101 Things That Advisors Actually DO To Add Value (Beyond Just Allocating A Portfolio)
Nerd's Eye View
NOVEMBER 28, 2022
Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients.
Commission Investment Advisor Portfolio 
What Issues Should I Consider When Reviewing My Investments?
Tobias Financial
MARCH 16, 2025
As you work toward your financial goals, regularly reviewing your investment portfolio is essential. Tobias Financial Advisors is registered as an investment advisor with the SEC. Lets make sure your strategy continues to support your financial goals!
Investments 
52
52 Join 36,000+
Insiders
Sign Up for our Newsletter
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Trending Sources
Market Update – February 2025
Tobias Financial
MARCH 11, 2025
Stay up to date with market insights from our Portfolio Manager, Charles Chad NeSmith, CFA, CFP. DISCLOSURES Tobias Financial Advisors is registered as an investment advisor with the SEC. In this update, Chad discusses inflationary and deflationary pressures, as well as the potential economic impact of tariffs.
Marketing 52
52 
Is it Wise to Put All Your Money With One Financial Advisor?
WiserAdvisor
JULY 22, 2022
This decision depends on whether you would benefit from hiring a single advisor or more. Some investors may require the services of multiple advisors as they have extensive investment portfolios comprising real estate, art, collectibles, global businesses, etc. The more advisors you hire, the more you will have to pay.
Stocks to Watch in These Emerging Sectors for the Next 5 Years
Trade Brains
NOVEMBER 3, 2024
Also read… Will Petrol prices come down across India after OMCs hike in dealer commission? Dixon Technologies leads the market with its diverse product portfolio, manufacturing everything from LED TVs to mobile phones. Investors must therefore exercise due caution while investing or trading in stocks.
Electronics 52
52 
Let a million RIAs bloom
Truemind Capital
AUGUST 9, 2024
I understood her situation and educated her about the process and what to expect from the investments in terms of risks and returns. With our guidance, she started investing soon, has now built a substantial investment portfolio, and is on track to meet her goals. Her case of “initial inertia” is not isolated.
Commission 64
64 
Empower (formerly Personal Capital) Review – Managing All Your Investments in One Place
Good Financial Cents
JUNE 11, 2023
One thing that I have craved for investors is a tool that allows you to sync all your financial accounts – your investment portfolio, checking and savings accounts, credit cards and other loan accounts – in one place, and then provides an investment-related analysis of your entire portfolio.
Management 80
80 
Stocks with PE ratio of more than 1000
Trade Brains
OCTOBER 28, 2024
The company has a diverse portfolio of beauty, personal care, and fashion products, including owned brand products manufactured by it. As of December 31, 2023, its product portfolio comprised 16 major brands across five main categories of IMFL, i.e., whisky, brandy, rum, vodka, and gin.
Medical 90
90 
How to Get Rich Off Stocks – 10 Steps to Begin Now
Good Financial Cents
AUGUST 5, 2022
Ad Invest as little or as much as you want with a Robinhood portfolio. With Robinhood, you can build a balanced portfolio and trade stocks, ETFs and options as frequently as you want, commission-free. Click your state to start investing today! Build your portfolio alongside over a million other community members.
Portfolio 102
102 
Three Qualities of a Successful Investment Adviser
Truemind Capital
SEPTEMBER 10, 2019
To generate above-average risk-adjusted returns and to meet your investment objective successfully, you must look for these three non-negotiable qualities in an investment adviser which are extremely important for value addition to your investment portfolio: 1.
Investments 52
52 
Mastering Finances with a Certified Investment/Financial Advisor
International College of Financial Planning
JULY 10, 2023
How Investment Advisors Play a Significant Role in Managing Finances? The field of investment advisory presents a world of opportunities for individuals passionate about finance and investments. Their primary objective is to help clients make informed investment decisions, manage risks, and achieve financial objectives.
Primer on Stocks
Yardley Wealth Management
AUGUST 17, 2022
When you buy stock, your cost basis is the total purchase price of the stock plus brokerage commissions and fees. If you buy or sell individual stocks there may be commission charges paid to the transacting broker for each transaction. The commissions may be less if you do frequent trading, or if you have a big account.
Commission 52
52 
Fiduciary Papers #8: Brokers’ and Investment Advisers’ Duty of Due Care, and Due Diligence in Particular, Receives Renewed Emphasis from SEC Staff
Ron A. Rhodes
MAY 5, 2023
In the design and management of investment portfolios, both brokers (under Reg BI) and investment advisors (as fiduciaries) possess a duty of due care. This includes undertaking sufficient due diligence…
What are the Different Types of Financial Advisors?
WiserAdvisor
JUNE 2, 2023
These professionals also hold expertise in various fields, such as retirement planning, tax management, estate planning, investment management, insurance, debt management, wealth management, and more. Below are the different kinds of financial advisors you may choose from: 1.
Average Fees for Financial Advisors in 2023
Harness Wealth
MAY 25, 2023
The primary fee structures are: Fee-only : Advisors only receive payment from their clients for the services they provide, not receiving any commissions or other incentives from product providers. Fee-based : This structure is a blend of fees and commissions. and 2%, often decreasing as the size of the portfolio increases.
