Inside Information

JULY 31, 2022

Currently there are no minimum standards for competency or ethics for those professing to be financial planners. I’m meeting all the highest ethical standards. Mahoney says that right now the organization is looking at a blank slate. Mahoney says that advisors across the board are fed up with the status quo. “I

Financial Planner 45

Financial Planner Financial Planning Ethics CFP 45

International College of Financial Planning

SEPTEMBER 3, 2021

They may charge for their services either on a commission basis or hourly rates. However, our advice is to trust financial planners who either take a flat annual fee or charge per hour for managing your portfolio instead of charging a commission on every stock they buy or sell. How to Compensate Financial Advisors? Organization.

Financial Planner 52

Financial Planner Financial Advisor Certified Financial Planner Commission 52

Sara Grillo

NOVEMBER 8, 2022

Please view my Code of Ethics here (insert hyperlink). Other additional fees that you can expect to incur, but that will not be paid to us in any part, may include: Trading fees Brokerage commissions Mutual funds and ETF expenses Custodial fees. I am a: (make buttons for each of your client categories that they can click).

Compliance 52

Compliance Wealth Management Financial Advice Financial Planning 52

Inside Information

SEPTEMBER 30, 2023

The interesting thing about the journalism ‘profession’ (it’s really more of an avocation) is that we aren’t bound by any formal ethical rules or guidelines. They are, in my view, exactly like commissioned salespeople who pretend to be professionals and fiduciaries; what they offer is tainted by conflicts, usually undisclosed, often damaging.

Advertising 40

Advertising Commission Ethics Financial Planning 40

International College of Financial Planning

JULY 10, 2023

Their primary objective is to help clients make informed investment decisions, manage risks, and achieve financial objectives. Successful investment advisors also have the potential to make substantial commissions and bonuses based on their client’s investment performance.

Financial Advisor 52

Financial Advisor Certified Financial Planner Financial Planner Investments 52

Sara Grillo

NOVEMBER 14, 2022

Are commissions bad? Are commissions bad? Salaske said he wonders if the people who really need them are getting sold annuities that don’t produce a huge commission. Macchia says that agents would be happy to take even a small commission. Macchia says they are not bad, they’re just a different way to get paid.

Insurance 59

Insurance Retirement Financial Advisor License 59

Sara Grillo

JUNE 2, 2022

It’s the typical financial services move of providing enough information to satisfy the minimum standard of transparency, but never going to the full extent that would enable the person to know what is really going on. #2. What about ethics? No note given to whether or not they verify any information about the people nominated.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Inside Information

OCTOBER 29, 2023

Every client you bring onboard is somebody who might otherwise have been working with an ‘advisor’ whose goal is to turn as much of his/her retirement portfolio into fees and commissions. Doctors, CPAs and (to some extent) lawyers have this built into their codes of ethics and professional DNA—and why should advisors be any different?

Sales 40

Sales Ethics Fee Only Commission 40

Clever Girl Finance

FEBRUARY 12, 2023

All you need are a few tools, a good work ethic, and an entrepreneurial spirit. It’s also a great way to share your expertise and provide value to people looking for information or guidance. And sites like Shutterstock allow you to sell and earn a small commission for your photos. The possibilities are endless!

Advertising 92

Advertising Clients Media Electronics 92

Sara Grillo

JANUARY 9, 2023

The goal of the Transparent Advisor Movement is to create the country’s best financial advisors – the most ethical, effective, and successful financial advisors that the industry has ever seen in its history. Specific examples: Educating financial advisors of all business models (AUM, fee only, commission, etc.)

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Clever Girl Finance

JULY 8, 2024

All you need are a few tools, a good work ethic, and an entrepreneurial spirit. It’s also a great way to share your expertise and provide value to people looking for information or guidance. And sites like Shutterstock allow you to sell and earn a small commission for your photos. The possibilities are endless!

Clients 95

Clients Advertising Media Planning 95

The Big Picture

JUNE 11, 2024

And I also think that there is something to be said for, and I think it sounds cliche, but it is not just Thiswe Midwest ethics, Midwest work ethic and, and kind of the attitude, this bias towards integrity. They have, they’re duly registered and they’re, they’re making money on commission.

Planning 162

Planning Clients Investing Investments 162

Sara Grillo

JUNE 12, 2023

If it says “variable” in the name of the product, they are required by law to produce this cost information. If it is indexed or universal, they are not required but they should be able to produce this information. So ethically, I think it applies everywhere. Sometimes you will have to push. Variable products, yes.

Insurance 59

Insurance Clients Financial Advisor Math 59

Sara Grillo

SEPTEMBER 26, 2022

Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Wright: I can understand that being the argument.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Tucker Advisors

AUGUST 9, 2021

When advisors are not fiduciaries, they follow what is called the “suitability” requirement, which is basically an ethical call to follow the same prioritization of interests. For more information or assistance about fiduciary regulations, email Kori.Brooks@TuckerAM.com. Sources: 1. Department of Labor 2. RIAinaBox.com 3. MSN.com. –

Financial Advisor 52

Financial Advisor License Clients Insurance 52

Good Financial Cents

APRIL 19, 2023

Most brokerages no longer charge trading commissions which is a huge saving for us! Open an Account Commission-free investing Allows fractional shares in stocks, ETFs Small minimum investment: $100 5. They then earn a commission on the products that they sell. However, my favorite online broker right now is M1 Finance.

Accounting 105

Accounting Investments Investing Media 105

Sara Grillo

SEPTEMBER 12, 2022

Get ready for a ride as we examine it from all angles: regulatory, ethically, intellectually, etc. If we are comparing them to the Utopian idea of what a fraternity of ethics and competence testing should be, then we should find a way to implement it because daydreaming about what it ought to be is less useful.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Brown Advisory

MAY 16, 2016

This report includes URLs to more information; the webcast is available at Yahoo.com. Buffett and Munger celebrate good business and investment practices, the potential for human achievement, high ethics and decency to one’s fellow man. Berkshire Hathaway is one of the larger holdings in the Brown Advisory Flexible Equity Fund.

Insurance 52

Insurance Banking Investments Investing 52

The Big Picture

NOVEMBER 19, 2024

Like, you know, ’cause sometimes it’s not just a question of getting there, but can you do it in real time so you don’t have to wait half an hour, you know, to ask the, ask the next highly informative question. 01:00:49 And, you know, ethically, it’s hard for us to generate that dramatic right.

Economics 162

Economics Math Numbers Marketing 162

The Big Picture

DECEMBER 24, 2024

These are ethically compromised executives who are just hell bent on increasing profits by any means necessary. I mean, you know, it’s a tough world ethic. It seems like ethics is completely irrelevant. They’re just operating in a gray zone of legality, but in a very black and white zone of ethics. Toughen up.

Retail 130

Retail Advertising Taxes Numbers 130

The Big Picture

SEPTEMBER 17, 2024

00:25:05 [Speaker Changed] I had a poll commissioned to just figure out who people thought were the best presidents, who were the worst presidents, what are the qualities you want? Can presidential candidates be informed, learn about their personalities, their characteristics, their programs, and then make a decision to vote.

Government 162

Government Recruitment Education Investing 162

The Better Letter

MARCH 2, 2023

Nearing 400 years ago now, Thomas Hobbes noted and accounted for a crucial difference between geometry and ethics: We disagree about and dispute matters of ethics routinely but geometry almost never. Accordingly, when false information is central to our sense of self and self-worth, it becomes almost impossible to correct.

Ethics 86

Ethics Government Food Accounting 86