Weekend Reading For Financial Planners (March 22–23)
Nerd's Eye View
MARCH 21, 2025
of advisor compensation, while commission-based revenues have declined to 23% of an average advisor's revenue.
MTA: Peter Borish, Tudor Investments
The Big Picture
APRIL 28, 2023
He was the founding Trustee of the Robin Hood Foundation in 1988He was also Chairman and CEO of Computer Trading Corporation, an investment and advisory firm whose largest consulting client is the Canadian Imperial Bank of Commerce (CIBC). Presidential Task Force on Market Mechanisms (Brady Commission) for the U.S.
Investing 
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Book of Secrets on the Month-End Close
What Your Financial Statements Are Telling You—And How to Listen!
Are Robots Replacing You? Keeping Humans in the Loop in Automated Environments
Data Talks, CFOs Listen: Why Analytics Is The Key To Better Spend Management
Trending Sources
Adviser links: forces you cannot control
Abnormal Returns
DECEMBER 25, 2023
Podcasts Michael Kitces talks with Ted Jenkin who is the consultant of JTPD Partners, a firm that helps financial advisors gather offers, negotiate, and ultimately sell their advisory firms. riabiz.com) DPL Financial Partners is seeing growth in commission-free annuity sales. riabiz.com) MSCI ($MSCI) is buying Fabric Risk.
Sunday links: when irrationality takes over
Abnormal Returns
MARCH 17, 2024
newsletter.abnormalreturns.com) Mixed media On the end of the 6% real estate commission. cnn.com) The management consulting business is struggling. (abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? Then check out our weekly e-mail newsletter. nytimes.com)
How do consultants get paid?
Steven J. Wilson
OCTOBER 14, 2022
Typical payment terms for consultants are either an hourly rate, a flat fee per project, or a combination of the two. In some cases, consultants may also receive a commission for finding new clients or completing specific tasks. The post How do consultants get paid? However, Read more. However, Read more.
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Market Timing vs. Time in the Market
Zoe Financial
JANUARY 28, 2025
3 It's Expensive Frequent trading and trying to time the market will rack up brokerage commission costs, particularly for smaller investors. Zoe Financial is not an accounting firm – clients and prospective clients should consult with their tax professional regarding their specific tax situation.
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Will Petrol prices come down across India after OMCs hike in dealer commission?
Trade Brains
OCTOBER 29, 2024
State-owned fuel retailers on Tuesday hiked the commission they pay to petrol pump dealers but there will be no change in retail petrol and diesel prices. Current Dealer Commission At present, dealers are paid Rs 1,868.14 per kilolitre, plus 0.875 percent of produce billable price as commission on petrol. per kg, plus 0.28
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Market Update – February 2025
Tobias Financial
MARCH 11, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. This is a publication of Tobias Financial Advisors.
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What Issues Should I Consider When Reviewing My Investments?
Tobias Financial
MARCH 16, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. It is for information and planning purposes only.
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How to Find a Fiduciary Financial Advisor
Darrow Wealth Management
NOVEMBER 4, 2024
Advisors that receive commissions from selling mutual funds, insurance, annuities, or other products are incentivized to push products, leaving less time for advice. SEC advisor search The Securities and Exchange Commission offers an online search for investors to research registered investment advisory firms or advisors by name.
Solar stock in focus after receiving orders from Suzlon and Tata Chemicals
Trade Brains
NOVEMBER 3, 2024
They derive their revenue from the two business verticals which are the Balance of plant solutions (Engineering and consulting work) and Civil construction work (operation and maintenance) segment as of FY24. About the company Winsol Engineers Limited is into procurement, integrated engineering, commissioning services, and construction.
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Navigating Tariffs: What They Mean for Your Personal Finances
Tobias Financial
MARCH 11, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. This is a publication of Tobias Financial Advisors.
How to Find a Fee-Only Financial Advisor
Darrow Wealth Management
FEBRUARY 13, 2025
Fee-only firms are unique as they do not receive commissions from selling financial products, such as insurance policies or investment products. Planners often go by some combination of terms like [financial, retirement, investment, money, wealth] followed by words like advisor, planner, consultant, manager, specialist.
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Stocks to Watch in These Emerging Sectors for the Next 5 Years
Trade Brains
NOVEMBER 3, 2024
Also read… Will Petrol prices come down across India after OMCs hike in dealer commission? Please consult your investment advisor before investing. Additionally, their focus on research and development ensures competitive advantages in this rapidly evolving market.
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Let a million RIAs bloom
Truemind Capital
AUGUST 9, 2024
By regulation, RIAs can’t earn from commissions received from product companies. They recommend investments in zero-commission investment options (like direct plans of MFs) that save you commission and charge professional fees directly from you for value-added services. Let a million RIAs bloom!
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Top Indian Stocks held by BlackRock – Analysis & List of Stocks
Trade Brains
DECEMBER 14, 2023
Top Indian Stocks held by BlackRock #1 – Infosys Infosys is a global leader in digital services and consulting. The Bank earns 64% from Interest it charges on advances, 18% from its other investments & 14% from Commission or brokerage. In 1969, he helped set up Tata Consultancy Services , at the request of JRD Tata.