Free ki advice can be very costly
Truemind Capital
FEBRUARY 8, 2024
That’s why a majority of people get stuck with duds in their portfolios. – Hidden costs & agenda : There may be hidden costs in terms of commissions or kickbacks that are not explicitly disclosed while making the sale of any product. A good financial advisor should ace all of these aspects.
Fee Only 52
52 
Cybersecurity stock falls despite receiving landmark contract from MCX
Trade Brains
OCTOBER 30, 2024
Also read… Will Petrol prices come down across India after OMCs hike in dealer commission? As a result, their comprehensive service portfolio positions them well for future opportunities. Investors must therefore exercise due caution while investing or trading in stocks.
Compliance 52
52 
Stock in focus after signing PPA with Solar Energy Corporation for Solar Projects
Trade Brains
OCTOBER 22, 2024
These projects are expected to be commissioned within 24 months. The company’s portfolio includes 3,508 MW thermal, 2,152 MW wind, 1,391 MW hydel, and 675 MW solar power. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.
Commission 52
52 
ETFs, Mutual Funds, and Index Funds
Carson Wealth
SEPTEMBER 19, 2022
When you hold a mix of investments, your portfolio is protected from being wiped out if one investment fails. . Many mutual funds also have minimum investment requirements. Both ETFs and mutual funds are managed by professional investment advisors. . Have Questions About Investing?
Commission 52
52 
How to Choose a Personal Financial Advisor
Park Place Financial
SEPTEMBER 8, 2022
Registered Investment Advisor (RIA) . As the name indicates, an RIA recommends the best investment options based on a person’s financial circumstances and goals. They register with the United States Securities and Exchange Commission ( SEC ) to gain the designation. . Request a Meeting with a Potential Advisor .
Best Penny Stocks With High Net Profit Margin – Hidden Gems?
Trade Brains
AUGUST 11, 2023
As a part of its portfolio, Avonmore owns the largest distillery in Himachal Pradesh with a production capacity of 85 KLPD ENA and 35KLPD Ethanol. Along these lines, it has commissioned two facilities for the expansion of its operations. Investors must therefore exercise due caution while investing or trading in stocks.
What Is a Mutual Fund
Carson Wealth
SEPTEMBER 13, 2022
Investors have a range of assets to choose from when building their portfolios. Learn more about what mutual funds are, how they work, about the advantages and potential downsides, and how to invest in them. The combination of securities is typically managed by a professional investment advisor. exchanges close.
Assets 52
52 
Should you die and go to hell before selling an annuity?
Sara Grillo
NOVEMBER 14, 2022
Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators? Are commissions bad? Salaske agrees that many advisors don’t do a great job. Are commissions bad?
Insurance 59
59 
This broker vs. financial advisor debate got ABSOLUTELY crazy!
Sara Grillo
DECEMBER 12, 2022
Watch as all h&#@ breaks loose discussing the question of broker vs. financial advisor, commissions, fees, value, and more! The advisors made the point that the cost of insurance can’t be separated from the “cost of service” or the commission the agent makes. The commission is the commission. Who cares?
How to Invest in the S&P 500: What You Need to Know
Good Financial Cents
NOVEMBER 14, 2022
Warren took it one step further, once betting hedge fund manager Ted Seides $1 million that an index fund would outperform a portfolio of hedge funds over the next ten years. But does it make sense for ALL investors to invest in the S&P 500? What if you’re not 100% comfortable investing all your money in the stock market?
Investing 64
64 
Transcript: Jenny Johnson, Franklin Templeton
The Big Picture
JULY 11, 2023
And I remember being on the phone thinking, as the PMs were asking questions about cash flows and things, I was thinking, you’re asking all the wrong questions about whether this portfolio will perform because it’s things like down payment. ” Whereas if they got that upfront commission, they’d spend the time doing it.
Management 222
222 
What Are Your Best Roth IRA Rates?
Good Financial Cents
JULY 3, 2023
No matter which option you choose the most important thing with any investing is to get started. A new type of investment advisor has been created by using machine learning to make the investments for us. These new advisors are called robo-advisors and have become a very popular place to open your Roth IRA.
Retirement 77
77 
How the SEC Has Strayed From Its Mission
Inside Information
SEPTEMBER 28, 2021
Then came Reg BI, in 2019, where the Commission decided that adopting a separate rule restricting these terms was ‘unnecessary.’. 202(a)(11)(c) of the Advisers Act,” the petition says, “the Commission can increase investor protection by (re-)asserting a distinction between product sales and stand-alone investment advice.”.
9 Crucial Questions Every Investor Needs to Ask
WiserAdvisor
NOVEMBER 16, 2022
Consider consulting with a professional financial advisor who can help create a financial plan and investment portfolio for you to achieve your financial needs and goals. Here are 9 questions to ask when investing. How much of my income should be going into investments? Need a financial advisor?
