communication of value. Now, granted, I don’t think that that’s true.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Sara Grillo

SEPTEMBER 12, 2022

The CFP Board promotes a faux fiduciary standard that does not require its members to disclose potential conflicts of interest in writing and that does not require them disclose the percentage or amount of commission its members may receive from the sale of insurance products with opaque commissions.

CFP 80

CFP Financial Planner Ethics Financial Planning 80