Nerd's Eye View

SEPTEMBER 13, 2022

In this episode, we talk in-depth about how Carolyn grew her career to become a leader in the financial services industry and made her mark by becoming an established executor for major broker-dealers that wanted to shift away from solely commission-based models and add advisory models, the paths that Carolyn navigated at companies like H.D.

Financial Advisor 238

Financial Advisor Financial Services Ethics Recruitment 238

International College of Financial Planning

DECEMBER 23, 2023

Their compensation often comes from (1) commissions on transactions based on advice provided or (2) fees for financial plan construction. The FPSB Board also enforces strict ethical code and practice standards, ensuring the integrity of its certificate holders.

Financial Advisor 52

Financial Advisor Certified Financial Planner Certification Financial Planner 52

Sara Grillo

SEPTEMBER 26, 2022

Wright: Yes, So yes, is the quick answer, the more convoluted answer would be that we should control internally… We’re a fraternity of ethics and competency testing that should be different from the SEC. Salaske: Right, now.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Good Financial Cents

APRIL 19, 2023

Most brokerages no longer charge trading commissions which is a huge saving for us! Open an Account Commission-free investing Allows fractional shares in stocks, ETFs Small minimum investment: $100 5. They then earn a commission on the products that they sell. However, my favorite online broker right now is M1 Finance.

Accounting 105

Accounting Investments Investing Media 105

Aleph

FEBRUARY 11, 2023

We lost a reason to have children via entitlements Feb 11, 2023 Criminals use Telegram to recruit ‘walkers’ as America’s big banks see an 84% increase in check fraud [link] I’ve gotten cheated on this as well. link] If you can write something like this without mentioning war, plague, famine, expropriation, etc.,

Banking 59

Banking Government Economics Taxes 59

The Big Picture

SEPTEMBER 17, 2024

And I recruited people who actually knew more than I did for sure, about investing. 00:06:33 [Speaker Changed] So I’m glad you brought up recruiting for, for two reasons. But you managed to recruit some very talented investors with outstanding track records early on. So that was a big plus.

Government 162

Government Recruitment Education Investments 162