Investment Writing

OCTOBER 1, 2024

I started working for Fleet Investment Advisors, which later became Columbia Management and is now Columbia Threadneedle Investments. Susan has an exceptional ability to tailor investment communications to the sophistication level of any audience. It’s hard to keep up with all of the changes.

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Clients Sales Investing Investments 52

Cornerstone Financial Advisory

OCTOBER 9, 2023

Before using the Tax Withholding Estimator, gather all necessary documents; this includes your W-2 from your employer, any 1099 forms you have from banks and other payers, and any other forms you need. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor.

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Marketing Marketing Taxes Economics 105

Cornerstone Financial Advisory

JULY 18, 2022

Friday: Verizon Communications, Inc. (VZ), Recovering Documents Following a Natural Disaster. If you live in an area that’s prone to natural disasters, it’s important to be prepared by knowing how to manage your important documents and paperwork, and by knowing what to do if those materials are lost. Thursday: AT&T, Inc.

Marketing 52

Marketing Marketing Economics Taxes 52

Cornerstone Financial Advisory

JUNE 10, 2024

Before using the Tax Withholding Estimator, gather all necessary documents; this includes your W-2 from your employer, any 1099 forms you have from banks and other payers, and any other forms you need. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor.

Marketing 52

Marketing Marketing Economics Taxes 52

Cornerstone Financial Advisory

JUNE 3, 2024

The right to challenge the IRS’ position and be heard: You can object to IRS actions and provide further justification with documentation. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. a Broker/Dealer, Member FINRA / SIPC.

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Marketing Marketing Economics Taxes 52

Cornerstone Financial Advisory

APRIL 17, 2023

After reports of a more pronounced slowdown in producer prices on Thursday, stocks surged higher, with technology and communication services companies leading the charge. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor.

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Marketing Marketing Medical Economics 59

Brown Advisory

JUNE 13, 2022

Our Perspective on Optimal Governance Structure ajackson Mon, 06/13/2022 - 14:12 Leaders of mission-driven nonprofit organizations understand that their board’s investment committee (IC) typically shoulders the greatest share of responsibility in developing and fostering the organization’s relationship with an investment advisor.

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Government Investment Advisor Nonprofit Portfolio 52

Brown Advisory

JUNE 13, 2022

Leaders of mission-driven nonprofit organizations understand that their board’s investment committee (IC) typically shoulders the greatest share of responsibility in developing and fostering the organization’s relationship with an investment advisor.

Government 52

Government Investment Advisor Nonprofit Portfolio 52

Cornerstone Financial Advisory

OCTOBER 16, 2023

The right to challenge the IRS’ position and be heard: You have the right to object to IRS actions and provide further justification with documentation. FMG is not affiliated with the named representative, financial professional, Registered Investment Advisor, Broker-Dealer, nor state- or SEC-registered investment advisory firm.

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Marketing Marketing Taxes Economics 105

Cornerstone Financial Advisory

MAY 8, 2023

Keep in mind the Internal Revenue Service (IRS) recommends that taxpayers keep copies of their returns and any documentation for at least three years after filing: Ask your software provider or tax preparer. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., Order a tax transcript.

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Marketing Marketing Taxes Economics 59

Darrow Wealth Management

NOVEMBER 5, 2024

But no extra supporting documentation is sent when filing (e.g. So the best practice is to document early and often and get a QSBS attestation letter from the company. Strongly consider engaging a personal team of tax and financial advisors to help guide you through the process. Form 8949 and Schedule D).

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Taxes Wealth Management Tax Planning Assets 65

Cornerstone Financial Advisory

DECEMBER 19, 2022

According to the IRS, You must keep records, such as receipts, canceled checks, and other documents that support an item of income, a deduction, or a credit appearing on a return as long as they may become material in the administration of any provision of the Internal Revenue Code. a Registered Investment Advisor.

Marketing 59

Marketing Marketing Economics Taxes 59

Sara Grillo

JANUARY 9, 2023

What are the changes in Colorado investment advisor regulations regarding financial planning? Regulators, not just in Colorado but across the country, are seeking ways that there could be greater clarity in the disclosure and communication in the fees that flat fee advisors charge and what they provide.

