Commission Fiduciary Duty Portfolio Management 
Nerd's Eye View
SEPTEMBER 27, 2024
Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that a recent study by Cerulli has shown a sharp increase in the number of affluent investors willing to pay for advice, which on the one hand reflects the increasing financial complexity in peoples' lives (while they've also gotten (..)
Good Financial Cents
JUNE 11, 2023
You see, financial advisors that focus primarily on wealth management can be costly to keep around. They charge either a percentage of assets managed or a flat hourly rate that can run as high as several hundred dollars per hour, plus trading commissions and administrative fees. This is huge! And, that’s it.
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Fortune Financial
SEPTEMBER 25, 2023
Conduct Thorough Research The financial industry is highly regulated, and individuals and firms that provide wealth management services must meet specific qualifications and standards. Chartered Financial Analyst (CFA) CFAs are experts in investment management and analysis.
Fortune Financial
SEPTEMBER 25, 2023
Conduct Thorough Research The financial industry is highly regulated, and individuals and firms that provide wealth management services must meet specific qualifications and standards. Chartered Financial Analyst (CFA) CFAs are experts in investment management and analysis.
Sara Grillo
NOVEMBER 14, 2022
Do advisors breach fiduciary duty when they fail to recommend annuities? Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators? Are commissions bad?
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