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Will Grasim’s Entry into the Paint Business Impact Asian Paints?
Trade Brains
OCTOBER 11, 2024
Asian Paints leads in this segment, with an extensive dealer network and innovative services such as free trials, interior design consultations, and quick painting services. It has consistently outperformed competitors through its customer-centric approach, offering value-added services such as consultations and fast painting solutions.
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10 Best Paying Jobs in Life Insurance in 2023
Good Financial Cents
JANUARY 18, 2023
Consulting Actuary. Claims Consultant. Consulting Actuary. With an average salary of $143,721 per year , Actuarial Consultants stand to make a significant amount from their profession. While their primary function is to market and research for sales leads, agents can expect a decent salary and additional commissions.
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Best Robinhood Alternatives: 10 Online Brokers Like Robinhood
Good Financial Cents
OCTOBER 17, 2022
Robinhood attracted these young stock market investors with an easy-to-use mobile app and commission-free trades. Gone were the restrictions of many investing platforms with account minimums and hefty trading commissions. Instead, Public has a tipping option in the app, an optional commission structure. Robinhood Troubles.
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9 Smart Ways to Invest $1,000
Good Financial Cents
DECEMBER 29, 2022
Where to Get Started: Many online brokers offer real-time fractional share investing without charging commissions. Commission-free investing Allows fractional shares in stocks, ETFs Small minimum investment: $100. #4: Commission-free investing Allows fractional shares in stocks, ETFs Small minimum investment: $100. #7:
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Clint Walkner Featured in Wealth Management
Walkner Condon Financial Advisors
MAY 9, 2024
The Federal Trade Commission (FTC) recently moved to strike non-compete clauses in contracts. You should always consult a financial, tax, or legal professional familiar about your unique circumstances before making any financial decisions. This has an impact in our industry, as these provisions are commonplace.
How to sniff out a lying grifter in a Form ADV
Sara Grillo
OCTOBER 31, 2022
Any financial advisor who is registered as an advisor with a regulator has to fill out this form for initial approval by either a state or a Federal (the United States Securities and Exchange Commission) regulator. If the person is an insurance agent or solely a broker selling commission-based products, they will not have to file a Form ADV.
How to Build Your Art Collection in Retirement
Integrity Financial Planning
DECEMBER 22, 2022
In addition, you may find some pre-curated commissioned pieces from your favorite decor stores, such as Crate and Barrel or West Elm. Consulting with an interior designer or art warehouse may be wise but might also add to your costs. With technological advancement, you can now own art physically or digitally.
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Is it Wise to Put All Your Money With One Financial Advisor?
WiserAdvisor
JULY 22, 2022
Consult with a professional financial advisor and receive expert guidance on how to achieve your financial goals like building a significant retirement corpus, lowering your taxes, or creating an investment strategy suited to your needs. . At this juncture, he may consult with financial experts in each field to make an informed decision.
10 High-Income Tax Planning Strategies to Complete Before 2025: A Year-end Checklist
Harness Wealth
NOVEMBER 12, 2024
However, for individuals who generate 1099 income from consulting, a small business, or other professional activities can capture tax savings from contributing significant portions of their net profits to tax-advantaged retirement accounts such as SEP IRAs or Solo 401(k)s. Registration does not imply a certain level of skill or training.
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How Financial Advisors Make Money
Carson Wealth
AUGUST 28, 2022
They may charge flat consulting or financial planning fees. These fees cover consultative financial advising and are often used when working with businesses. They are paid a commission by their underlying broker/dealer or insurance company when a customer purchases a product, such as a mutual fund, annuity or life insurance policy.
Why do we need more awareness about SEBI-registered investment advisers?
Truemind Capital
MARCH 6, 2024
A wealth manager or an investment consultant helps you preserve or grow your wealth to achieve life goals. Unfortunately, the incentive structure based on commissions in established wealth management set-ups has compromised fiduciary responsibilities towards an investor. Wealth management is a noble career path.
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Secure Your Financial Legacy
Yardley Wealth Management
JUNE 6, 2023
When choosing a financial advisor, consider their costs and whether they earn commissions on products they recommend. The Securities and Exchange Commission (SEC) provides resources to help find a financial advisor who is right for you. By doing so, you can secure your financial future and leave a lasting legacy for your loved ones.
The Ultimate Guide to Tax-Loss Harvesting
Harness Wealth
JANUARY 29, 2025
Transaction costs: Frequent trading to harvest losses can result in higher costs, including brokerage fees and commissions, and an increased risk of tracking errors. As a result, its crucial to consult with a qualified tax advisor who understands your states tax laws. PA and NJ, for instance, dont allow carryovers.
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Stocks with PE ratio of more than 1000
Trade Brains
OCTOBER 28, 2024
Trading Division: The company is a trader, merchant, commission agent, buying & selling agent, contractor, importer, and exporter of all types of engineering goods and electrical appliances including motors, insulators, refrigerators, etc. Please consult your investment advisor before investing.
