Commission License Reference 
Sara Grillo
MAY 10, 2024
My client just referred their out-of-state best friend to an advisor in Alabama, even though I am also licensed in Alabama. My client’s estate planning attorney said they should hire a fee-only advisor to manage their assets, and then they asked me if I charge fees or commissions.
Envision Wealth Planning
MARCH 17, 2022
Making things worse, many people simply refer to any financial professional as a financial advisor. are paid through a commission. By contrast, the term investment advisor (also spelled as “adviser” see below) is a legal term that refers to an individual or company. But a commission is also a fee. What’s in a name?
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International College of Financial Planning
SEPTEMBER 3, 2021
When choosing this, look for a planner with an active license, one who is accredited by a board or association, and one who has experience of working with clients of your profile. A financial advisor is a certified financial planner who is licensed and regulated to take mandate decisions on multiple aspects of financial planning.
Sara Grillo
NOVEMBER 14, 2022
He is a flat fee advisor; not a licensed insurance agent. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Are commissions bad? Mettler says he does not have a securities license for this reason. Are commissions bad? Scott Salaske , CEO of Firstmetric.
Trade Brains
APRIL 12, 2023
Broker or Stockbroker: A stockbroker is an individual/organization who is a registered member of the stock exchange and is given a license to participate in the securities market in place of its clients. Stockbrokers can directly buy & sell stocks in the share market on behalf of their clients and charge a commission for this service.
Good Financial Cents
JANUARY 27, 2023
Public Public is an investing platform offering commission-free stock trades, and it’s become a hit with young investors just starting. There are no commissions, account minimums, hidden fees, or trade minimums with moomoo. It also has US-based licensed specialists who are available for professional support.
WiserAdvisor
MAY 31, 2022
According to the Federal Trade Commission (FTC), in 2021, American consumers lost over $5.8 You can check the company’s financial statement on the Securities Exchange Commission (SEC) EDGAR filing platform. For future reference, try to keep a written record of the complaint you register. billion higher than the 2020 estimate.
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