Sara Grillo

OCTOBER 21, 2022

In this blog, I interview paraplanning professionals to get their take on what the role is, what it pays, and what it potential is for someone who wants to get a job as a financial paraplanner, possibly as a stepping stone to other wealth management jobs. Fee-only advisors are bound to the fiduciary standard.

Insurance 98

Insurance Financial Planner Fee Only Financial Advisor 98

Truemind Capital

AUGUST 9, 2024

– They cannot find a reliable wealth manager who understands them and manages their investments in their best interest. – They have no time or inclination to study about personal finance and investment management. By regulation, RIAs can’t earn from commissions received from product companies.

Commission 64

Commission Fee Only Wealth Management Investment Advisor 64

Yardley Wealth Management

JUNE 6, 2023

The post Secure Your Financial Legacy appeared first on Yardley Wealth Management, LLC. Here are some additional details and keywords to help guide you: Estate planning involves creating a plan for the management and distribution of assets after death.

Certified Financial Planner 52

Certified Financial Planner Estate Planning Retirement Planning Financial Advisor 52

Tobias Financial

NOVEMBER 29, 2022

As you are researching your wealth management options, you will see a number of names for those who can help you invest, including brokers and advisors. Brokers and advisors both offer investment advice, provide investment options, and manage accounts. Brokers are paid by a commission on the investment products they sell.

Wealth Management 52

Wealth Management Fee Only Clients Commission 52

International College of Financial Planning

AUGUST 2, 2021

The simplest definition of the role of a financial advisor would of that of a person who helps individuals, families, and organizations make decisions related to their investments, taxes, insurance planning, retirement planning, estate planning, and money management. Wealth Management Firms. Debt Management Firms.

Financial Advisor 52

Financial Advisor Certified Financial Planner Certification Fee Only 52

Sara Grillo

MAY 10, 2024

My client’s estate planning attorney said they should hire a fee-only advisor to manage their assets, and then they asked me if I charge fees or commissions. As a fiduciary, I charge 1% of your assets, and do not accept commissions.” I’m a Social Security expert.

Clients 52

Clients License Retirement Planning Financial Advisor 52

Yardley Wealth Management

AUGUST 24, 2020

The post The Best 401(k) Funds for Millennials and Why You Should Invest in a Mix Now appeared first on Yardley Wealth Management, LLC. 03% for IXUS and they can be bought commission-free and the spreads on each average only $.01. My name is Mike Garry, and my company is Yardley Wealth Management, LLC.

Investing 40

Investing Investments Wealth Management Estate Planning 40

Darrow Wealth Management

OCTOBER 29, 2024

Trading costs vary by platform and commissions may apply if you’re not working with a fee-only advisor. For help managing your investments and the rest of your personal financial life, please contact a Darrow Wealth advisor to schedule a consultation. appeared first on Darrow Wealth Management.

Asset Allocation 72

Asset Allocation Accounting Risk Tolerance Portfolio 72

Sara Grillo

NOVEMBER 14, 2022

Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators?

Insurance 59

Insurance Retirement Financial Advisor License 59

Sara Grillo

AUGUST 14, 2023

If their sole method of compensation is a product, and/or they are taking commissions, then in reality it is less likely they are embracing all the values that the standard requires. Commissions are opaque. How large the extent of the conflict matters, as well as how it is managed and disclosed. Insurance is opaque.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

Sara Grillo

JANUARY 9, 2023

Specific examples: Educating financial advisors of all business models (AUM, fee only, commission, etc.) Executing outreach to college students to encourage them to avoid predatory wirehouse and insurance training programs and pursue fee-only paraplanning jobs instead.

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Inside Information

SEPTEMBER 28, 2021

Then came Reg BI, in 2019, where the Commission decided that adopting a separate rule restricting these terms was ‘unnecessary.’. 202(a)(11)(c) of the Advisers Act,” the petition says, “the Commission can increase investor protection by (re-)asserting a distinction between product sales and stand-alone investment advice.”.

Financial Planner 40

Financial Planner Financial Planning Commission Sales 40

Inside Information

OCTOBER 30, 2021

Rostad is currently focused on what he sees as our best chance for meaningful reform: getting the Commission to revise the Form CRS disclosure so that it provides a clearer explanation of the different business models of broker-dealers/wirehouses, on the one hand, and fiduciary RIAs registered with the SEC on the other.

CFP 40

CFP Commission Investing Investments 40

Sara Grillo

APRIL 11, 2022

Please conduct your own diligence on any wealth manager you are considering hiring. ” As an hourly financial advisor he doesn’t make commissions for recommending products such as private REITs, structured products, etc. I was managing their money in. Ryan Firth, CPA. Did I leave anyone off the list?

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

Sara Grillo

SEPTEMBER 26, 2022

The debaters are: Robert Wright, CFP®, a financial consultant with Advocacy Wealth Management. Securities and Exchange Commission. Division of Investment Management. Securities and Exchange Commission. Robert will be on the “for” team. John Robinson (“JR”), Founder of Financial Planning Hawaii, Inc.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59