Monkeys Go Home
Inside Information
JULY 31, 2022
Yes, there are regulatory requirements to register as an investment advisor. The organization did not help its case as a regulator by carelessly allowing advisors to omit their (often significant) regulatory history that they were supposed to disclose in their web profiles. But not as a financial planner.).
6 Tips to Avoid Financial Fraud and Guard Your Investments
WiserAdvisor
MAY 31, 2022
According to the Federal Trade Commission (FTC), in 2021, American consumers lost over $5.8 The objective is to thoroughly understand the background of the broker or investment advisor from whom you intend to buy a product or engage in a business. However, the numbers tell a different story. In 2021, over 2.8
Investing 52
52 
30 Best Passive Income Streams
Clever Girl Finance
DECEMBER 21, 2022
Investing in stocks is one way to avoid having to make an active income by simply growing your money, and expanding your portfolio. It's also possible to buy shares of REITs (real estate investment trusts) and earn a share of income from the real estate projects they hold. Crowdfund real estate. Advertise using your vehicle.
Advertising 111
111 
Financial planning transparency is FINALLY upon us (whoo hooo!!!!!!!!!!!!)
Sara Grillo
JANUARY 9, 2023
What are the changes in Colorado investment advisor regulations regarding financial planning? Specific examples: Educating financial advisors of all business models (AUM, fee only, commission, etc.) If somebody has a $500k portfolio and we just use a standard 1%, they’d be charged $5k a fee.
Fiduciary Advocate
Inside Information
OCTOBER 30, 2021
The argument with the regulators is that the more they require all advisors (including, of course, wirehouse brokers who call themselves ‘advisors’) to behave as fiduciaries, the more likely investors will be to receive advice in their interests, quality investment counsel, low portfolio expenses and fewer conflicts getting in the way.
CFP 40
40 
30 Best Passive Income Ideas
Clever Girl Finance
AUGUST 2, 2023
Investing in stocks is one way to avoid having to make an active income by simply growing your money and expanding your portfolio. REITs It’s also possible to buy shares of REITs (real estate investment trusts) and earn a share of income from the real estate projects they hold.
Accounting 84
84 
Heavy Weights: The Real Story Behind Current Market Concentration
Financial Symmetry
FEBRUARY 20, 2025
3 So, as investors, what can we do about it within our portfolios? Source: Avantis Investors is an investment advisor registered with the Securities and Exchange Commission. Key Takeaways for Investors The key point is that concentration in isolation doesnt tell you about future expected returns, but valuations do.3
Marketing 64
64 
Navigating Tariffs: What They Mean for Your Personal Finances
Tobias Financial
MARCH 11, 2025
He also emphasized the value of diversification when managing investments. When we look at retirement investors, we really encourage them to be in diversified portfolios. Disclosure : Tobias Financial Advisors is registered as an investment advisor with the SEC. You want to be in the U.S.,
Myth-Busting with Momentum: How to Pursue the Premium
ClearMoney
NOVEMBER 4, 2021
As with many things in life, the truth is somewhere between the extremes: While both simulated and real-world data suggest momentum may not be suitable as a driver of long-term asset allocations, we believe momentum considerations can be integrated in a cost-effective way to help inform daily portfolio management decisions. A Matter of Time.
Market Review 2021: A Recovery Amid Challenges
ClearMoney
JANUARY 4, 2022
For investors worried about the impact of inflation on their portfolios, it is important to remember that US stocks since 1991 have generally provided returns that outpaced inflation. Concentrating your portfolio in a few hot stocks or cryptocurrencies—like focusing on any small number of holdings—can expose investors to substantial risk.
Marketing 52
52 
Demystifying Systematic Fixed Income Investing
ClearMoney
DECEMBER 14, 2021
In Dimensional’s case, systematic fixed income is hardly new; we have been managing fixed income portfolios since 1983. For example, a bond trading like one rated BBB may become ineligible for a portfolio restricted to securities rated AA and above, even if its stated rating meets the portfolio’s guidelines.
Investments 52
52 
Tales from the Crypto: How to Think About Bitcoin
ClearMoney
DECEMBER 5, 2021
Given bitcoin’s dramatic price changes, it is not surprising that many are speculating about its possible role in a portfolio. Assessing the merits of bitcoin as an investment can be problematic. Adding it to a portfolio could mean paring back the allocation to investments such as stocks, property, or fixed income.
Commission 52
52 
10 Obstacles to Investing—and How to Overcome Them
ClearMoney
SEPTEMBER 24, 2021
You’re much more likely to “lose it all” with concentrated investments than with a well-diversified portfolio. Individual investments may go to zero, but the modern-day market has been around for almost a century, has an average annual return of 10%, and has never lost more than 43% in a year.2.
Investing 52
52 
Why I’ll Always Be Optimistic About the Market
ClearMoney
DECEMBER 13, 2021
Indices are not available for direct investment. Index returns are not representative of actual portfolios and do not reflect costs and fees associated with an actual investment. UNITED STATES: Dimensional Fund Advisors LP is an investment advisor registered with the Securities and Exchange Commission.
Marketing 52
52 
Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)
Sara Grillo
SEPTEMBER 26, 2022
I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?
CFP 59
59 
Let's personalize your content