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Amplifying 8 Asian-American Voices in Financial Planning
eMoney Advisor
MAY 1, 2023
” Recently in the news for her appointment to the CFP Board’s new Competency Standards Commission, Yung is managing director at Midtown Financial. She’s set to serve alongside Yung on the CFP Board’s new Competency Standards Commission. Get to know her better in this podcast episode.
Best Penny Stocks With High Net Profit Margin – Hidden Gems?
Trade Brains
AUGUST 11, 2023
It has business interests in handling debt & equity market instruments, business consultancy & advisory services, loan syndication, wealth management, and healthcare. Along these lines, it has commissioned two facilities for the expansion of its operations. Please consult your investment advisor before investing.
Three Qualities of a Successful Investment Adviser
Truemind Capital
SEPTEMBER 10, 2019
To ensure that the interest of your adviser is totally aligned to yours, an adviser should manage the entire investment in zero-commission products like direct plans of mutual funds and earn only from transparent fee received from you. BOOK ONE TIME FREE CONSULTATION SESSION WITH OUR EXPERT ADVISORS. ARRANGE CALL BACK.
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How to Lower Your Financial Advisor Expenses
WiserAdvisor
JUNE 12, 2022
If you wish to find out about the different fee models used by advisors to charge fees, you can consult with a professional financial advisor and enquire about the same. . For example, some advisors are paid via commissions on the sale of financial products like stocks, mutual funds, policies, etc.
The Ultimate Guide to Email Marketing for Financial Advisors
Indigo Marketing Agency
MARCH 19, 2024
Compliance: Consistently adhere to Securities and Exchange Commission (SEC) , FINRA , Regulation Best Interest , broker-dealer compliance , and state regulations for financial advisors. Schedule a free consultation today with one of our marketing experts! Events and business cards: Promote sign-ups with concise value propositions.
Empower (formerly Personal Capital) Review – Managing All Your Investments in One Place
Good Financial Cents
JUNE 11, 2023
They charge either a percentage of assets managed or a flat hourly rate that can run as high as several hundred dollars per hour, plus trading commissions and administrative fees. They are salespeople paid to push products, earning commissions and kickbacks when they do. In stark contrast, Personal Capital is an investment advisor.
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“My client hired another advisor for their business 401(k).”
Sara Grillo
MAY 10, 2024
My client’s estate planning attorney said they should hire a fee-only advisor to manage their assets, and then they asked me if I charge fees or commissions. As a fiduciary, I charge 1% of your assets, and do not accept commissions.” I’m a Social Security expert. Did you sign up for my daily newsletter ?
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Get a job as a Financial Paraplanner at an RIA firm and ignore the schmucky wirehouse and insurance jobs!
Sara Grillo
OCTOBER 21, 2022
I am an irreverent and fun marketing consultant for financial advisors. Fee-only advisor – This is an advisor that does not charge commissions and hence is believed to be more aligned with the client’s best interests. So please subscribe! And I wanted to define some key terms first. What is a financial paraplanner?
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Average Fees for Financial Advisors in 2023
Harness Wealth
MAY 25, 2023
The primary fee structures are: Fee-only : Advisors only receive payment from their clients for the services they provide, not receiving any commissions or other incentives from product providers. Fee-based : This structure is a blend of fees and commissions. Between 0.5% Hourly Fee Fee charged per hour of advice.
How to Choose a Personal Financial Advisor
Park Place Financial
SEPTEMBER 8, 2022
Think about the aspects of your financial circumstances that you need the most guidance with before consulting with an advisor. They register with the United States Securities and Exchange Commission ( SEC ) to gain the designation. . Reflect on Your Financial Situation . Chartered Financial Analyst (CFA) .
How to Choose the Right Wealth Management Firm in Kansas City
Fortune Financial
SEPTEMBER 25, 2023
Consulting with an advisor can help you optimize your financial plan along with identifying the impact of potential future tax changes. In the United States, this often means being registered with the Securities and Exchange Commission (SEC) or state-level agencies. Please consult with a qualified professional for this type of advice.
This broker vs. financial advisor debate got ABSOLUTELY crazy!
Sara Grillo
DECEMBER 12, 2022
Watch as all h&#@ breaks loose discussing the question of broker vs. financial advisor, commissions, fees, value, and more! I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. The commission is the commission. Who cares?
Organic Recycling Systems IPO Review – GMP, Details, Price & More
Trade Brains
SEPTEMBER 20, 2023
The company’s Business verticals include The Build Own Operate Transfer (BOOT) model, the Engineering Procurement and Commissioning (EPC) model and the Supply of Key Equipment. The company prioritizes the development of technologies that are strong, affordable, and kind to the environment.
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Tales from the Crypto: How to Think About Bitcoin
ClearMoney
DECEMBER 5, 2021
His anguish is apparently not unusual—a prominent cryptocurrency consulting firm estimates that 20% of all outstanding bitcoin represents stranded assets unavailable to their rightful owners.1. UNITED STATES: Dimensional Fund Advisors LP is an investment advisor registered with the Securities and Exchange Commission.
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