Sara Grillo

OCTOBER 31, 2022

A Form ADV, according to definition by the SEC , is a legal document that anyone who is holding him or herself out as a professional financial advisor in the United States must file with the SEC, whether they are state or Federally registered. Ethics matter. Here are some examples of things Ethical Financial Advisors do.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

Sara Grillo

JUNE 2, 2022

To see this term blurred with the top advisor definition, it makes me mad because it implies that advisors who are selected on the basis of production – and this gives me the sense that this ranking had a lot to do with precisely that – are the best financial advisors. What about ethics? Ethical actions that financial advisors take.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Inside Information

OCTOBER 29, 2023

Every client you bring onboard is somebody who might otherwise have been working with an ‘advisor’ whose goal is to turn as much of his/her retirement portfolio into fees and commissions. Doctors, CPAs and (to some extent) lawyers have this built into their codes of ethics and professional DNA—and why should advisors be any different?

Sales 40

Sales Ethics Fee Only Commission 40

The Big Picture

JUNE 11, 2024

That was definitely revolutionary at the time. And I also think that there is something to be said for, and I think it sounds cliche, but it is not just Thiswe Midwest ethics, Midwest work ethic and, and kind of the attitude, this bias towards integrity. We definitely have enough clients to keep all those groups very, very busy.

Planning 162

Planning Clients Investing Investments 162

Clever Girl Finance

FEBRUARY 12, 2023

All you need are a few tools, a good work ethic, and an entrepreneurial spirit. Definitely check out our list of best side hustle books as well!). And sites like Shutterstock allow you to sell and earn a small commission for your photos. The possibilities are endless!

Advertising 73

Advertising Clients Media Electronics 73

Sara Grillo

JANUARY 9, 2023

The goal of the Transparent Advisor Movement is to create the country’s best financial advisors – the most ethical, effective, and successful financial advisors that the industry has ever seen in its history. Specific examples: Educating financial advisors of all business models (AUM, fee only, commission, etc.) What does that mean?

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Clever Girl Finance

JULY 8, 2024

All you need are a few tools, a good work ethic, and an entrepreneurial spirit. And sites like Shutterstock allow you to sell and earn a small commission for your photos. You can definitely make an extra $2,000 a month with a side hustle. The possibilities are endless! How can I make an extra $2,000 a month?

Clients 78

Clients Advertising Media Planning 78