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Inside Information

OCTOBER 30, 2021

In Rostad’s view, this is the very disclosure document that could be eliminating investor confusion about the different business models and agendas. “If Rostad adds that there is anecdotal evidence that disclosure of fees and costs may be different from (more effective than) disclosures of conflicts of interest or who regulates whom.

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CFP Commission Investing Investments 40

Brown Advisory

SEPTEMBER 12, 2019

Against this backdrop, a fiduciary is within the bounds of duty if they consider ESG factors, alongside their investment advisor and counsel, when constructing a trust portfolio. Courts acknowledge the variance in how different investors, each acting prudently, may choose to invest.

Investing 52

Investing Investments Fiduciary Duty Portfolio 52

Brown Advisory

SEPTEMBER 12, 2019

Against this backdrop, a fiduciary is within the bounds of duty if they consider ESG factors, alongside their investment advisor and counsel, when constructing a trust portfolio. Courts acknowledge the variance in how different investors, each acting prudently, may choose to invest.

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Investing Investments Fiduciary Duty Portfolio 52

Brown Advisory

NOVEMBER 12, 2015

As always, we recommend that you consult your tax and investment advisors to determine what, if any, actions you should take before the end of the year to minimize your tax burden this year and in the future. Regulations contained in IRS Circular 230 regulate written communications from us concerning tax matters. Conclusion.

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Planning Taxes Distribution Medical 52

BlueMind

JULY 15, 2022

Bear in mind the standards that a Registered Investment Advisor is held accountable to and a broker-dealer is, are different. Now, “over-the-counter” trades have become increasingly popular with the emergence of digitization and remote communication. The Increasing Costs Of Maintaining Compliance Standards To quote former U.S.

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Compliance Financial Advisor Certified Financial Planner Clients 98

The Big Picture

JULY 29, 2024

So 00:09:10 [Speaker Changed] I know Orion for many years because from the RIA perspective, from a registered investment advisor perspective, clients want to know how their portfolios are doing, what their performance is, both in absolute terms and relative to benchmarks. I’m, I’m, I’m curious about that.

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Clients Portfolio Financial Advisor Investing 146

ClearMoney

FEBRUARY 21, 2022

DISCLOSURES The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only. Unauthorized copying, reproducing, duplicating, or transmitting of this document are strictly prohibited. This material is not a sales communication. UNITED STATES.

Commission 52

Commission Portfolio Government Distribution 52

ClearMoney

DECEMBER 14, 2021

Past Dimensional research has documented the importance of a consistent emphasis to mitigate style drift5 and capture premiums when they appear.6 DISCLOSURES The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only. Actual returns may be lower.

Investing 52

Investing Investments Commission Distribution 52

ClearMoney

NOVEMBER 4, 2021

The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only. It does not constitute investment advice, recommendation, or an offer of any services or products for sale and is not intended to provide a sufficient basis on which to make an investment decision.

Asset Allocation 52

Asset Allocation Commission Portfolio Distribution 52

ClearMoney

DECEMBER 5, 2021

Groups of stocks and their returns are hypothetical and are not representative of indices or actual strategies and do not reflect costs and fees associated with an actual investment. The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only.

Government 52

Government Commission Economics Distribution 52

ClearMoney

DECEMBER 5, 2021

Groups of stocks and their returns are hypothetical and are not representative of indices or actual strategies and do not reflect costs and fees associated with an actual investment. DISCLOSURES The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only.

Government 52

Government Commission Economics Distribution 52

Sara Grillo

SEPTEMBER 26, 2022

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?

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CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

APRIL 25, 2023

So, Brian is not a stranger to me, and we have some shared financial interests, but the reason I wanted to bring him in here is there are few people in the industry who have a better perch by which to look at the world of registered investment advisors, broker-dealers, all of the changes that are taking place in the space.

Compliance 159

Compliance Clients Wealth Management Management 159